CALDWELL SUTTER CAPITAL, INC. reports

Company location: Sausalito, CA
Fiscal year end: 30 September

CALDWELL SUTTER CAPITAL, INC. has filed 79 SEC EDGAR filings since 02 Dec 2002

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SC13D
SC13G

SEC filing history

Showing 26-50 of 71 matching filings.

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SC 13G/A

SCHEDULE 13G/A

Filing date: 05 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SCHEDULE 13G/A

Filing date: 05 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 19 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 29 Dec 2023
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 21 Dec 2023
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 25 Oct 2023
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 19 Jul 2023
Reporting date: 30 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I/A File 868-05328

MA-I/A filing

Filing date: 27 Apr 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I File 868-05328

MA-I filing

Filing date: 26 Apr 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 25 Apr 2023
Reporting date: 31 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 20 Apr 2023
Reporting date: 30 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 20 Apr 2023
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SCHEDULE 13G

Filing date: 10 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

SCHEDULE 13G

Filing date: 10 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

13F-HR File 028-22901

13F-HR filing

Filing date: 10 Feb 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I/A File 868-05328

MA-I/A filing

Filing date: 10 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 28 Dec 2022
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I/A File 868-05328

MA-I/A filing

Filing date: 13 Dec 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 28 Nov 2022
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 22 Dec 2021
Reporting date: 30 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 24 Nov 2021
Reporting date: 30 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-I File 868-05328

MA-I filing

Filing date: 07 Sep 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 28 Dec 2020
Reporting date: 30 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

X-17A-5 File 008-27639

X-17A-5 filing

Filing date: 27 Nov 2020
Reporting date: 30 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

MA-A File 867-02278

MA-A filing

Filing date: 28 Jan 2020
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing