SEC ownership of ROYCE GLOBAL TRUST, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001514490.
- CIK
- 0001514490
- Symbol
- RGT on NYSE
- Location
- New York, NY
- Parsed ownership evidence
- 13F, 13D/G, and 3/4/5
- Lead holder
- MORGAN STANLEY
- 13D/G signal
- MORGAN STANLEY
- Latest evidence date
- 31 Mar 2026
Ownership snapshot
Top shareholders of ROYCE GLOBAL TRUST, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
13D/G
Company
|
6.5%
from 13D/G
|
$5,748,252
430,194 shares
|
— | 31 Mar 2026 |
| RAYMOND JAMES & ASSOCIATES |
13D/G
|
2.7%
|
$2,184,603
166,794 shares
|
-$2,227,443 | 31 Dec 2025 |
| Christopher D. Clark |
3/4/5
President, Director, CEO Investment Advisor
|
0.9%
|
$704,396
55,638 shares
|
+$20,304 | 26 Aug 2025 |
| Matisse Capital |
13F
Company
|
4.7%
|
$3,888,342
291,000 shares
|
— | 31 Mar 2026 |
| Shaker Financial Services, LLC |
13F
Company
|
3.2%
|
$2,619,367
196,031 shares
|
— | 31 Mar 2026 |
| 1607 Capital Partners, LLC |
13F
Company
|
2.9%
|
$2,384,035
178,419 shares
|
— | 31 Mar 2026 |
| PRIVATE MANAGEMENT GROUP INC |
13F
Company
|
2.7%
|
$2,244,883
168,005 shares
|
— | 31 Mar 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
Company
|
1.7%
|
$1,421,457
106,381 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$2,539,291.
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 150,000 | $0 | $1,878,629 | -$1,878,629 |
| 9-12 | 1,600 | 57,214 | $20,304 | $680,966 | -$660,662 |
Reporting owners
Insider holders from Forms 3/4/5
Current reporting-owner rows connected to ROYCE GLOBAL TRUST, INC.. Open the relationship link for the CIK-to-CIK filing trail.
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Charles M. Royce | Sr. Advisor Royce & Associates | $18,235,798 | -$2,473,604 | -12% | Mixed | 10 Nov 2025 |
| Christopher D. Clark | President, Director, CEO Investment Advisor | $704,396 | +$20,304 | +3% | Mixed | 26 Aug 2025 |
| Christopher C. Grisanti | Director | $35,400 | Filing P/S | 05 Oct 2022 | ||
| G. Peter Obrien | Director | $15,054 | Mixed | 23 Jul 2021 | ||
| Francis D. Gannon | Vice President | $0 | -$85,991 | -100% | Mixed | 30 Jun 2025 |
| Steven G. McBoyle | Portfolio Manager | Mixed | 14 Mar 2025 | |||
| Julia Ward Poston | Director | Mixed | 13 Jul 2023 |
Recent Insider Transactions by Companies or Individuals for ROYCE GLOBAL TRUST, INC.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Charles M. Royce | RGT | Common Stock | Sale | -5.12% | $371,974 | $12.54 | -29,663 | 549,346 | 12 Nov 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Common Stock | Sale | -10.1% | $817,130 | $12.52 | -65,266 | 579,009 | 11 Nov 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Common Stock | Sale | -5.3% | $450,577 | $12.49 | -36,075 | 644,275 | 10 Nov 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Conmon Stock | Sale | -0.37% | $31,511 | $12.44 | -2,533 | 680,350 | 07 Nov 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Conmon Stock | Sale | -1.16% | $101,110 | $12.59 | -8,031 | 682,883 | 06 Nov 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Common Stock | Sale | -1.21% | $106,328 | $12.61 | -8,432 | 690,914 | 05 Nov 2025 | Family Investment Entity |
| Christopher D. Clark | RGT | Common Stock | Purchase | 3.26% | $20,304 | $12.69 | 1,600 | 50,638 | 26 Aug 2025 | Direct |
| Francis D. Gannon | RGT | Common Stock | Sale | -100% | $85,991 | $11.92 | -7,214 | 0 | 30 Jun 2025 | Direct |
| Charles M. Royce | RGT | Common Stock | Sale | -5.17% | $453,306 | $11.89 | -38,125 | 699,345 | 27 Jun 2025 | Family Investment Entity |
| Charles M. Royce | RGT | Common Stock | Sale | -1.58% | $141,669 | $11.93 | -11,875 | 737,470 | 26 Jun 2025 | Family Investment Entity |