Significant Ownership of FOUNDATIONS INVESTMENT ADVISORS, LLC

Signature - Title
/s/Marc Pugsley - CCO
Location
Phoenix, AZ
Summary
This page shows a list of all the recent SCHEDULE 13D/G filings made by FOUNDATIONS INVESTMENT ADVISORS, LLC.

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Significant Ownership of FOUNDATIONS INVESTMENT ADVISORS, LLC

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ADFI Two Roads Shared Trust Exchange Traded Product 91% $41,985,320 -$3,025,704 4,882,014 -6.7% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
RPHS Two Roads Shared Trust Exchange Traded Product 79% $42,263,377 -$4,082,041 3,814,040 -8.8% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
DCMT DoubleLine ETF Trust Exchange Traded Product 77% $16,704,859 +$260,363 618,117 +1.6% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
TDSB Exchange Listed Funds Trust Exchange Traded Product 66% $42,177,718 -$6,345,204 1,807,960 -13% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
AESR Two Roads Shared Trust Exchange Traded Product 62% $95,822,723 -$9,700,692 4,656,109 -9.2% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
CLSM Exchange Listed Funds Trust Exchange Traded Product 61% $74,969,534 3,466,078 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
TDSC Exchange Listed Funds Trust Exchange Traded Product 61% $89,326,248 -$11,019,298 3,691,152 -11% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
DFVE DoubleLine ETF Trust EXCHANGE TRADED PRODUCT 61% $10,327,102 +$1,119,164 327,014 +12% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
XISE FIRST TRUST EXCHANGE-TRADED FUND VIII Exchange Traded Product 27% $16,166,838 -$6,166,898 533,559 -28% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
DMX DoubleLine ETF Trust Exchange Traded Product 15% $6,790,603 +$1,280,192 134,630 +23% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
BFAP FIRST TRUST EXCHANGE-TRADED FUND Exchange Traded Product 12% $291,945 12,129 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
VFMV VANGUARD WELLINGTON FUND Exchange Traded Product 6.9% $16,344,328 +$3,971,738 133,685 +32% FOUNDATIONS INVESTMENT ADVISORS, LLC 31 Mar 2025
XTJL Innovator ETFs Trust Exchange Traded Product 6.9% $1,174,455 -$54,156 31,012 -4.4% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
SCIO FIRST TRUST EXCHANGE-TRADED FUND Exchange Traded Product 6.7% $4,045,336 194,909 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
XIDE FIRST TRUST EXCHANGE-TRADED FUND VIII Exchange Traded Product 6.6% $1,560,611 -$428,759 51,369 -22% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
AFIF Two Roads Shared Trust Exchange Traded Product 6.4% $9,193,007 -$1,756,493 979,021 -16% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
FLRT Pacer Funds Trust Exchange Traded Product 5.9% $33,913,184 -$4,065,114 715,619 -11% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
DCRE DoubleLine ETF Trust Exchange Traded Product 5.5% $17,191,591 331,884 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
EMTL SSGA Active Trust Exchange Traded Product 5.4% $4,979,447 115,340 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
STOT SSGA Active Trust Exchange Traded Product 5.3% $15,185,818 -$3,357,268 320,478 -18% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
CAPE DoubleLine ETF Trust Exchange Traded Product 5.1% $16,762,326 514,499 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
XMAY FIRST TRUST EXCHANGE-TRADED FUND VIII Exchange Traded Product 3.1% $673,979 20,179 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
SEPM FIRST TRUST EXCHANGE-TRADED FUND VIII Exchange Traded Product 0.14% $35,514 -$7,264,503 1,215 -100% Foundations Investment Advisors, LLC 31 Jan 2025
FDCE Two Roads Shared Trust Exchange Traded Product 0% $0 -$414,184 0 -100% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
FDTB Two Roads Shared Trust Exchange Traded Product 0% $0 -$2,226,608 0 -100% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
FDVL Two Roads Shared Trust Exchange Traded Product 0% $0 -$6,673,587 0 -100% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025
FDGR Two Roads Shared Trust Exchange Traded Product 0% $0 -$310,621 0 -100% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Jun 2025

Schedules 13D/G Reported by FOUNDATIONS INVESTMENT ADVISORS, LLC:

Sym Target Class Ownership Change Current Shares Change Value Reporting name Form Report Period Filing Date
* An asterisk sign (*) next to the price indicates that the price is likely invalid.