PhenixFIN Corp reports

Company location: New York, NY
Fiscal year end: 30 September

PhenixFIN Corp has filed 889 SEC EDGAR filings since 03 May 2010

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SEC filing history

Showing 251-275 of 889 matching filings.

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25

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11

10-K File 814-00818

10-K

Filing date: 16 Dec 2019
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00818

8-K

Filing date: 16 Dec 2019
Reporting date: 16 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 11 Dec 2019
Reporting date: 09 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 04 Dec 2019
Reporting date: 02 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-86732

GLACIER POINT ADVISORS, LLC

Filing date: 03 Dec 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 27 Nov 2019
Reporting date: 26 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 22 Nov 2019
Reporting date: 20 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-00818

DEFINITIVE ADDITIONAL MATERIALS

Filing date: 21 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

425 File 814-00818

FORM 425

Filing date: 21 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00818

CURRENT REPORT

Filing date: 21 Nov 2019
Reporting date: 19 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 19 Nov 2019
Reporting date: 15 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14971-01

AMENDMENT TO FORM 40-APP

Filing date: 14 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4

FORM 4 SUBMISSION

Filing date: 13 Nov 2019
Reporting date: 08 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-33 File 814-00818

FORM 40-33

Filing date: 13 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-86732

SCHEDULE 13G

Filing date: 04 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3

FORM 3 SUBMISSION

Filing date: 04 Nov 2019
Reporting date: 25 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

4 filing

Filing date: 29 Oct 2019
Reporting date: 25 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4

4 filing

Filing date: 29 Oct 2019
Reporting date: 25 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D/A File 005-86732

FORM SC 13D/A

Filing date: 28 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-00818

DEFINITIVE ADDITIONAL MATERIALS

Filing date: 15 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

425 File 814-00818

FORM 425

Filing date: 15 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-86732

SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL

Filing date: 10 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-86732

GLACIER POINT ADVISORS

Filing date: 23 Sep 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14971-01

AMENDMENT TO FORM 40-APP

Filing date: 03 Sep 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-00818

CURRENT REPORT

Filing date: 16 Aug 2019
Reporting date: 12 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

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