CVI Investments, Inc. - Significant Ownership

Signature - Title
/s/ Sarah Travis - Sarah Travis, Assistant General Counsel and Assistant Secretary of Heights Capital Management, Inc.
Location
Grand Cayman, Cayman Islands
Summary
This page shows a list of all the recent SCHEDULE 13D/G filings made by CVI Investments, Inc..

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Significant Ownership of CVI Investments, Inc.

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
LAES SEALSQ Corp Ordinary Shares, $0.01 par value per share 9.9% $62.9M 16.8M CVI Investments, Inc. Oct 5, 2025
DPRO Draganfly Inc. Common Shares, no par value 9.9% $16.9M $6.74M 2.08M +66.3% CVI Investments, Inc. Sep 30, 2025
BMEA Biomea Fusion, Inc. Common Stock, $0.0001 par value per share 9.9% $13M $1.23M 6.45M +10.5% CVI Investments, Inc. Sep 30, 2025
BNGO Bionano Genomics, Inc. Common Stock, $0.0001 par value per share 9.9% $3.93M $3.33M 1.02M +547% CVI Investments, Inc. Sep 16, 2025
CTXR Citius Pharmaceuticals, Inc. Common Stock, $0.001 par value per share 9.9% $2.05M 1.66M CVI Investments, Inc. Oct 20, 2025
PHIO Phio Pharmaceuticals Corp. Common Stock, $0.0001 par value per share 9.9% $1.82M $1.59M 733K +706% CVI Investments, Inc. Nov 3, 2025
SLRX Salarius Pharmaceuticals, Inc. Common Stock, $0.0001 par value per share 9.9% $1.42M 362K CVI Investments, Inc. Nov 11, 2025
APVO Aptevo Therapeutics Inc. Common Stock, $0.001 par value per share 9.9% $1.07M 358K CVI Investments, Inc. Jun 30, 2025
SXTP 60 Degrees Pharmaceuticals, Inc. Common Stock, $0.0001 par value per share 9.9% $670K $187K 456K +38.8% CVI Investments, Inc. Sep 30, 2025
KTTA Pasithea Therapeutics Corp. Common Stock, $0.0001 par value per share 9.9% $570K $137K 826K +31.7% CVI Investments, Inc. Jun 30, 2025
PCSA Processa Pharmaceuticals, Inc. Common Stock, $0.0001 par value per share 9% $960K $102K 5M +11.8% CVI Investments, Inc. Sep 30, 2025
NA Nano Labs Ltd Class A Ordinary Shares, $0.002 par value per share 8.1% $9.78M -$1.62M 1.81M -14.2% CVI Investments, Inc. Sep 30, 2025
FGMCU FG Merger II Corp. Common Stock, par value $0.0001 per share 7.7% $7.74M 790K CVI Investments, Inc. Jan 29, 2025
BNGO Bionano Genomics, Inc. Common Stock, par value $0.0001 per share 7.7% $1.28M 10.7M CVI Investments, Inc. Jan 3, 2025
ICON Icon Energy Corp. Common Stock, par value $0.001 per share 6.9% $36.7K 734K CVI Investments, Inc. Jan 23, 2025
BTM Bitcoin Depot Inc. Class A Common Stock, $0.0001 par value per share 6.5% $8.12M 2.14M CVI Investments, Inc. Oct 6, 2025
APVO Aptevo Therapeutics Inc. Common Stock, $0.001 par value per share 6.2% $138K 200K CVI Investments, Inc. Apr 3, 2025
FLUX Flux Power Holdings, Inc. Common Stock, $0.001 par value per share 5.8% $3.39M 1.2M CVI Investments, Inc. Oct 30, 2025
HSDT Helius Medical Technologies, Inc. Class A Common Stock, par value $0.001 per share 5.8% $787K 183K CVI Investments, Inc. Jun 4, 2025
BCTX BriaCell Therapeutics Corp. Common Shares, no par value 5.7% $2.96M $1.91M 1M +181% CVI Investments, Inc. Jul 15, 2025
RSLS ReShape Lifesciences Inc. Common Stock, par value $0.001 per share 5.7% $76K -$55K 200K -42% CVI Investments, Inc. Mar 31, 2025
INVZ Innoviz Technologies Ltd. Ordinary Shares, no par value 5.5% $8.52M -$6.58M 11.5M -43.6% CVI Investments, Inc. Mar 31, 2025
MBOT Microbot Medical Inc. Common Stock, par value $0.01 per share 4.9% $4.78M $1.49M 1.82M +45.2% CVI Investments, Inc. Mar 31, 2025
INMB INmune Bio Inc. Common Stock, $0.001 par value per share 4.9% $3.23M -$240K 1.4M -6.91% CVI Investments, Inc. Jun 30, 2025
