UBS FINANCIAL SERVICES INC SEC EDGAR Filings (CIK 0001161787)

SEC EDGAR filings, ownership reports, and insider transactions for UBS FINANCIAL SERVICES INC.

Business address
1285 Avenue Of The Americas, New York, NY, 10019
Former names
UBS PAINE WEBBER INC (to 28 Apr 2003)
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UBS FINANCIAL SERVICES INC has filed 106 SEC EDGAR filings since 09 Nov 2001

Latest Filings

Recent SEC filings for UBS FINANCIAL SERVICES INC including 13F-NT, N-PX, 40-APP/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2025 30 Sep 2025 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2025 30 Jun 2025 028-11496
N-PX Open N-PX document View SEC filing for N-PX 11 Aug 2025 30 Jun 2025 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2025 31 Mar 2025 028-11496
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 05 May 2025 812-15779-05
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR AN ORDER 05 May 2025 812-15779-05
N-PX Open N-PX document View SEC filing for N-PX 08 Apr 2025 30 Jun 2024 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2025 31 Dec 2024 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2024 30 Sep 2024 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2024 30 Jun 2024 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2024 31 Mar 2024 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2024 31 Dec 2023 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2023 30 Sep 2023 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2023 30 Jun 2023 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2023 31 Mar 2023 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2023 31 Dec 2022 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2022 30 Jun 2022 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2021 30 Sep 2021 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2021 30 Jun 2021 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2021 31 Mar 2021 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2021 31 Dec 2020 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2020 30 Sep 2020 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Jul 2020 30 Jun 2020 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 May 2020 31 Mar 2020 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2020 31 Dec 2019 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2019 30 Sep 2019 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2019 30 Jun 2019 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2019 31 Mar 2019 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2019 31 Dec 2018 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2018 30 Sep 2018 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2018 30 Jun 2018 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2018 31 Mar 2018 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2018 31 Dec 2017 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2017 30 Sep 2017 028-11496
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 14 Nov 2017 30 Jun 2017 028-11496
13F-NT/A Open 13F-NT/A document View SEC filing for 13F-NT/A 14 Nov 2017 31 Mar 2017 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2017 30 Jun 2017 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2017 31 Mar 2017 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2017 31 Dec 2016 028-11496
40-206A Open 40-206A document View SEC filing for 40-206A AUTO-GENERATED PAPER DOCUMENT 22 Nov 2016 803-00235
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2016 30 Sep 2016 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2016 30 Jun 2016 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2016 31 Mar 2016 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2016 31 Dec 2015 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2015 30 Sep 2015 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2015 30 Jun 2015 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2015 31 Mar 2015 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Feb 2015 31 Dec 2014 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2014 30 Sep 2014 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2014 30 Jun 2014 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2014 31 Mar 2014 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2014 31 Dec 2013 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2013 30 Sep 2013 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Aug 2013 30 Jun 2013 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 May 2013 31 Mar 2013 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2013 31 Dec 2012 028-11496
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT NO. 1 TO FORM 40-APP 31 Jan 2013 812-14105-08
40-APP Open 40-APP document View SEC filing for 40-APP FORM 40-APP 19 Dec 2012 812-14105-08
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2012 30 Sep 2012 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Aug 2012 30 Jun 2012 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 May 2012 31 Mar 2012 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Feb 2012 31 Dec 2011 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2011 30 Sep 2011 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2011 30 Jun 2011 028-11496
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 21 Jun 2011 812-13902-07
APP NTC Open APP NTC document View SEC filing for APP NTC 17 May 2011 812-13902-07
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 May 2011 31 Mar 2011 028-11496
NO ACT Open NO ACT document View SEC filing for NO ACT AUTO-GENERATED PAPER DOCUMENT 09 May 2011 09 May 2011 812-12963-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 09 May 2011 812-13902-07
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2011 31 Dec 2010 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Nov 2010 30 Sep 2010 028-11496
40-206A Open 40-206A document View SEC filing for 40-206A AUTO-GENERATED PAPER DOCUMENT 22 Oct 2010 803-00204
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Aug 2010 30 Jun 2010 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 29 Apr 2010 31 Mar 2010 028-11496
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2010 31 Dec 2009 028-11496

About this filer

UBS FINANCIAL SERVICES INC files with the SEC under CIK 0001161787. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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