Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Los Angeles, CA
SEC filing record 1 source field available
Fiscal year end
31 December
B. Riley Securities, Inc. has filed 222 SEC EDGAR filings since 15 Nov 2010

SEC filing history

Showing 201-222 of 222 matching filings.

Per page
25
Current page
9
4 File 001-38632

4

Filing date
12 Oct 2018
Reporting date
09 Oct 2018
SEC evidence
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4 File 001-38632

OWNERSHIP DOCUMENT

Filing date
09 Oct 2018
Reporting date
27 Sep 2018
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3 File 001-38632

OWNERSHIP DOCUMENT

Filing date
09 Oct 2018
Reporting date
26 Sep 2018
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13F-NT File 028-14034

13F-NT filing

Filing date
11 Feb 2014
Reporting date
31 Dec 2013
SEC evidence
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13F-NT File 028-14034

13F-NT filing

Filing date
07 Nov 2013
Reporting date
30 Sep 2013
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13F-NT File 028-14034

13F-NT filing

Filing date
14 Aug 2013
Reporting date
30 Jun 2013
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13F-NT File 028-14034

13F-NT filing

Filing date
25 Apr 2013
Reporting date
31 Mar 2013
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13F-NT File 028-14034

13F-NT filing

Filing date
11 Feb 2013
Reporting date
31 Dec 2012
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13F-NT File 028-14034

13F-NT filing

Filing date
11 Oct 2012
Reporting date
30 Sep 2012
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13F-NT File 028-14034

13F-NT filing

Filing date
13 Aug 2012
Reporting date
30 Jun 2012
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13F-NT File 028-14034

13F-NT filing

Filing date
14 May 2012
Reporting date
31 Mar 2012
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13F-NT File 028-14034

13F-NT filing

Filing date
14 Feb 2012
Reporting date
31 Dec 2011
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13F-NT/A File 028-14034

13F-NT/A filing

Filing date
17 Nov 2011
Reporting date
30 Sep 2011
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13F-NT/A File 028-14034

13F-NT/A filing

Filing date
17 Nov 2011
Reporting date
30 Sep 2011
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13F-NT File 028-14034

13F-NT filing

Filing date
14 Nov 2011
Reporting date
30 Sep 2011
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13F-NT File 028-14034

13F-NT filing

Filing date
15 Aug 2011
Reporting date
30 Jun 2011
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13F-NT File 028-14034

13F-NT filing

Filing date
13 May 2011
Reporting date
31 Mar 2011
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13F-NT/A File 028-14034

13F-NT/A filing

Filing date
25 Feb 2011
Reporting date
31 Dec 2010
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13F-NT File 028-14034

13F-NT filing

Filing date
15 Feb 2011
Reporting date
31 Dec 2010
SEC evidence
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SC 13G File 005-85951

FBR

Filing date
14 Feb 2011
Reporting date
Not listed
SEC evidence
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SC 13G File 005-85951

SC 13G filing

Filing date
04 Feb 2011
Reporting date
Not listed
SEC evidence
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13F-NT File 028-14034

13F-NT filing

Filing date
15 Nov 2010
Reporting date
30 Sep 2010
SEC evidence
Open document Open filing
Next action
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