SEC EDGAR filings, ownership reports, and insider transactions for CALDWELL SUTTER CAPITAL, INC..
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| X-17A-5 | Open Document | Open Filing | 29 Dec 2025 | 30 Sep 2025 | 008-27639 | |
| 13F-HR | Open Document | Open Filing | 29 Oct 2025 | 30 Sep 2025 | 028-22901 | |
| N-PX | Open Document | Open Filing | 07 Aug 2025 | 30 Jun 2025 | 028-22901 | |
| N-PX | Open Document | Open Filing | 07 Aug 2025 | 30 Jun 2024 | 028-22901 | |
| 13F-HR | Open Document | Open Filing | 11 Jul 2025 | 30 Jun 2025 | 028-22901 | |
| MA-W | Open Document | Open Filing | 28 May 2025 | 867-02278 | ||
| MA-I/A | Open Document | Open Filing | 27 May 2025 | 868-05328 | ||
| D/A | Open Document | Open Filing | 02 May 2025 | 021-543519 | ||
| 13F-HR | Open Document | Open Filing | 16 Apr 2025 | 31 Mar 2025 | 028-22901 | |
| D | Open Document | Open Filing | 11 Apr 2025 | 021-543519 | ||
| SCHEDULE 13G/A | Open Document | Open Filing | 11 Feb 2025 | |||
| SCHEDULE 13G/A | Open Document | Open Filing | 11 Feb 2025 | |||
| SCHEDULE 13G/A | Open Document | Open Filing | 11 Feb 2025 | |||
| 13F-HR | Open Document | Open Filing | 21 Jan 2025 | 31 Dec 2024 | 028-22901 | |
| MA-A | Open Document | Open Filing | 27 Dec 2024 | 30 Sep 2024 | 867-02278 | |
| X-17A-5 | Open Document | Open Filing | 20 Dec 2024 | 30 Sep 2024 | 008-27639 | |
| 13F-HR | Open Document | Open Filing | 25 Oct 2024 | 30 Sep 2024 | 028-22901 | |
| MA-I | Open Document | Open Filing | 04 Sep 2024 | 868-05328 | ||
| SC 13G | Open Document | Open Filing | SCHEDULE 13G | 08 Aug 2024 | ||
| 13F-HR | Open Document | Open Filing | 23 Jul 2024 | 30 Jun 2024 | 028-22901 | |
| 13F-HR | Open Document | Open Filing | 19 Apr 2024 | 31 Mar 2024 | 028-22901 | |
| SC 13G/A | Open Document | Open Filing | SCHEDULE 13G/A | 05 Feb 2024 | ||
| SC 13G/A | Open Document | Open Filing | SCHEDULE 13G/A | 05 Feb 2024 | ||
| 13F-HR | Open Document | Open Filing | 19 Jan 2024 | 31 Dec 2023 | 028-22901 | |
| MA-A | Open Document | Open Filing | 29 Dec 2023 | 30 Sep 2023 | 867-02278 | |
| X-17A-5 | Open Document | Open Filing | 21 Dec 2023 | 30 Sep 2023 | 008-27639 | |
| 13F-HR | Open Document | Open Filing | 25 Oct 2023 | 30 Sep 2023 | 028-22901 | |
| 13F-HR | Open Document | Open Filing | 19 Jul 2023 | 30 Jun 2023 | 028-22901 | |
| MA-I/A | Open Document | Open Filing | 27 Apr 2023 | 868-05328 | ||
| MA-I | Open Document | Open Filing | 26 Apr 2023 | 868-05328 | ||
| 13F-HR | Open Document | Open Filing | 25 Apr 2023 | 31 Mar 2023 | 028-22901 | |
| MA-A | Open Document | Open Filing | 20 Apr 2023 | 30 Sep 2018 | 867-02278 | |
| MA-A | Open Document | Open Filing | 20 Apr 2023 | 30 Sep 2017 | 867-02278 | |
| SC 13G | Open Document | Open Filing | SCHEDULE 13G | 10 Feb 2023 | ||
| SC 13G | Open Document | Open Filing | SCHEDULE 13G | 10 Feb 2023 | ||
| 13F-HR | Open Document | Open Filing | 10 Feb 2023 | 31 Dec 2022 | 028-22901 | |
| MA-I/A | Open Document | Open Filing | 10 Feb 2023 | 868-05328 | ||
| MA-A | Open Document | Open Filing | 28 Dec 2022 | 30 Sep 2022 | 867-02278 | |
| MA-I/A | Open Document | Open Filing | 13 Dec 2022 | 868-05328 | ||
| X-17A-5 | Open Document | Open Filing | 28 Nov 2022 | 30 Sep 2022 | 008-27639 | |
| MA-A | Open Document | Open Filing | 22 Dec 2021 | 30 Sep 2021 | 867-02278 | |
| X-17A-5 | Open Document | Open Filing | 24 Nov 2021 | 30 Sep 2021 | 008-27639 | |
| MA-I | Open Document | Open Filing | 07 Sep 2021 | 868-05328 | ||
| MA-A | Open Document | Open Filing | 28 Dec 2020 | 30 Sep 2020 | 867-02278 | |
| X-17A-5 | Open Document | Open Filing | 27 Nov 2020 | 30 Sep 2020 | 008-27639 | |
| MA-A | Open Document | Open Filing | 28 Jan 2020 | 30 Sep 2019 | 867-02278 | |
| X-17A-5 | Open Document | Open Filing | 27 Nov 2019 | 30 Sep 2019 | 008-27639 | |
| X-17A-5 | Open Document | Open Filing | 12 Dec 2018 | 30 Sep 2018 | 008-27639 | |
| FOCUSN | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 20 Dec 2017 | 30 Sep 2017 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 13 Dec 2017 | 30 Sep 2017 | 008-27639 |
| MA-I/A | Open Document | Open Filing | 27 Oct 2017 | 868-05328 | ||
| MA-I | Open Document | Open Filing | 16 Aug 2017 | 868-05328 | ||
| MA | Open Document | Open Filing | 08 Aug 2017 | 867-02278 | ||
| D | Open Document | Open Filing | 13 Jul 2017 | 021-290582 | ||
| FOCUSN | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 29 Nov 2016 | 30 Sep 2016 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 29 Nov 2016 | 30 Sep 2016 | 008-27639 |
| SC 13D | Open Document | Open Filing | 22 Jun 2016 | |||
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 15 Dec 2015 | 30 Sep 2015 | 008-27639 |
| FOCUSN | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 15 Dec 2015 | 30 Sep 2015 | 008-27639 |
| FOCUSN | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 28 Nov 2014 | 30 Sep 2014 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 28 Nov 2014 | 30 Sep 2014 | 008-27639 |
| FOCUSN | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 02 Dec 2013 | 30 Sep 2013 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 02 Dec 2013 | 30 Sep 2013 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 27 Nov 2012 | 30 Sep 2012 | 008-27639 |
| X-17A-5/A | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 29 Nov 2011 | 30 Sep 2011 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 29 Nov 2011 | 30 Sep 2011 | 008-27639 |
| X-17A-5 | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 01 Dec 2010 | 30 Sep 2010 | 008-27639 |