Quick Takeaways
- RMT - ROYCE MICRO-CAP TRUST, INC. has 8 insiders with reported activity on this page.
- Net insider value flow over the last year: -$3,117,070.
- Recent transaction rows are available for direct filing-level review.
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Net insider flow leans to selling over the last 12 months. Net value: -$3,117,070.
$95,956
Shares: 8,600
Insiders: 1
$3,213,026
Shares: 339,300
Insiders: 1
-$3,117,070
Shares: -330,700
Insiders: 0
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 6,500 | 0 | $74,620 | $0 | +$74,620 |
| 3-6 | 0 | 200,000 | $0 | $2,054,000 | -$2,054,000 |
| 6-9 | 2,100 | 0 | $21,336 | $0 | +$21,336 |
| 9-12 | 0 | 139,300 | $0 | $1,159,026 | -$1,159,026 |
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Charles M. Royce | Sr. Advisor Royce & Associates | $11,150,295 | -$3,213,026 | -22% | Mixed | 05 Nov 2025 |
| Christopher D. Clark | President, Director, CEO - Investment Advisor | $788,079 | +$95,956 | +14% | Filing P/S | 24 Mar 2026 |
| Daniel A. O'Byrne | Vice President, VP - Investment Advisor | $96,520 | Mixed | 06 May 2022 | ||
| Christopher C. Grisanti | Director | $41,650 | Filing P/S | 05 Oct 2022 | ||
| Francis D. Gannon | Vice President | $23,125 | Filing P/S | 21 Mar 2024 | ||
| G. Peter Obrien | Director | $19,659 | Mixed | 23 Jul 2021 | ||
| James P. Stoeffel | Portfolio Manager | Mixed | 14 Mar 2025 | |||
| Julia Ward Poston | Director | Mixed | 13 Jul 2023 |
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13D/G
13F
|
Company |
5%
|
2,628,462
|
$28,124,543 | $0 | 05 Jan 2026 | |
| MORGAN STANLEY |
13F
13D/G
|
Company |
6%
from 13D/G
|
2,652,412
|
$27,664,659 | — | 31 Dec 2025 | |
| Charles M. Royce |
3/4/5
|
Sr. Advisor Royce & Associates |
2.1%
|
1,080,070
|
$11,150,295 | -$3,213,026 | 05 Nov 2025 | |
| Modern Wealth Management, LLC |
13F
|
Company |
2%
|
1,051,555
|
$10,967,714 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.9%
|
1,022,240
|
$10,661,959 | — | 31 Dec 2025 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
1.9%
|
1,002,939
|
$10,460,654 | — | 31 Dec 2025 | |
| Alexander Randolph Advisory, Inc. |
13F
|
Company |
1.8%
|
968,549
|
$10,101,963 | — | 31 Dec 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.7%
|
893,126
|
$9,315,304 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
888,800
|
$9,270,184 | — | 31 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.6%
|
829,682
|
$8,653,584 | — | 31 Dec 2025 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.2%
|
615,988
|
$6,424,755 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
562,435
|
$5,866,192 | — | 31 Dec 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
560,788
|
$5,849,023 | — | 31 Dec 2025 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
1%
|
527,776
|
$5,504,711 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.98%
|
516,026
|
$5,382,148 | — | 31 Dec 2025 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.68%
|
355,378
|
$3,706,596 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
0.61%
|
322,266
|
$3,361,235 | — | 31 Dec 2025 | |
| FCA CORP /TX |
13F
|
Company |
0.59%
|
307,851
|
$3,210,881 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.46%
|
240,168
|
$2,505,000 | — | 31 Dec 2025 | |
| Clearstead Advisors, LLC |
13F
|
Company |
0.4%
|
208,557
|
$2,175,249 | — | 31 Dec 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.38%
|
198,321
|
$2,068,488 | — | 31 Dec 2025 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.37%
|
195,178
|
$2,035,711 | — | 31 Dec 2025 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.26%
|
134,227
|
$1,399,987 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.24%
|
128,545
|
$1,340,731 | — | 31 Dec 2025 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.23%
|
118,537
|
$1,236,341 | — | 31 Dec 2025 | |
| EVOLVE PRIVATE WEALTH, LLC |
13F
|
Company |
0.22%
|
116,848
|
$1,218,725 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.22%
|
116,103
|
$1,211,019 | — | 31 Dec 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.21%
|
112,838
|
$1,176,904 | — | 31 Dec 2025 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.2%
|
105,372
|
$1,099,034 | — | 31 Dec 2025 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.19%
|
101,019
|
$1,053,628 | — | 31 Dec 2025 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.17%
|
89,463
|
$933,100 | — | 31 Dec 2025 | |
| Altium Capital Management LLC |
13F
|
Company |
0.17%
|
87,078
|
$908,224 | — | 31 Dec 2025 | |
| UHLMANN PRICE SECURITIES, LLC |
13F
|
Company |
0.16%
|
85,331
|
$889,996 | — | 31 Dec 2025 | |
| &PARTNERS |
13F
|
Company |
0.14%
|
75,982
|
$792,495 | — | 31 Dec 2025 | |
| Christopher D. Clark |
3/4/5
|
President, Director, CEO - Investment Advisor |
0.13%
|
68,648
|
$788,079 | +$95,956 | 24 Mar 2026 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.14%
|
74,719
|
$779,319 | — | 31 Dec 2025 | |
| Diversify Advisory Services, LLC |
13F
|
Company |
0.12%
|
65,302
|
$755,544 | — | 31 Dec 2025 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.13%
|
68,007
|
$709,313 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.12%
|
64,772
|
$675,570 | — | 31 Dec 2025 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.12%
|
63,164
|
$658,801 | — | 31 Dec 2025 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$648,339 | — | 31 Dec 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
60,599
|
$632,048 | — | 31 Dec 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.11%
|
58,351
|
$608,602 | — | 31 Dec 2025 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.1%
|
53,997
|
$563,189 | — | 31 Dec 2025 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.1%
|
52,271
|
$545,186 | — | 31 Dec 2025 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.09%
|
49,327
|
$514,481 | — | 31 Dec 2025 | |
| SAPIENT CAPITAL LLC |
13F
|
Company |
0.09%
|
47,740
|
$503,180 | — | 31 Dec 2025 | |
| CWM, LLC |
13F
|
Company |
0.09%
|
47,000
|
$490,000 | — | 31 Dec 2025 | |
| EP Wealth Advisors, LLC |
13F
|
Company |
0.08%
|
44,446
|
$463,574 | — | 31 Dec 2025 | |
| SPIREPOINT PRIVATE CLIENT, LLC |
13F
|
Company |
0.08%
|
41,317
|
$430,938 | — | 31 Dec 2025 |
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Christopher D. Clark | RMT | Common Stock | Purchase | 10.5% | $74,620 | $11.48 | 6,500 | 68,648 | 24 Mar 2026 | Direct |
| Charles M. Royce | RMT | Common Stock | Sale | -25.1% | $2,054,000 | $10.27 | -200,000 | 596,926 | 05 Nov 2025 | Direct |
| Christopher D. Clark | RMT | Common Stock | Purchase | 3.64% | $21,336 | $10.16 | 2,100 | 59,721 | 26 Aug 2025 | Direct |
| Charles M. Royce | RMT | Common Stock | Sale | -0.26% | $16,683 | $8.17 | -2,042 | 796,928 | 06 May 2025 | Direct |
| Charles M. Royce | RMT | Common Stock | Sale | -1.63% | $62,907 | $8.31 | -7,570 | 457,070 | 05 May 2025 | Shares held in the Royce Charitable Trust |
| Charles M. Royce | RMT | Common Stock | Sale | -5.13% | $359,233 | $8.31 | -43,229 | 798,970 | 05 May 2025 | Direct |
| Charles M. Royce | RMT | Common Stock | Sale | -8.51% | $360,106 | $8.33 | -43,230 | 464,640 | 02 May 2025 | Shares held in the Royce Charitable Trust |
| Charles M. Royce | RMT | Common Stock | Sale | -4.88% | $360,098 | $8.33 | -43,229 | 842,199 | 02 May 2025 | Direct |