FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2024 to Q4 2025

Type / Class
Equity / Structured Credit Income Opportunities ETF
Symbol
SCIO
Shares outstanding
2,900,727
Price per share
$20.80
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,990,911
Total reported value
$41,320,835
% of total 13F portfolios
0%
Share change
+1,694,149
Value change
+$35,161,667
Number of holders
28
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
STRATEGIC PLANNING GROUP, LLC 25% $15,279,465 733,884 STRATEGIC PLANNING GROUP, LLC 20 Aug 2025
FOUNDATIONS INVESTMENT ADVISORS, LLC 6.7% $4,045,336 194,909 FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025
FIRST TRUST PORTFOLIOS LP 1.8% -72% $967,930 +$408,458 46,636 +73% First Trust Portfolios L.P. 30 Sep 2025

As of 30 Sep 2025, 28 institutional investors reported holding 1,990,911 shares of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO). This represents 69% of the company’s total 2,900,727 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) together control 68% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
STRATEGIC PLANNING GROUP, LLC 25% 733,884 2.1% $15,231,765
Foundations Investment Advisors, LLC 6.7% 194,909 0.06% $4,045,337
Delta Investment Management, LLC 5.9% 171,755 0.64% $3,564,779
Philip James Wealth Mangement, LLC 5.1% 148,579 0.36% $3,083,757
Snowden Capital Advisors LLC 3.5% 100,169 +23% 0.06% $2,079,008
Sanctuary Advisors, LLC 3% 85,886 0.01% $1,782,567
FLOW TRADERS U.S. LLC 2.9% 82,940 +666% 0.07% $1,721,000
Atria Investments, Inc 2.8% 81,749 0.02% $1,696,711
WINEBRENNER CAPITAL MANAGEMENT LLC 1.9% 55,278 +7.6% 0.82% $1,147,295
FIRST TRUST ADVISORS LP 1.6% 46,636 +19% 0% $967,930
CreativeOne Wealth, LLC 1.4% 40,872 -1% 0.02% $848,296
BridgePort Financial Solutions, LLC 1.2% 33,659 +6.3% 0.19% $698,591
COMMONWEALTH EQUITY SERVICES, LLC 0.93% 27,082 +5.5% 0% $562,000
CITADEL ADVISORS LLC 0.89% 25,680 0% $532,988
Steward Partners Investment Advisory, LLC 0.88% 25,461 0% $528,443
RFG Advisory, LLC 0.78% 22,569 0.01% $468,420
Wagner Wealth Management, LLC 0.7% 20,257 +7782% 0.1% $420,434
HighTower Advisors, LLC 0.61% 17,837 0% $370,207
Farther Finance Advisors, LLC 0.44% 12,826 0% $266,213
Cetera Investment Advisers 0.41% 12,028 0% $249,641
Arkadios Wealth Advisors 0.41% 11,857 0.01% $246,092
Triton Wealth Management, PLLC 0.4% 11,650 0.09% $241,738
HARBOUR INVESTMENTS, INC. 0.27% 7,867 0% 0% $163,280
N.E.W. Advisory Services LLC 0.25% 7,247 +1321% 0.01% $150,408
OSAIC HOLDINGS, INC. 0.16% 4,560 +272% 0% $94,677

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 611,581 $12,720,887 +$7,780,550 $20.80 9
2025 Q3 1,990,911 $41,320,835 +$35,161,667 $20.76 28
2025 Q2 298,475 $6,170,029 -$2,590,010 $20.67 14
2025 Q1 426,539 $8,746,021 -$5,770,219 $20.50 9
2024 Q4 709,234 $14,272,990 -$648,141 $20.12 9
2024 Q3 741,443 $15,251,475 +$104,187 $20.57 9
2024 Q2 743,972 $15,032,427 +$3,067,552 $20.20 7
2024 Q1 592,164 $12,024,177 +$12,024,177 $20.30 5