SEC ownership of ROYCE SMALL-CAP TRUST, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000804116.

Comparable stake leader

BANK OF AMERICA CORP /DE/

Disclosed value leader

MORGAN STANLEY

Comparable rows

50/50

Latest evidence

31 Mar 2026

Top shareholders Insider holders Latest transactions

Public ticker: RVT on NYSE
Parsed ownership sources: 13F, 13D/G, and 3/4/5
Largest SEC-reported holder: BANK OF AMERICA CORP /DE/
Latest 13D/G holder: BANK OF AMERICA CORP /DE/
Latest parsed ownership date: 31 Mar 2026
Issuer CIK: 0000804116
Issuer location: New York, NY

Ownership snapshot

Top shareholders of ROYCE SMALL-CAP TRUST, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BANK OF AMERICA CORP /DE/

Disclosed value leader

MORGAN STANLEY

Comparable rows

50/50

Latest evidence

31 Mar 2026

13F 13D/G 3/4/5 Lead comparable stake: 4.9% 13D/G row: BANK OF AMERICA CORP /DE/ Showing 1-8 of 50 holder rows.

Quick read

BANK OF AMERICA CORP /DE/ leads the comparable SEC ownership view at 4.9%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BANK OF AMERICA CORP /DE/'s linked filing trail.

Comparable ownership Top 5

BANK OF AMERICA CORP /DE/ 4.9%

Charles M. Royce 0.28%

Christopher D. Clark 0.04%

Francis D. Gannon 0%

MORGAN STANLEY 5.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BANK OF AMERICA CORP /DE/	13F 13D/G Company 13F 13D/G	4.9% from 13D/G	$96,883,187 5,836,337 shares	—	31 Mar 2026
Charles M. Royce	3/4/5 Sr. Advisor Royce & Associates 3/4/5	0.28%	$4,980,180 335,391 shares	-$325,156	26 Jun 2025
Christopher D. Clark	3/4/5 President, Director, CEO Investment Advisor 3/4/5	0.04%	$788,352 47,235 shares	+$95,892	24 Mar 2026
Francis D. Gannon	3/4/5 Vice President 3/4/5	0%	$74,811 4,714 shares	+$2,952	17 Dec 2025
MORGAN STANLEY	13F Company 13F	5.1%	$101,401,335 6,108,513 shares	—	31 Mar 2026
RAYMOND JAMES FINANCIAL INC	13F Company 13F	2.4%	$47,007,307 2,831,766 shares	—	31 Mar 2026
LPL Financial LLC	13F Company 13F	1.9%	$37,840,975 2,279,577 shares	—	31 Mar 2026
WELLS FARGO & COMPANY/MN	13F Company 13F	1.4%	$28,081,807 1,691,675 shares	—	31 Mar 2026

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$226,312.

Buys

$98,844

Insiders: 2

Sells

$325,156

Insiders: 1

Net

-$226,312

Shares: -15,749

Window

Last 12 months

4 rolling buckets

Buy value Sell value

Shares: 5,986 Shares: 21,735

Window (months)	Buy shares	Sell shares	Buy value	Sell value	Net value
0-3	4,500	0	$75,105	$0	+$75,105
3-6	186	0	$2,952	$0	+$2,952
6-9	0	0	$0	$0	$0
9-12	1,300	21,735	$20,787	$325,156	-$304,369

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-6 of 6 reporting-owner rows connected to ROYCE SMALL-CAP TRUST, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows

Largest Forms 3/4/5 holder

Charles M. Royce

Net 12M change

-$226,312

Latest report

24 Mar 2026

Name	Relationship	Holdings Value	Past Year Net Change	Change %	Valuation	Report Date
Charles M. Royce	Sr. Advisor Royce & Associates	$4,980,180	-$325,156	-6.1%	Mixed	26 Jun 2025
Christopher D. Clark	President, Director, CEO Investment Advisor	$788,352	+$95,892	+14%	Filing P/S	24 Mar 2026
Francis D. Gannon	Vice President	$74,811	+$2,952	+4.1%	Filing P/S	17 Dec 2025
G. Peter Obrien	Director	$52,164			Mixed	23 Jul 2021
Christopher C. Grisanti	Director	$42,944			Filing P/S	05 Oct 2022
Julia Ward Poston	Director				Mixed	13 Jul 2023

Recent insider transactions for ROYCE SMALL-CAP TRUST, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	SEC-reported value	SEC-reported price	Shares	Shares owned	Date	Ownership
Christopher D. Clark	RVT	Common Stock	Purchase	10.5%	$75,105	$16.69	4,500	47,235	24 Mar 2026	Direct
Francis D. Gannon	RVT	Common Stock	Purchase	4.11%	$2,952	$15.87	186	4,714	17 Dec 2025	Direct
Christopher D. Clark	RVT	Common Stock	Purchase	3.31%	$20,787	$15.99	1,300	40,622	26 Aug 2025	Direct
Charles M. Royce	RVT	Common Stock	Sale	-20%	$325,156	$14.96	-21,735	86,938	26 Jun 2025	Family Investment Entity

^* marks a reported price that did not pass the local price check.