Latest Period
Q1 2026
Security Snapshot
FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO) Institutional Ownership
CUSIP: 33738D770
13F Institutional Holders and Ownership History from Q1 2024 to Q1 2026
Institutions Reporting
81
Shares (Excl. Options)
12,716,725
Price
$20.64
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- Security type / class
- Equity / Structured Credit Income Opportunities ETF
- Symbol
- SCIO
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 12,716,725
- Total 13F value
- $262,471,605
- Portfolio coverage rank
- 0%
- Share change
- +8,433,065
- Value change
- +$174,042,993
- Number of holders
- 81
- Shares outstanding
- 5,551,337
- SEC-reported price per share
- $20.63
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- SCIO - FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF is tracked under CUSIP 33738D770.
- 81 institutions reported positions in Q1 2026.
- 3 significant owners is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 48 to 81 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $89,100,239 to $262,471,605.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 81 institutions filings for Q1 2026.
Security key
33738D770
Latest holder period
Q1 2026
13F holders
81
13D/G owners
3
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33738D770:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
3
Security
SCIO
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | 14% | -44% | $16,455,307 | +$1,146,486 | 788,845 | +7.5% | STRATEGIC PLANNING GROUP, LLC | 31 Dec 2025 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 6.7% | $4,045,336 | 194,909 | FOUNDATIONS INVESTMENT ADVISORS, LLC | 30 Sep 2025 | |||
| FIRST TRUST PORTFOLIOS LP | 1.8% | -72% | $967,930 | +$408,458 | 46,636 | +73% | First Trust Portfolios L.P. | 30 Sep 2025 |
As of 31 Mar 2026, 81 institutional investors reported holding 12,716,725 shares of FIRST TRUST EXCHANGE-TRADED FUND IV - Structured Credit Income Opportunities ETF (SCIO). This represents 229% of the company’s total 5,551,337 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
199%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP, LLC | 43% | 2,388,645 | +203% | 6.9% | $49,301,643 |
| MORGAN STANLEY | 22% | 1,242,690 | 0% | $25,649,125 | |
| LPL Financial LLC | 17% | 925,258 | +3738% | 0.01% | $19,097,328 |
| Ferguson Shapiro LLC | 15% | 837,868 | +7.6% | 5.3% | $17,293,596 |
| Kestra Advisory Services, LLC | 10% | 568,187 | +2318% | 0.04% | $11,727,382 |
| First Heartland Consultants, Inc. | 9.3% | 513,852 | 0.81% | $10,605,905 | |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC | 8.3% | 461,107 | +45% | 5.6% | $9,517,244 |
| Capital Investment Counsel, LLC | 8.2% | 455,240 | +306% | 1.3% | $9,396,154 |
| ROYAL BANK OF CANADA | 7% | 387,884 | 0% | $8,006,000 | |
| COMMONWEALTH EQUITY SERVICES, LLC | 6.6% | 365,073 | +581% | 0.01% | $7,535,110 |
| Beaumont Financial Advisors, LLC | 6.3% | 350,934 | 0.5% | $7,243,287 | |
| Delta Investment Management, LLC | 5.3% | 295,785 | +16% | 1.1% | $6,104,998 |
| HARBOUR INVESTMENTS, INC. | 4.9% | 273,777 | +269% | 0.09% | $5,650,773 |
| Uniting Wealth Partners, LLC | 4.9% | 271,911 | 1.2% | $5,612,243 | |
| Brendel Financial Advisors LLC | 4.7% | 261,809 | 2.7% | $5,403,738 | |
| FIRST TRUST ADVISORS LP | 4.5% | 251,837 | +497% | 0% | $5,197,915 |
| Snowden Capital Advisors LLC | 3.8% | 213,296 | +8% | 0.12% | $4,402,429 |
| Foundations Investment Advisors, LLC | 3.6% | 201,600 | +1% | 0.05% | $4,161,019 |
| CRUX WEALTH ADVISORS | 2.5% | 139,231 | +6.4% | 1.1% | $2,873,728 |
| DAYMARK WEALTH PARTNERS, LLC | 2.3% | 126,258 | -0.55% | 0.08% | $2,605,965 |
| ENVESTNET ASSET MANAGEMENT INC | 2.3% | 125,721 | 0% | $2,594,879 | |
| Sanctuary Advisors, LLC | 2.1% | 117,583 | +34% | 0.01% | $2,426,904 |
| Avior Wealth Management, LLC | 1.8% | 98,315 | 0.06% | $2,029,212 | |
| Farther Finance Advisors, LLC | 1.8% | 97,931 | +95% | 0.02% | $2,020,798 |
| Philip James Wealth Mangement, LLC | 1.7% | 97,046 | -33% | 0.23% | $2,003,029 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
9
Latest
Q1 2026
Rows shown
1-9 of 9
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 12,716,725 | $262,471,605 | +$174,042,993 | $20.64 | 81 |
| 2025 Q4 | 4,283,660 | $89,100,239 | +$40,937,139 | $20.80 | 48 |
| 2025 Q3 | 1,990,909 | $41,320,811 | +$35,161,643 | $20.76 | 28 |
| 2025 Q2 | 298,475 | $6,170,029 | -$2,590,010 | $20.67 | 14 |
| 2025 Q1 | 426,539 | $8,746,021 | -$5,770,219 | $20.50 | 9 |
| 2024 Q4 | 709,234 | $14,272,990 | -$648,141 | $20.12 | 9 |
| 2024 Q3 | 741,443 | $15,251,475 | +$104,187 | $20.57 | 9 |
| 2024 Q2 | 743,972 | $15,032,427 | +$3,067,552 | $20.20 | 7 |
| 2024 Q1 | 592,164 | $12,024,177 | +$12,024,177 | $20.30 | 5 |