LPL Financial LLC SEC EDGAR Filings (CIK 0001403438)

SEC EDGAR filings, ownership reports, and insider transactions for LPL Financial LLC.

Business address
4707 Executive Drive, San Diego, CA, 92121
Top securities (13F)
IVV, SPY, QQQ, AAPL, NVDA, MSFT, VTI, SPYG, VOO, SPYM, AMZN, IEFA, IEMG, QUAL, SPYV, CGDV, DYNF, GOVT, GOOGL, and QQQM
Top holdings (Schedule 13G)
PCF
State of incorporation
CA
Fiscal year end
31 December
Former names
LPL Financial CORP (to 28 Oct 2010), Linsco/Private Ledger Corp. (to 02 Nov 2007)
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LPL Financial LLC has filed 108 SEC EDGAR filings since 22 Jun 2007

Latest Filings

Recent SEC filings for LPL Financial LLC including 13F-HR, SCHEDULE 13G/A, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2026 31 Dec 2025 028-12526
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 09 Jan 2026
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2025 30 Sep 2025 028-12526
N-PX Open N-PX document View SEC filing for N-PX 27 Aug 2025 30 Jun 2025 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2025 30 Jun 2025 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 May 2025 31 Mar 2025 028-12526
SCHEDULE 13G Open SCHEDULE 13G document View SEC filing for SCHEDULE 13G 17 Apr 2025
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2025 31 Dec 2024 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Nov 2024 30 Sep 2024 028-12526
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 06 Nov 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 06 Nov 2024
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2024 30 Jun 2024 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2024 31 Mar 2024 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-12526
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 09 Feb 2024
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2023 30 Sep 2023 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2023 30 Jun 2023 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2023 31 Mar 2023 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2023 31 Dec 2022 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 03 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 03 Feb 2023
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 03 Feb 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 17 Jan 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 17 Jan 2023
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SC 13G/A 17 Jan 2023
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 06 Oct 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2022 30 Jun 2022 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2022 31 Mar 2022 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 14 Feb 2022
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 14 Feb 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2021 30 Sep 2021 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2021 30 Jun 2021 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2021 31 Mar 2021 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2021 31 Dec 2020 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2020 30 Sep 2020 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2020 30 Jun 2020 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2020 31 Mar 2020 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2020 31 Dec 2019 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2019 30 Sep 2019 028-12526
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL 10 Oct 2019
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2019 30 Jun 2019 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2019 31 Mar 2019 028-12526
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 15 Mar 2019
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2019 31 Dec 2018 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC 10 Jan 2019
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM SC 13G/A BY LPL FINANCIAL LLC FOR FS KKR CAPITAL CORPORATION 10 Jan 2019
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2018 30 Sep 2018 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2018 30 Jun 2018 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2018 31 Mar 2018 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2018 31 Dec 2017 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SCHED 13G SUBMITTED 2-2-18 FOR NEW ISSUER FS INVESTMENT CORP AND NEW FILER LPL F 02 Feb 2018
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2017 30 Sep 2017 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2017 30 Jun 2017 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2017 31 Mar 2017 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2017 31 Dec 2016 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2016 30 Sep 2016 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2016 30 Jun 2016 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2016 31 Mar 2016 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2016 31 Dec 2015 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 12 Jan 2016 005-89242
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2015 30 Sep 2015 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2015 30 Jun 2015 028-12526
SC 13G Open SC 13G document View SEC filing for SC 13G SC 13G 24 Jul 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2015 31 Mar 2015 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Nov 2014 30 Sep 2014 028-12526
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 05 Aug 2014 30 Jun 2014 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Aug 2014 30 Jun 2014 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2014 31 Mar 2014 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2014 31 Dec 2013 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2013 30 Sep 2013 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2013 30 Jun 2013 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F033113 29 Apr 2013 31 Mar 2013 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F123112 14 Feb 2013 31 Dec 2012 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F093012 08 Nov 2012 30 Sep 2012 028-12526
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A LPL13F063012AMENDMENT 09 Aug 2012 30 Jun 2012 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F063012 08 Aug 2012 30 Jun 2012 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F033112 01 May 2012 31 Mar 2012 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F123111 08 Feb 2012 31 Dec 2011 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F093011 14 Nov 2011 30 Sep 2011 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL 13F 06 30 11 15 Aug 2011 30 Jun 2011 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F033111 17 May 2011 31 Mar 2011 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL12311013FFILING 03 Feb 2011 31 Dec 2010 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13FLPL093010 28 Oct 2010 30 Sep 2010 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F063010 29 Jul 2010 30 Jun 2010 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13F031110 05 May 2010 31 Mar 2010 028-12526
13F-HR Open 13F-HR document View SEC filing for 13F-HR LPL13FFILING 12 31 09 01 Feb 2010 31 Dec 2009 028-12526

About this filer

LPL Financial LLC files with the SEC under CIK 0001403438. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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