Location
New York, NY
UBS FINANCIAL SERVICES INC has filed 108 SEC EDGAR filings since 09 Nov 2001

SEC filing history

Showing 51-75 of 80 matching filings.

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25
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3
13F-NT File 028-11496

13F-NT filing

Filing date
14 Aug 2015
Reporting date
30 Jun 2015
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13F-NT File 028-11496

13F-NT filing

Filing date
08 May 2015
Reporting date
31 Mar 2015
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13F-NT File 028-11496

13F-NT filing

Filing date
04 Feb 2015
Reporting date
31 Dec 2014
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13F-NT File 028-11496

13F-NT filing

Filing date
10 Nov 2014
Reporting date
30 Sep 2014
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13F-NT File 028-11496

13F-NT filing

Filing date
11 Aug 2014
Reporting date
30 Jun 2014
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13F-NT File 028-11496

13F-NT filing

Filing date
14 May 2014
Reporting date
31 Mar 2014
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13F-NT File 028-11496

13F-NT filing

Filing date
06 Feb 2014
Reporting date
31 Dec 2013
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13F-NT File 028-11496

13F-NT filing

Filing date
12 Nov 2013
Reporting date
30 Sep 2013
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13F-NT File 028-11496

13F-NT filing

Filing date
20 Aug 2013
Reporting date
30 Jun 2013
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13F-NT File 028-11496

13F-NT filing

Filing date
03 May 2013
Reporting date
31 Mar 2013
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13F-NT File 028-11496

13F-NT filing

Filing date
07 Feb 2013
Reporting date
31 Dec 2012
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40-APP/A File 812-14105-08

AMENDMENT NO. 1 TO FORM 40-APP

Filing date
31 Jan 2013
Reporting date
Not listed
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40-APP File 812-14105-08

FORM 40-APP

Filing date
19 Dec 2012
Reporting date
Not listed
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13F-NT File 028-11496

13F-NT filing

Filing date
13 Nov 2012
Reporting date
30 Sep 2012
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13F-NT File 028-11496

13F-NT filing

Filing date
06 Aug 2012
Reporting date
30 Jun 2012
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13F-NT File 028-11496

13F-NT filing

Filing date
09 May 2012
Reporting date
31 Mar 2012
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13F-NT File 028-11496

13F-NT filing

Filing date
02 Feb 2012
Reporting date
31 Dec 2011
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13F-NT File 028-11496

13F-NT filing

Filing date
10 Nov 2011
Reporting date
30 Sep 2011
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13F-NT File 028-11496

13F-NT filing

Filing date
12 Aug 2011
Reporting date
30 Jun 2011
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APP ORDR File 812-13902-07

APP ORDR filing

Filing date
21 Jun 2011
Reporting date
Not listed
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APP NTC File 812-13902-07

APP NTC filing

Filing date
17 May 2011
Reporting date
Not listed
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13F-NT File 028-11496

13F-NT filing

Filing date
13 May 2011
Reporting date
31 Mar 2011
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NO ACT File 812-12963-01

AUTO-GENERATED PAPER DOCUMENT

Filing date
09 May 2011
Reporting date
09 May 2011
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40-APP File 812-13902-07

40-APP

Filing date
09 May 2011
Reporting date
Not listed
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13F-NT File 028-11496

13F-NT filing

Filing date
14 Feb 2011
Reporting date
31 Dec 2010
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