Quick Takeaways
- RVT - ROYCE SMALL-CAP TRUST, INC. has 6 insiders with reported activity on this page.
- Net insider value flow over the last year: -$226,312.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 6 Insiders of ROYCE SMALL-CAP TRUST, INC.
- Symbol
- RVT on NYSE
- Location
- New York, NY
What Changed
- Buy value: $98,844; sell value: $325,155.
- Net share flow: -15,749.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Source Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to selling over the last 12 months. Net value: -$226,312.
Buys
$98,844
Shares: 5,986
Insiders: 2
Sells
$325,156
Shares: 21,735
Insiders: 1
Net
-$226,312
Shares: -15,749
Insiders: 1
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 4,500 | 0 | $75,105 | $0 | +$75,105 |
| 3-6 | 186 | 0 | $2,952 | $0 | +$2,952 |
| 6-9 | 1,300 | 0 | $20,787 | $0 | +$20,787 |
| 9-12 | 0 | 21,735 | $0 | $325,156 | -$325,156 |
ROYCE SMALL-CAP TRUST, INC. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Charles M. Royce | Sr. Advisor Royce & Associates | $4,980,180 | -$325,156 | -6.1% | Mixed | 26 Jun 2025 |
| Christopher D. Clark | President, Director, CEO Investment Advisor | $788,352 | +$95,892 | +14% | Filing P/S | 24 Mar 2026 |
| Francis D. Gannon | Vice President | $74,811 | +$2,952 | +4.1% | Filing P/S | 17 Dec 2025 |
| G. Peter Obrien | Director | $52,164 | Mixed | 23 Jul 2021 | ||
| Christopher C. Grisanti | Director | $42,944 | Filing P/S | 05 Oct 2022 | ||
| Julia Ward Poston | Director | Mixed | 13 Jul 2023 |
Top shareholders of ROYCE SMALL-CAP TRUST, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.2%
|
6,252,497
|
$100,665,216 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13D/G
13F
|
Company |
4.9%
|
5,845,361
|
$95,396,292 | -$58,132 | 30 Sep 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
2.4%
|
2,870,323
|
$46,212,200 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.9%
|
2,257,033
|
$36,338,228 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.4%
|
1,611,687
|
$25,949,000 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.2%
|
1,477,216
|
$23,783,182 | — | 31 Dec 2025 | |
| Saba Capital Management, L.P. |
13F
|
Company |
1.2%
|
1,437,153
|
$23,138,163 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.66%
|
783,431
|
$12,613,225 | — | 31 Dec 2025 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.66%
|
782,755
|
$12,602,000 | — | 31 Dec 2025 | |
| Waterfront Wealth Inc. |
13F
|
Company |
0.54%
|
642,656
|
$11,291,404 | — | 31 Dec 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.55%
|
652,300
|
$10,502,030 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0.52%
|
624,764
|
$10,058,700 | — | 31 Dec 2025 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.52%
|
615,825
|
$9,914,783 | — | 31 Dec 2025 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.5%
|
598,883
|
$9,642,017 | — | 31 Dec 2025 | |
| Modern Wealth Management, LLC |
13F
|
Company |
0.42%
|
503,557
|
$8,107,266 | — | 31 Dec 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.36%
|
423,810
|
$6,823,341 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.31%
|
370,097
|
$5,958,562 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.28%
|
338,554
|
$5,450,903 | — | 31 Dec 2025 | |
| Paller Financial Services Inc |
13F
|
Company |
0.27%
|
317,150
|
$5,106,115 | — | 31 Dec 2025 | |
| Charles M. Royce |
3/4/5
|
Sr. Advisor Royce & Associates |
0.28%
|
335,391
|
$4,980,180 | -$325,156 | 26 Jun 2025 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.22%
|
266,910
|
$4,297,253 | — | 31 Dec 2025 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.21%
|
246,575
|
$3,969,858 | — | 31 Dec 2025 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.2%
|
236,535
|
$3,808,226 | — | 31 Dec 2025 | |
| ROTHSCHILD INVESTMENT LLC |
13F
|
Company |
0.19%
|
229,703
|
$3,698,211 | — | 31 Dec 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.18%
|
212,917
|
$3,427,964 | — | 31 Dec 2025 | |
| Altium Capital Management LLC |
13F
|
Company |
0.16%
|
192,509
|
$3,099,395 | — | 31 Dec 2025 | |
| Cypress Capital Management LLC (WY) |
13F
|
Company |
0.16%
|
189,871
|
$3,056,923 | — | 31 Dec 2025 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
0.16%
|
188,145
|
$3,029,135 | — | 31 Dec 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.15%
|
182,148
|
$2,932,593 | — | 31 Dec 2025 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.15%
|
181,349
|
$2,919,719 | — | 31 Dec 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.15%
|
174,499
|
$2,809,429 | — | 31 Dec 2025 | |
| RB Capital Management, LLC |
13F
|
Company |
0.14%
|
170,498
|
$2,745,019 | — | 31 Dec 2025 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.14%
|
166,889
|
$2,686,913 | — | 31 Dec 2025 | |
| GENERAL AMERICAN INVESTORS CO INC |
13F
|
Company |
0.13%
|
150,877
|
$2,429,120 | — | 31 Dec 2025 | |
| &PARTNERS |
13F
|
Company |
0.12%
|
146,093
|
$2,352,102 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.11%
|
130,106
|
$2,094,697 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.1%
|
120,283
|
$1,936,560 | — | 31 Dec 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
119,872
|
$1,930,000 | — | 31 Dec 2025 | |
| EVOLVE PRIVATE WEALTH, LLC |
13F
|
Company |
0.09%
|
111,350
|
$1,792,735 | — | 31 Dec 2025 | |
| INTREPID FAMILY OFFICE LLC |
13F
|
Company |
0.09%
|
103,360
|
$1,664,096 | — | 31 Dec 2025 | |
| Mariner, LLC |
13F
|
Company |
0.09%
|
102,121
|
$1,644,151 | — | 31 Dec 2025 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.09%
|
102,071
|
$1,643,347 | — | 31 Dec 2025 | |
| Atlantic Union Bankshares Corp |
13F
|
Company |
0.08%
|
94,893
|
$1,527,778 | — | 31 Dec 2025 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.08%
|
92,701
|
$1,492,486 | — | 31 Dec 2025 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.07%
|
89,077
|
$1,434,140 | — | 31 Dec 2025 | |
| Accel Wealth Management |
13F
|
Company |
0.07%
|
86,711
|
$1,396,050 | — | 31 Dec 2025 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.07%
|
83,901
|
$1,350,806 | — | 31 Dec 2025 | |
| KENNEDY INVESTMENT GROUP |
13F
|
Company |
0.07%
|
81,658
|
$1,314,697 | — | 31 Dec 2025 | |
| WJ Financial Advisors LLC |
13F
|
Company |
0.07%
|
78,525
|
$1,264,253 | — | 31 Dec 2025 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.06%
|
71,871
|
$1,157,122 | — | 31 Dec 2025 |
Recent Insider Transactions by Companies or Individuals for ROYCE SMALL-CAP TRUST, INC.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Christopher D. Clark | RVT | Common Stock | Purchase | 10.5% | $75,105 | $16.69 | 4,500 | 47,235 | 24 Mar 2026 | Direct |
| Francis D. Gannon | RVT | Common Stock | Purchase | 4.11% | $2,952 | $15.87 | 186 | 4,714 | 17 Dec 2025 | Direct |
| Christopher D. Clark | RVT | Common Stock | Purchase | 3.31% | $20,787 | $15.99 | 1,300 | 40,622 | 26 Aug 2025 | Direct |
| Charles M. Royce | RVT | Common Stock | Sale | -20% | $325,156 | $14.96 | -21,735 | 86,938 | 26 Jun 2025 | Family Investment Entity |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.