Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Los Angeles, CA
SEC filing record 1 source field available
Fiscal year end
31 December
B. Riley Securities, Inc. has filed 222 SEC EDGAR filings since 15 Nov 2010

SEC filing history

Showing 126-150 of 222 matching filings.

Per page
25
Current page
6
13F-NT File 028-14034

13F-NT filing

Filing date
13 May 2021
Reporting date
31 Mar 2021
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4 File 001-13449

4 filing

Filing date
28 Apr 2021
Reporting date
26 Apr 2021
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4 File 001-38864

4 filing

Filing date
12 Apr 2021
Reporting date
12 Apr 2021
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4 File 001-36876

4 filing

Filing date
26 Mar 2021
Reporting date
25 Mar 2021
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4 File 001-35629

4 filing

Filing date
02 Feb 2021
Reporting date
29 Jan 2021
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3 File 001-35629

3 filing

Filing date
01 Feb 2021
Reporting date
28 Jan 2021
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4 File 001-35588

4 filing

Filing date
27 Jan 2021
Reporting date
26 Jan 2021
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4 File 001-36876

OWNERSHIP DOCUMENT

Filing date
26 Jan 2021
Reporting date
31 Dec 2020
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4/A File 001-39291

4/A filing

Filing date
18 Nov 2020
Reporting date
16 Nov 2020
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4 File 001-39291

4 filing

Filing date
17 Nov 2020
Reporting date
13 Nov 2020
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4 File 001-39291

4 filing

Filing date
12 Nov 2020
Reporting date
10 Nov 2020
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4 File 001-39291

4 filing

Filing date
12 Nov 2020
Reporting date
09 Nov 2020
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4 File 001-39291

4 filing

Filing date
06 Nov 2020
Reporting date
04 Nov 2020
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4 File 001-36876

OWNERSHIP DOCUMENT

Filing date
02 Oct 2020
Reporting date
30 Sep 2020
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4 File 001-36876

4 filing

Filing date
08 Sep 2020
Reporting date
04 Sep 2020
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13F-NT File 028-14034

13F-NT filing

Filing date
13 Aug 2020
Reporting date
30 Jun 2020
SEC evidence
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4 File 001-36876

OWNERSHIP DOCUMENT

Filing date
02 Jul 2020
Reporting date
30 Jun 2020
SEC evidence
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4 File 001-35588

4 filing

Filing date
28 Apr 2020
Reporting date
24 Apr 2020
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4 File 001-13449

4 filing

Filing date
28 Apr 2020
Reporting date
24 Apr 2020
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4/A File 001-38864

4/A filing

Filing date
27 Apr 2020
Reporting date
28 Feb 2020
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4/A File 001-38864

4/A filing

Filing date
27 Apr 2020
Reporting date
25 Feb 2020
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4/A File 001-38864

4/A filing

Filing date
27 Apr 2020
Reporting date
06 Feb 2020
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4/A File 001-38864

4/A filing

Filing date
27 Apr 2020
Reporting date
15 Jan 2020
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4/A File 001-38864

4/A filing

Filing date
27 Apr 2020
Reporting date
09 Jan 2020
SEC evidence
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4 File 001-13449

4 filing

Filing date
22 Apr 2020
Reporting date
20 Apr 2020
SEC evidence
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Next action
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