Quick Takeaways
- NEWT - NewtekOne, Inc. has 14 insiders with reported activity on this page.
- Net insider value flow over the last year: +$527,084.
- Recent transaction rows are available for direct filing-level review.
Insider Transactions Reported by 14 Insiders of NewtekOne, Inc.
- Symbol
- NEWT, NEWTI, NEWTG, NEWTH, NEWTO, NEWTP on Nasdaq
- Location
- Boca Raton, FL
What Changed
- Buy value: $527,084; sell value: $0.
- Net share flow: +47,844.
Why This Matters
- This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
- Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.
Source Evidence
Filed on Form 4
See Original Filing
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Insider trading overview
Last 12 monthsNet insider flow leans to buying over the last 12 months. Net value: +$527,084.
Buys
$527,084
Shares: 47,844
Insiders: 9
Sells
$0
Shares: 0
Insiders: 0
Net
+$527,084
Shares: +47,844
Insiders: 9
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 2,000 | 0 | $27,340 | $0 | +$27,340 |
| 3-6 | 2,214 | 0 | $25,392 | $0 | +$25,392 |
| 6-9 | 13,710 | 0 | $142,543 | $0 | +$142,543 |
| 9-12 | 29,920 | 0 | $331,810 | $0 | +$331,810 |
NewtekOne, Inc. executives and other stock owners filed with the SEC include:
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Barry Sloane | President, Chairman & CEO, Director | $16,611,043 | +$386,427 | +2.4% | Mixed | 14 Jan 2026 |
| Peter Mathison Downs | President, Newtek Bank, Director | $1,206,775 | +$15,820 | +1.3% | Mixed | 14 Jan 2026 |
| Michael A. Schwartz | Chief Legal Officer | $691,507 | +$9,864 | +1.4% | Mixed | 14 Jan 2026 |
| Salvatore Francis Mulia | Director | $617,774 | Filing P/S | 31 Dec 2024 | ||
| Richard J. Salute | Director | $616,544 | +$48,260 | +8.5% | Filing P/S | 07 May 2026 |
| Nicolas Young | President, Newtek Bank, N.A. | $598,580 | Filing P/S | 31 Dec 2024 | ||
| Gregory L. Zink | Director | $500,498 | +$31,357 | +6.7% | Filing P/S | 08 May 2026 |
| Frank M. DeMaria | Cheif Financial Officer | $489,910 | +$12,430 | +2.6% | Mixed | 14 Jan 2026 |
| M. Scott Price | Chief Financial Officer | $382,856 | Filing P/S | 31 Dec 2024 | ||
| Halli Razon-Feingold | SVP, Human Resources & CAO, Director | $318,747 | +$5,810 | +1.9% | Mixed | 14 Jan 2026 |
| Nicholas J. Leger | Chief Accounting Officer | $253,246 | Filing P/S | 31 Dec 2023 | ||
| Fernando Perez-Hickman | Director | $93,383 | +$1,027 | +1.1% | Filing P/S | 31 Dec 2025 |
| Craig J. Brunet | Director | $65,835 | +$10,478 | +19% | Filing P/S | 31 Dec 2025 |
| Thomas David Cestare | Director | Mixed | 27 Jan 2026 |
Top shareholders of NewtekOne, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Patriot Financial Partners IV, L.P. |
13D/G
|
— |
8.1%
|
2,307,692
|
$27,761,535 | $0 | 16 Sep 2025 | |
| Patriot Financial Partners GP II, L.P. |
13F
|
Company |
8.1%
|
2,307,692
|
$25,269,227 | — | 31 Mar 2026 | |
| BlackRock, Inc. |
13F
|
Company |
7.7%
|
2,196,013
|
$24,046,341 | — | 31 Mar 2026 | |
| Barry Sloane |
3/4/5
13D/G
|
President, Chairman & CEO, Director · SLOANE, BARRY |
5.2%
from 13D/G
|
1,194,180
|
$16,611,043 | +$386,427 | 14 Jan 2026 | |
| EverSource Wealth Advisors, LLC |
13F
|
Company |
0.1%
|
29,676
|
$15,299,951 | — | 31 Mar 2026 | |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
|
Company |
4.1%
|
1,166,164
|
$12,769,496 | — | 31 Mar 2026 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
3.2%
|
922,469
|
$10,102,000 | — | 31 Mar 2026 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
2.3%
|
663,764
|
$7,268,216 | — | 31 Mar 2026 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
657,346
|
$7,199,659 | — | 31 Mar 2026 | |
| MARSHALL WACE, LLP |
13F
|
Company |
2.2%
|
624,203
|
$6,835,025 | — | 31 Mar 2026 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
2%
|
564,888
|
$6,185,525 | — | 31 Mar 2026 | |
| STATE STREET CORP |
13F
|
Company |
1.8%
|
517,702
|
$5,766,115 | — | 31 Mar 2026 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.2%
|
337,544
|
$3,696,107 | — | 31 Mar 2026 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
1%
|