ANVS Annovis Bio, Inc. Common Stock, par value $0.0001 per share 4.9% $1.47M 1M 0% CVI Investments, Inc. Mar 31, 2025
RVPH Reviva Pharmaceuticals Holdings, Inc. Common Stock, $0.0001 par value per share 4.9% $1.39M -$167K 3.57M -10.7% CVI Investments, Inc. Jun 30, 2025
BCTX BriaCell Therapeutics Corp. Common Shares, no par value 4.9% $1.09M 98.9K CVI Investments, Inc. Sep 30, 2025
SLXN Silexion Therapeutics Corp Ordinary Shares, par value $0.0009 per share 4.9% $425K $109K 457K +34.7% CVI Investments, Inc. Mar 31, 2025
GXAI Gaxos.ai Inc. Common Stock, par value $0.0001 per share 4.9% $411K -$162K 364K -28.3% CVI Investments, Inc. Dec 31, 2024
AMIX Autonomix Medical, Inc. Common Stock, $0.001 par value per share 4.9% $294K 116K CVI Investments, Inc. Dec 31, 2024
DFSC DEFSEC Technologies Inc. Common Shares, no par value 4.9% $251K -$95.6K 70.4K -27.6% CVI Investments, Inc. Sep 30, 2025
TOVX Theriva Biologics, Inc. Common Stock, $0.001 par value per share 4.9% $206K 146K CVI Investments, Inc. Dec 31, 2024
JAGX Jaguar Health, Inc. Common Stock, $0.0001 par value per share 4.6% $346K $36.3K 164K +11.7% CVI Investments, Inc. Sep 30, 2025
ATOS Atossa Therapeutics, Inc. Common Stock, $0.18 par value per share 4.3% $4.53M 5.66M CVI Investments, Inc. Dec 31, 2024
PSQH PSQ Holdings, Inc. Class A Common Stock, $0.0001 par value per share 3.3% $2.7M 1.29M CVI Investments, Inc. Dec 31, 2024
GLMD Galmed Pharmaceuticals Ltd. Ordinary Shares, NIS 1.80 par value per share 3.1% $347K 173K 0% CVI Investments, Inc. Sep 30, 2025
AEI Alset Inc. Common Stock, $0.001 par value per share 0.4% $38K -$675K 40K -94.7% CVI Investments, Inc. Mar 31, 2025
DFLI Dragonfly Energy Holdings Corp. Common Stock, $0.0001 par value per share 0.2% $66.1K -$2.19M 111K -97.1% CVI Investments, Inc. Sep 30, 2025
RSLS ReShape Lifesciences Inc. Common Stock, $0.001 par value per share 0% $0 0 CVI Investments, Inc. Jun 30, 2025
SSKN STRATA Skin Sciences, Inc. Common Stock, $0.001 par value per share 0% $0 -$754K 0 -100% CVI Investments, Inc. Sep 30, 2025
GAME GameSquare Holdings, Inc. Common Stock, $0.0001 par value per share 0% $0 -$3.39M 0 -100% CVI Investments, Inc. Sep 30, 2025
BTCT BTC Digital Ltd. Ordinary Shares, $0.06 par value per share 0% $0 -$1.38M 0 -100% CVI Investments, Inc. Sep 30, 2025
RGTI Rigetti Computing, Inc. Common Stock, $0.0001 par value per share 0% $0 0 CVI Investments, Inc. Dec 31, 2024
SONM Sonim Technologies, Inc. Common Stock, $0.001 par value per share 0% $0 -$650K 0 -100% CVI Investments, Inc. Sep 30, 2025
SRFM Surf Air Mobility Inc. Common Stock, $0.0001 par value per share 0% $0 -$23.5M 0 -100% CVI Investments, Inc. Jun 30, 2025
LITM Snow Lake Resources Ltd. Common Shares, no par value 0% $0 -$2.2M 0 -100% CVI Investments, Inc. Dec 31, 2024
RVYL RYVYL Inc. Common Stock, $0.001 par value per share 0% $0 -$612K 0 -100% CVI Investments, Inc. Jun 30, 2025
ICON Icon Energy Corp. Common Shares, par value $0.001 per share 0% $0 0 CVI Investments, Inc. Mar 31, 2025
CADL Candel Therapeutics, Inc. Common Stock, $0.01 par value per share 0% $0 0 CVI Investments, Inc. Dec 31, 2024
HSDT Helius Medical Technologies, Inc. Class A Common Stock, $0.001 par value per share 0% $0 0 CVI Investments, Inc. Jun 30, 2025

Schedules 13D/G Reported by CVI Investments, Inc.:

Sym Target Class Ownership Change Current Shares Change Value Reporting name Form Report Period Date Filed
* An asterisk sign (*) next to the price indicates that the price is likely invalid.