CALDWELL SUTTER CAPITAL, INC. reports

Company location: Sausalito, CA
Fiscal year end: 30 September

CALDWELL SUTTER CAPITAL, INC. has filed 79 SEC EDGAR filings since 02 Dec 2002

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SEC filing history

Showing 1-25 of 71 matching filings.

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13F-HR File 028-22901

13F-HR filing

Filing date: 06 May 2026
Reporting date: 31 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

MA File 867-02278

MA filing

Filing date: 01 May 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I File 868-05328

MA-I filing

Filing date: 15 Apr 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 30 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 29 Dec 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 29 Oct 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

N-PX File 028-22901

N-PX filing

Filing date: 07 Aug 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

N-PX File 028-22901

N-PX filing

Filing date: 07 Aug 2025
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 11 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-W File 867-02278

MA-W filing

Filing date: 28 May 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I/A File 868-05328

MA-I/A filing

Filing date: 27 May 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

D/A File 021-543519

D/A filing

Filing date: 02 May 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 16 Apr 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

D File 021-543519

D filing

Filing date: 11 Apr 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date: 11 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date: 11 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date: 11 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 21 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 27 Dec 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 20 Dec 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 25 Oct 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I File 868-05328

MA-I filing

Filing date: 04 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SCHEDULE 13G

Filing date: 08 Aug 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 23 Jul 2024
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 19 Apr 2024
Reporting date: 31 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing