Two Roads Shared Trust - Exchange Traded Product (AESR) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2019 to Q4 2025

Type / Class
Equity / Exchange Traded Product
Symbol
AESR
Shares outstanding
7,497,760
Price per share
$16.95
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
7,208,125
Total reported value
$147,955,337
% of total 13F portfolios
0%
Share change
-456,672
Value change
-$9,397,262
Number of holders
21
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Two Roads Shared Trust - Exchange Traded Product (AESR) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FOUNDATIONS INVESTMENT ADVISORS, LLC 62% -5.5% $95,822,723 -$9,700,692 4,656,109 -9.2% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025

As of 30 Sep 2025, 21 institutional investors reported holding 7,208,125 shares of Two Roads Shared Trust - Exchange Traded Product (AESR). This represents 96% of the company’s total 7,497,760 outstanding shares.

Top 22 Institutional Shareholders

The largest institutional shareholders of Two Roads Shared Trust - Exchange Traded Product (AESR) together control 96% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Foundations Investment Advisors, LLC 62% 4,656,109 -6.2% 1.4% $95,822,717
Anfield Capital Management, LLC 11% 827,053 +1.5% 5% $17,020,760
First International Bank & Trust 9.5% 715,906 -4.1% 5.1% $14,733,345
Geneos Wealth Management Inc. 5.7% 430,379 +13% 0.22% $8,857,200
XY Planning Network, Inc. 3.2% 236,807 0% 1.5% $4,487,493
GeoWealth Management, LLC 1.4% 105,688 -8.1% 0.08% $2,175,055
Independent Advisor Alliance 0.98% 73,386 -17% 0.04% $1,510,284
AdvisorNet Financial, Inc 0.69% 51,990 -24% 0.06% $1,069,960
SLT Holdings LLC 0.42% 31,690 -77% 0.43% $652,180
Atria Investments, Inc 0.22% 16,530 -10% 0% $340,187
JANE STREET GROUP, LLC 0.17% 12,924 -55% 0% $265,976
ROYAL BANK OF CANADA 0.16% 11,660 0% 0% $240,000
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% 11,422 0% 0% $235,065
Avior Wealth Management, LLC 0.14% 10,321 -1.9% 0.01% $210,451
DecisionPoint Financial, LLC 0.08% 5,841 0% 0.03% $120,236
AE Wealth Management LLC 0.04% 3,250 -56% 0% $66,885
JPMORGAN CHASE & CO 0.04% 2,996 0% $61,658
OSAIC HOLDINGS, INC. 0.03% 2,274 0% 0% $46,804
UBS Group AG 0.02% 1,162 -93% 0% $23,914
HARBOUR INVESTMENTS, INC. 0.01% 518 0% 0% $10,660
Global Retirement Partners, LLC 0% 219 0% 0% $4,507
MORGAN STANLEY 0% 0 -100% $0

Institutional Holders of Two Roads Shared Trust - Exchange Traded Product (AESR) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 60,329 $1,022,751 -$69,081 $16.95 1
2025 Q3 7,208,125 $147,955,337 -$9,397,262 $20.58 21
2025 Q2 7,664,797 $145,246,252 -$4,249,928 $18.95 21
2025 Q1 7,891,296 $130,125,656 +$5,046,834 $16.49 18
2024 Q4 7,631,418 $131,921,979 +$3,375,276 $17.28 18
2024 Q3 7,287,132 $123,839,487 +$3,464,906 $16.99 14
2024 Q2 7,084,106 $115,887,341 +$22,055,456 $16.36 13
2024 Q1 5,727,827 $89,177,653 -$10,918,865 $15.57 13
2023 Q4 6,544,952 $91,851,571 -$25,351,146 $13.81 18
2023 Q3 8,314,928 $101,615,224 -$1,766,147 $12.22 12
2023 Q2 8,458,482 $108,098,232 +$5,377,947 $12.78 11
2023 Q1 8,038,761 $96,624,808 +$3,113,049 $12.02 11
2022 Q4 7,781,057 $89,383,080 +$10,185,139 $11.45 11
2022 Q3 6,919,472 $73,012,000 +$3,055,821 $10.55 10
2022 Q2 6,629,588 $73,646,000 +$5,143,271 $11.09 9
2022 Q1 6,162,104 $82,206,000 -$2,174,400 $13.42 10
2021 Q4 6,314,577 $88,202,000 +$1,145,904 $13.98 11
2021 Q3 2,612,719 $36,397,000 +$5,872,216 $13.67 10
2021 Q2 2,185,815 $29,962,000 +$781,607 $13.52 4
2021 Q1 2,130,152 $27,203,000 +$15,440,954 $12.61 6
2020 Q4 935,692 $11,198,000 -$375,305 $11.92 6
2020 Q3 968,296 $10,593,000 +$400,007 $10.94 6
2020 Q2 931,693 $9,658,000 +$396,050 $9.95 3
2020 Q1 892,747 $7,428,000 +$6,367,608 $8.32 2
2019 Q4 125,000 $1,262,000 +$116,000 $10.09 2