Security Snapshot

ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC) Institutional Ownership

CUSIP: 296074305

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2019

Latest Period

n/a

Institutions Reporting

Shares (Excl. Options)

Price

$0.21

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Type / Class
Equity / Common Stock, $0.001 par value
Symbol
ESMC on OTC
Shares outstanding
7,427,203
Price per share
$0.21
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • ESMC - ESCALON MEDICAL CORP - Common Stock, $0.001 par value is tracked under CUSIP 296074305.
  • Latest finished 13F holder period is not available.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 1 to 0 between Q2 2019 and Q3 2019.
  • Reported value moved from $1,000 to $0.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Schedule 13D/G

Ownership context comes from Schedule 13D/G and available holder history for this CUSIP.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 296074305?
CUSIP 296074305 identifies ESMC - ESCALON MEDICAL CORP - Common Stock, $0.001 par value in SEC 13F datasets.

Where can I see the latest institutional holders?
Use the ownership history tables below to review the newest available institutional filing periods.

Significant Owners of ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
LPL Financial LLC 7.9% $123,217 586,749 LPL Financial LLC 31 Mar 2026

Institutional Holders of ESCALON MEDICAL CORP - Common Stock, $0.001 par value (ESMC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2019 Q3 0 $0 -$1,000 $0.21 0
2019 Q2 7,552 $1,000 $0.13 1
2019 Q1 7,552 $1,000 $0.13 1
2018 Q4 7,552 $1,000 -$48 $0.13 1
2018 Q3 7,917 $3,000 $0.38 1
2018 Q2 7,917 $2,000 $0.25 1
2018 Q1 7,917 $2,000 $0.25 1
2017 Q4 7,917 $2,000 -$86 $0.25 1
2017 Q3 8,259 $1,000 -$223 $0.12 1
2017 Q2 10,100 $2,000 $0.20 1
2017 Q1 10,100 $1,000 -$21,000 $0.10 1
2016 Q4 208,383 $22,000 -$846,000 $0.10 3
2016 Q3 1,470,357 $986,000 +$55,684 $0.67 14
2016 Q2 1,386,466 $1,071,000 +$69,774 $0.73 12
2016 Q1 1,296,140 $1,036,000 +$4,120 $0.80 12
2015 Q4 1,286,266 $1,372,000 +$141,001 $1.06 9
2015 Q3 1,153,724 $1,331,000 -$13,258 $1.16 10
2015 Q2 1,172,134 $1,658,000 +$109,033 $1.43 12
2015 Q1 1,095,043 $1,480,000 +$43,115 $1.35 13
2014 Q4 1,062,200 $1,707,000 +$241,959 $1.61 12
2014 Q3 907,976 $1,386,000 +$131,493 $1.55 11
2014 Q2 821,063 $1,403,000 +$215,113 $1.71 10
2014 Q1 697,191 $1,072,000 +$33,136 $1.54 9
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