Significant Ownership of LPL Financial LLC
- Large-stake filing summary
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- Recent SEC Schedule 13D/G filings for LPL Financial LLC focus on large-stake beneficial ownership disclosures and amendments.
- Use this view to spot new large holders, amended positions, and activist-style ownership evidence.
- Manager signature
- /s/ Jim McHale - Jim McHale, EVP, Chief Compliance Officer
- Manager location
- San Diego, CA
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Manager
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Significant Ownership of LPL Financial LLC
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| ESMC | Escalon Medical Corp. | Common Stock, $0.001 par value | 7.9% | $123,217 | 586,749 | LPL Financial LLC | 31 Mar 2026 | ||
| PCF | High Income Securities Fund | Common Stock | 7.2% | $8,252,746 | -$1,521,590 | 1,341,910 | -16% | LPL Financial LLC | 31 Dec 2025 |
| TOFB | Tofutti Brands Inc. | Common Stock, $0.01 par value | 5.2% | $165,148 | 266,367 | LPL Financial LLC | 30 Jun 2026 |
Schedules 13D/G Reported by LPL Financial LLC:
| Sym | Target | Class | Ownership | Change | Current shares | Change | Value | Reporting name | Form | Report period | Filing date |
|---|
Schedule rows are parsed from SEC 13D/G filings. Open the linked filing or target page to verify the reported ownership and shares.