Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Los Angeles, CA
SEC filing record 1 source field available
Fiscal year end
31 December
B. Riley Securities, Inc. has filed 222 SEC EDGAR filings since 15 Nov 2010

SEC filing history

Showing 151-175 of 222 matching filings.

Per page
25
Current page
7
4 File 001-13449

4 filing

Filing date
17 Apr 2020
Reporting date
15 Apr 2020
SEC evidence
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4 File 001-13449

4 filing

Filing date
14 Apr 2020
Reporting date
09 Apr 2020
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4 File 001-35588

4 filing

Filing date
09 Apr 2020
Reporting date
01 Apr 2020
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4 File 001-13449

OWNERSHIP DOCUMENT

Filing date
31 Mar 2020
Reporting date
27 Mar 2020
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4 File 001-13449

4 filing

Filing date
25 Mar 2020
Reporting date
23 Mar 2020
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4 File 001-13449

OWNERSHIP DOCUMENT

Filing date
17 Mar 2020
Reporting date
13 Mar 2020
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4 File 001-38864

OWNERSHIP DOCUMENT

Filing date
13 Mar 2020
Reporting date
11 Mar 2020
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4 File 001-13449

OWNERSHIP DOCUMENT

Filing date
11 Mar 2020
Reporting date
09 Mar 2020
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4 File 001-38864

OWNERSHIP DOCUMENT

Filing date
10 Mar 2020
Reporting date
06 Mar 2020
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4 File 001-38864

OWNERSHIP DOCUMENT

Filing date
03 Mar 2020
Reporting date
28 Feb 2020
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4 File 001-13449

4 filing

Filing date
28 Feb 2020
Reporting date
26 Feb 2020
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4 File 001-38864

4 filing

Filing date
27 Feb 2020
Reporting date
25 Feb 2020
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4 File 001-38864

4 filing

Filing date
24 Feb 2020
Reporting date
20 Feb 2020
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4 File 001-38864

4 filing

Filing date
19 Feb 2020
Reporting date
14 Feb 2020
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4 File 001-38864

4 filing

Filing date
14 Feb 2020
Reporting date
12 Feb 2020
SEC evidence
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4 File 001-38864

4 filing

Filing date
10 Feb 2020
Reporting date
06 Feb 2020
SEC evidence
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4 File 001-38864

4 filing

Filing date
05 Feb 2020
Reporting date
03 Feb 2020
SEC evidence
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13F-NT File 028-14034

13F-NT filing

Filing date
05 Feb 2020
Reporting date
31 Dec 2019
SEC evidence
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4 File 001-13449

4 filing

Filing date
31 Jan 2020
Reporting date
29 Jan 2020
SEC evidence
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4 File 001-38864

OWNERSHIP DOCUMENT

Filing date
28 Jan 2020
Reporting date
24 Jan 2020
SEC evidence
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4 File 001-38864

4 filing

Filing date
17 Jan 2020
Reporting date
15 Jan 2020
SEC evidence
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4 File 001-38864

OWNERSHIP DOCUMENT

Filing date
14 Jan 2020
Reporting date
09 Jan 2020
SEC evidence
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4 File 001-13449

4 filing

Filing date
05 Dec 2019
Reporting date
03 Dec 2019
SEC evidence
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3 File 001-38907

3 filing

Filing date
12 Nov 2019
Reporting date
30 Oct 2019
SEC evidence
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4 File 001-38907

4 filing

Filing date
01 Nov 2019
Reporting date
30 Oct 2019
SEC evidence
Open document Open filing
Next action
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