Significant Ownership of LPL Financial LLC

Signature - Title
/s/ Jim McHale - Jim McHale, EVP, Chief Compliance Officer
Location
San Diego, CA
Summary
This page shows a list of all the recent SCHEDULE 13D/G filings made by LPL Financial LLC.

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Significant Ownership of LPL Financial LLC

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
PCF High Income Securities Fund Common Stock 7.2% $8,252,746 -$1,521,590 1,341,910 -16% LPL Financial LLC 31 Dec 2025

Schedules 13D/G Reported by LPL Financial LLC:

Sym Target Class Ownership Change Current Shares Change Value Reporting name Form Report Period Filing Date
* An asterisk sign (*) next to the price indicates that the price is likely invalid.