CALDWELL SUTTER CAPITAL, INC. reports

Company location: Sausalito, CA
Fiscal year end: 30 September

CALDWELL SUTTER CAPITAL, INC. has filed 79 SEC EDGAR filings since 02 Dec 2002

Filter by type:
SC13D
SC13G

SEC filing history

Showing 51-71 of 71 matching filings.

Per page

Current page

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 27 Nov 2019
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 12 Dec 2018
Reporting date: 30 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 20 Dec 2017
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 13 Dec 2017
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I/A File 868-05328

MA-I/A filing

Filing date: 27 Oct 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I File 868-05328

MA-I filing

Filing date: 16 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA File 867-02278

MA filing

Filing date: 08 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

D File 021-290582

D filing

Filing date: 13 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Nov 2016
Reporting date: 30 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Nov 2016
Reporting date: 30 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D

SC 13D filing

Filing date: 22 Jun 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 15 Dec 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 15 Dec 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 28 Nov 2014
Reporting date: 30 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 28 Nov 2014
Reporting date: 30 Sep 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FOCUSN File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 02 Dec 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 02 Dec 2013
Reporting date: 30 Sep 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 27 Nov 2012
Reporting date: 30 Sep 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5/A File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Nov 2011
Reporting date: 30 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 29 Nov 2011
Reporting date: 30 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

AUTO-GENERATED PAPER DOCUMENT

Filing date: 01 Dec 2010
Reporting date: 30 Sep 2010
SEC evidence: Open document Open filing
Next action: Verify source filing