SEC ownership of ROYCE MICRO-CAP TRUST, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000912147.

Comparable stake leader

MORGAN STANLEY

Disclosed value leader

Saba Capital Management, L.P.

Comparable rows

50/50

Latest evidence

15 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
MORGAN STANLEY
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
15 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000912147
Issuer location
New York, NY

Ownership snapshot

Top shareholders of ROYCE MICRO-CAP TRUST, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MORGAN STANLEY
Disclosed value leader
Saba Capital Management, ...
Comparable rows
50/50
Latest evidence
15 Jun 2026
13F 13D/G 3/4/5 Lead comparable stake: 6% 13D/G row: MORGAN STANLEY Showing 1-8 of 50 holder rows.

Quick read

MORGAN STANLEY leads the comparable SEC ownership view at 6%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.
Comparable ownership Top 5
MORGAN STANLEY 6%
Saba Capital Management, L.P. 5%
Charles M. Royce 2.1%
Christopher D. Clark 0.14%
John E. Denneen 0.02%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MORGAN STANLEY
13F 13D/G
Company
6%
from 13D/G
$29,765,997
2,631,830 shares
31 Mar 2026
Saba Capital Management, L.P.
13F 13D/G
Company
5%
from 13D/G
$33,538,674
2,965,400 shares
31 Mar 2026
Charles M. Royce
3/4/5
Sr. Advisor Royce & Associates
2.1%
$11,150,295
1,080,070 shares
-$2,054,000 05 Nov 2025
Christopher D. Clark
3/4/5
President, Director, CEO - Investment Advisor
0.14%
$1,035,264
73,319 shares
+$146,788 15 Jun 2026
John E. Denneen
3/4/5
Secretary, Secretary Investment Advisor
0.02%
$167,578
12,232 shares
+$100,189 05 Jun 2026
LPL Financial LLC
13F
Company
13F
2.1%
$12,243,712
1,082,556 shares
31 Mar 2026
Modern Wealth Management, LLC
13F
Company
13F
2%
$11,817,086
1,026,680 shares
31 Mar 2026
Allspring Global Investments Holdings, LLC
13F
Company
13F
1.9%
$11,473,577
1,014,463 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$1,807,023.

Buys
$246,977
Insiders: 2
Sells
$2,054,000
Insiders: 1
Net
-$1,807,023
Shares: -180,551
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 19,449 Shares: 200,000
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 10,849 0 $151,021 $0 +$151,021
3-6 6,500 0 $74,620 $0 +$74,620
6-9 0 200,000 $0 $2,054,000 -$2,054,000
9-12 2,100 0 $21,336 $0 +$21,336

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-9 of 9 reporting-owner rows connected to ROYCE MICRO-CAP TRUST, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
9
Largest Forms 3/4/5 holder
Charles M. Royce
Net 12M change
-$1,807,023
Latest report
15 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Charles M. Royce Sr. Advisor Royce & Associates $11,150,295 -$2,054,000 -16% Mixed 05 Nov 2025
Christopher D. Clark President, Director, CEO - Investment Advisor $1,035,264 +$146,788 +17% Filing P/S 15 Jun 2026
John E. Denneen Secretary, Secretary Investment Advisor $167,578 +$100,189 +149% Filing P/S 05 Jun 2026
Daniel A. O'Byrne Vice President, VP - Investment Advisor $96,520 Mixed 06 May 2022
Christopher C. Grisanti Director $41,650 Filing P/S 05 Oct 2022
Francis D. Gannon Vice President $23,125 Filing P/S 21 Mar 2024
G. Peter Obrien Director $19,659 Mixed 23 Jul 2021
Julia Ward Poston Director Mixed 13 Jul 2023
James P. Stoeffel Portfolio Manager Mixed 14 Mar 2025

Recent insider transactions for ROYCE MICRO-CAP TRUST, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Christopher D. Clark RMT Common Stock Purchase 5.16% $50,832 $14.12 3,600 73,319 15 Jun 2026 Direct
John E. Denneen RMT Common Stock Purchase 48.6% $54,800 $13.70 4,000 12,232 05 Jun 2026 Direct
John E. Denneen RMT Common Stock Purchase 65.2% $45,389 $13.97 3,249 8,232 01 Jun 2026 Direct
Christopher D. Clark RMT Common Stock Purchase 10.5% $74,620 $11.48 6,500 68,648 24 Mar 2026 Direct
Charles M. Royce RMT Common Stock Sale -25.1% $2,054,000 $10.27 -200,000 596,926 05 Nov 2025 Direct
Christopher D. Clark RMT Common Stock Purchase 3.64% $21,336 $10.16 2,100 59,721 26 Aug 2025 Direct
* marks a reported price that did not pass the local price check.
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