Location
New York, NY
UBS FINANCIAL SERVICES INC has filed 108 SEC EDGAR filings since 09 Nov 2001

SEC filing history

Showing 1-25 of 80 matching filings.

Per page
25
Current page
1
13F-NT File 028-11496

13F-NT filing

Filing date
06 May 2026
Reporting date
31 Mar 2026
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
29 Jan 2026
Reporting date
31 Dec 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
13 Nov 2025
Reporting date
30 Sep 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
14 Aug 2025
Reporting date
30 Jun 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
N-PX File 028-11496

N-PX filing

Filing date
11 Aug 2025
Reporting date
30 Jun 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
13 May 2025
Reporting date
31 Mar 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
40-APP/A File 812-15779-05

40-APP/A

Filing date
05 May 2025
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
40-APP File 812-15779-05

APPLICATION FOR AN ORDER

Filing date
05 May 2025
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
N-PX File 028-11496

N-PX filing

Filing date
08 Apr 2025
Reporting date
30 Jun 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
14 Feb 2025
Reporting date
31 Dec 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
13 Nov 2024
Reporting date
30 Sep 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
14 Aug 2024
Reporting date
30 Jun 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
13 May 2024
Reporting date
31 Mar 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
07 Feb 2024
Reporting date
31 Dec 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
09 Nov 2023
Reporting date
30 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
11 Aug 2023
Reporting date
30 Jun 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
12 May 2023
Reporting date
31 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
08 Feb 2023
Reporting date
31 Dec 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
10 Nov 2022
Reporting date
30 Sep 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
10 Aug 2022
Reporting date
30 Jun 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
16 May 2022
Reporting date
31 Mar 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
14 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
15 Nov 2021
Reporting date
30 Sep 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
13 Aug 2021
Reporting date
30 Jun 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
13F-NT File 028-11496

13F-NT filing

Filing date
12 May 2021
Reporting date
31 Mar 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .