Significant Ownership of LPL Financial LLC
- Signature - Title
- /s/ Jim McHale - Jim McHale, EVP, Chief Compliance Officer
- Location
- San Diego, CA
- Summary
- This page shows a list of all the recent SCHEDULE 13D/G filings made by LPL Financial LLC.
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Follow LPL Financial LLC and return when a new Schedule 13D/G filing changes the record on this page.
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Useful next steps after a schedule filing
Use the page below that answers the next obvious question about this reporting manager or security.
- Latest 13D/G reports to compare this manager with other current ownership disclosures.
- Latest insider ownership reports if you want insider activity alongside the beneficial ownership record.
- Latest 13F portfolio filings for broader institutional context.
- Latest investment quarter holder pages when the next step is security-level holder history.
Significant Ownership of LPL Financial LLC
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| ESMC | Escalon Medical Corp. | Common Stock, $0.001 par value | 7.9% | $123,217 | 586,749 | LPL Financial LLC | 31 Mar 2026 | ||
| PCF | High Income Securities Fund | Common Stock | 7.2% | $8,252,746 | -$1,521,590 | 1,341,910 | -16% | LPL Financial LLC | 31 Dec 2025 |
Schedules 13D/G Reported by LPL Financial LLC:
| Sym | Target | Class | Ownership | Change | Current Shares | Change | Value | Reporting name | Form | Report Period | Filing Date |
|---|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.