Filer Snapshot

B. Riley Securities, Inc.

CIK 0001505748. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

16

Latest filing

02 Apr 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q4 2022. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

$459.67M

66 holdings for Q4 2022

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Largest parsed holding

BW

$157.46M reported value

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13D/G large stake

BW

31 Mar 2025 · 16% ownership

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Source: SEC Schedule 13D/G

SCHEDULE 13D filed on 02 Apr 2025 for CIK 0001505748.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Largest active 13D stakes

Active large-stake positions disclosed in parsed Schedule 13D filings.

BW
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
11100 Santa Monica Blvd, Suite 800, Los Angeles, CA, 90025
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 3 profile fields available
Incorporated in
DE
Fiscal year end
31 December
Former names on EDGAR
B. Riley FBR, Inc. (to 02 Jul 2020), FBR Capital Markets & Co (to 11 Feb 2014)

Filer intelligence

What SEC filings say about B. Riley Securities, Inc.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Latest parsed 13F shows $459.67M across 66 reported holdings for Q4 2022.
  • Largest parsed 13F holding: BW at $157.46M.
  • 1 recent 13D/G stake row found; top row is BW at 16% ownership.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 66 rows

Quarterly institutional portfolio holdings.

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13D/G stakes 1 rows

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 No rows yet

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q4 2022 - 07 Feb 2023

Top 5 concentration

74%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$338.49M

Compared with $459.67M total 13F value.

Top 5 net change

$0

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

BW ALTG AREN DDI FAZE Other holdings

BW

34.3%

Babcock & Wilcox Enterprises

$157.46M

ALTG

17.2%

Alta Equipment Group Inc

$79.15M

AREN

10.6%

The Arena Group Holdings Inc

$48.73M

DDI

7.1%

Doubledown Interactive Co Lt

$32.75M

FAZE

4.4%

Faze Holdings Inc

$20.4M

13D/G large-stake context

BW

31 Mar 2025 · Common Stock, par value $0.01

16%
Issuer page 13D/G history

Latest update

What changed recently for B. Riley Securities, Inc.

New filing available

Latest Schedule 13D/G period: 31 Mar 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

02 Apr 2025

Page type

Filer profile

Latest period

31 Mar 2025

Schedule 13D/G context is visible from filings filed on 02 Apr 2025.

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Benchmark Context

Benchmark context for this company

B. Riley Securities, Inc. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest Schedule 13D/G period: 31 Mar 2025. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001505748 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
16
First seen
11 Feb 2014
Latest filing
02 Apr 2025
Entity
Company

Observed form types

13F-HR 13F-NT SCHEDULE 13D

CIK-linked evidence first

B. Riley Securities, Inc. SEC filings B. Riley Securities, Inc. 13F portfolio B. Riley Securities, Inc. 13D/G history Open SEC filing index

Latest Filings

Showing the latest 12 of 16 SEC filings for B. Riley Securities, Inc..

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SCHEDULE 13D

SCHEDULE 13D filing

Filing date
02 Apr 2025
Reporting date
Not listed
SEC evidence
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13F-NT

13F-NT filing

Filing date
13 Nov 2023
Reporting date
30 Sep 2023
SEC evidence
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13F-NT

13F-NT filing

Filing date
08 Aug 2023
Reporting date
30 Jun 2023
SEC evidence
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13F-NT

13F-NT filing

Filing date
09 May 2023
Reporting date
31 Mar 2023
SEC evidence
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13F-NT

13F-NT filing

Filing date
13 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
07 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
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13F-NT

13F-NT filing

Filing date
09 Nov 2022
Reporting date
30 Sep 2022
SEC evidence
Open document Open filing
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13F-NT

13F-NT filing

Filing date
10 Aug 2022
Reporting date
30 Jun 2022
SEC evidence
Open document Open filing
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13F-NT

13F-NT filing

Filing date
11 May 2022
Reporting date
31 Mar 2022
SEC evidence
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13F-NT

13F-NT filing

Filing date
10 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
Open document Open filing
Next action
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13F-NT

13F-NT filing

Filing date
10 Nov 2021
Reporting date
30 Sep 2021
SEC evidence
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Next action
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13F-NT

13F-NT filing

Filing date
12 Aug 2021
Reporting date
30 Jun 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
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