Two Roads Shared Trust - Exchange Traded Product (ADFI) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2020 to Q4 2025

Type / Class
Equity / Exchange Traded Product
Symbol
ADFI
Shares outstanding
5,347,222
Price per share
$8.60
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
5,361,585
Total reported value
$45,977,937
% of total 13F portfolios
0%
Share change
-375,043
Value change
-$3,217,412
Number of holders
15
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Two Roads Shared Trust - Exchange Traded Product (ADFI) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FOUNDATIONS INVESTMENT ADVISORS, LLC 91% -2.3% $41,985,320 -$3,025,704 4,882,014 -6.7% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025

As of 31 Dec 2025, 15 institutional investors reported holding 5,361,585 shares of Two Roads Shared Trust - Exchange Traded Product (ADFI). This represents 100% of the company’s total 5,347,222 outstanding shares.

Top 19 Institutional Shareholders

The largest institutional shareholders of Two Roads Shared Trust - Exchange Traded Product (ADFI) together control 100% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FOUNDATIONS INVESTMENT ADVISORS, LLC 89% 4,754,884 -2.6% 0.53% $40,772,651
Anfield Capital Management, LLC 4% 215,153 -2.6% 0.58% $1,844,915
J.M. Arbour, LLC 3.2% 169,794 0% 1.5% $1,455,963
Mosley Wealth Management 1.2% 62,302 0% 0.25% $536,423
Independent Advisor Alliance 1.1% 58,370 0% 0.01% $500,517
AdvisorNet Financial, Inc 0.78% 41,962 +1.1% 0.02% $359,818
TCFG WEALTH MANAGEMENT, LLC 0.41% 21,725 -2.7% 0.07% $186,509
Atria Investments, Inc 0.36% 19,360 -12% 0% $166,010
JANE STREET GROUP, LLC 0.28% 14,985 -22% 0% $128,495
UBS Group AG 0.03% 1,709 +1626% 0% $14,655
CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% 452 0% $3,876
AE Wealth Management LLC 0.01% 277 -36% 0% $2,375
HARBOUR INVESTMENTS, INC. 0% 258 0% 0% $2,212
Motiv8 Investments LLC 0% 177 0% $2,000
GeoWealth Management, LLC 0% 177 -100% 0% $1,518
Fisher Asset Management, LLC 0% 0 -100% $0
SLT Holdings LLC 0% 0 -100% $0
CITADEL ADVISORS LLC 0% 0 -100% $0
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0% 0 -100% $0

Institutional Holders of Two Roads Shared Trust - Exchange Traded Product (ADFI) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 5,361,585 $45,977,937 -$3,217,412 $8.57 15
2025 Q3 5,504,532 $47,339,083 -$4,349,697 $8.60 15
2025 Q2 6,010,323 $51,252,433 -$1,763,777 $8.53 14
2025 Q1 6,217,234 $52,877,582 +$4,891,590 $8.50 12
2024 Q4 5,715,860 $47,978,446 +$2,161,361 $8.39 12
2024 Q3 5,250,783 $46,012,437 +$2,092,391 $8.77 7
2024 Q2 5,013,156 $42,561,695 +$16,311,978 $8.49 6
2024 Q1 3,081,914 $26,288,728 +$1,584,978 $8.53 8
2023 Q4 2,929,616 $25,250,554 +$1,774,890 $8.61 10
2023 Q3 2,664,350 $21,927,596 +$1,914,956 $8.23 9
2023 Q2 2,429,312 $20,539,858 +$4,083,934 $8.46 7
2023 Q1 1,946,292 $16,611,625 +$2,152,965 $8.54 7
2022 Q4 1,694,113 $14,147,944 +$1,982,962 $8.32 7
2022 Q3 1,457,814 $11,931,000 +$693,906 $8.18 6
2022 Q2 1,373,006 $11,679,000 +$48,202 $8.51 6
2022 Q1 1,367,266 $12,170,000 +$1,137,198 $9.04 3
2021 Q4 1,235,494 $11,744,000 +$3,063,356 $9.56 5
2021 Q3 787,180 $7,611,000 -$2,990,880 $9.62 5
2021 Q2 1,094,104 $10,672,000 +$638,190 $9.73 5
2021 Q1 1,028,446 $9,938,000 +$7,557,308 $9.67 3
2020 Q4 245,916 $2,452,000 +$2,982 $9.97 2
2020 Q3 245,599 $2,448,000 +$2,448,000 $9.98 2