299,968
|
$3,284,650 | — | 31 Mar 2026 | |
| MORGAN STANLEY |
13F
|
Company |
0.89%
|
254,580
|
$2,787,667 | — | 31 Mar 2026 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.89%
|
253,993
|
$2,781,224 | — | 31 Mar 2026 | |
| Nuveen, LLC |
13F
|
Company |
0.84%
|
241,174
|
$2,640,856 | — | 31 Mar 2026 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.84%
|
239,158
|
$2,618,780 | — | 31 Mar 2026 | |
| North Reef Capital Management LP |
13F
|
Company |
0.69%
|
198,954
|
$2,178,546 | — | 31 Mar 2026 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.68%
|
194,369
|
$2,128,340 | — | 31 Mar 2026 | |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
13F
|
Company |
0.62%
|
178,566
|
$1,955,298 | — | 31 Mar 2026 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
80,000
|
$1,912,800 | — | 31 Mar 2026 | |
| VANGUARD FIDUCIARY TRUST CO |
13F
|
Company |
0.59%
|
169,764
|
$1,858,916 | — | 31 Mar 2026 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.57%
|
161,807
|
$1,771,787 | — | 31 Mar 2026 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.5%
|
143,008
|
$1,565,938 | — | 31 Mar 2026 | |
| Trexquant Investment LP |
13F
|
Company |
0.5%
|
142,613
|
$1,561,612 | — | 31 Mar 2026 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.48%
|
138,506
|
$1,516,635 | — | 31 Mar 2026 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.47%
|
134,181
|
$1,469,282 | — | 31 Mar 2026 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.42%
|
120,500
|
$1,319,000 | — | 31 Mar 2026 | |
| BARRETT & COMPANY, INC. |
13F
|
Company |
0.39%
|
110,915
|
$1,214,523 | — | 31 Mar 2026 | |
| Peter Mathison Downs |
3/4/5
|
President, Newtek Bank, Director |
—
class O/S missing
|
86,756
|
$1,206,775 | +$15,820 | 14 Jan 2026 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.38%
|
108,393
|
$1,186,903 | — | 31 Mar 2026 | |
| Huber Capital Management LLC |
13F
|
Company |
0.35%
|
100,207
|
$1,097,267 | — | 31 Mar 2026 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.34%
|
96,529
|
$1,056,992 | — | 31 Mar 2026 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
0.31%
|
88,272
|
$966,578 | — | 31 Mar 2026 | |
| Boston Partners |
13F
|
Company |
0.29%
|
83,272
|
$911,830 | — | 31 Mar 2026 | |
| Quantinno Capital Management LP |
13F
|
Company |
0.28%
|
80,543
|
$881,949 | — | 31 Mar 2026 | |
| Man Group plc |
13F
|
Company |
0.25%
|
72,215
|
$790,754 | — | 31 Mar 2026 | |
| CITIGROUP INC |
13F
|
Company |
0.24%
|
68,319
|
$748,093 | — | 31 Mar 2026 | |
| Michael A. Schwartz |
3/4/5
|
Chief Legal Officer |
—
class O/S missing
|
49,713
|
$691,507 | +$9,864 | 14 Jan 2026 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.22%
|
62,871
|
$688,437 | — | 31 Mar 2026 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.22%
|
62,485
|
$684,211 | — | 31 Mar 2026 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.21%
|
60,816
|
$666,000 | — | 31 Mar 2026 | |
| Numerai GP LLC |
13F
|
Company |
0.21%
|
60,612
|
$663,701 | — | 31 Mar 2026 | |
| Creative Planning |
13F
|
Company |
0.2%
|
58,232
|
$637,644 | — | 31 Mar 2026 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.2%
|
58,088
|
$636,064 | — | 31 Mar 2026 | |
| Salvatore Francis Mulia |
3/4/5
|
Director |
—
class O/S missing
|
45,897
|
$617,774 | — | 31 Dec 2024 | |
| Richard J. Salute |
3/4/5
|
Director |
—
class O/S missing
|
45,772
|
$616,544 | +$48,260 | 07 May 2026 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
0.19%
|
55,189
|
$604,323 | — | 31 Mar 2026 | |
| Nicolas Young |
3/4/5
|
President, Newtek Bank, N.A. |
—
class O/S missing
|
44,471
|
$598,580 | — | 31 Dec 2024 |
Recent Insider Transactions by Companies or Individuals for NewtekOne, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Gregory L. Zink | NEWT | Common stock | Purchase | 2.85% | $13,870 | $13.87 | 1,000 | 36,085 | 08 May 2026 | Direct |
| Richard J. Salute | NEWT | Common stock | Purchase | 2.23% | $13,470 | $13.47 | 1,000 | 45,772 | 07 May 2026 | Direct |
| Frank M. DeMaria | NEWT | Common Stock | Award | 4.62% | 1,556 | 35,220 | 14 Jan 2026 | Direct | ||
| Barry Sloane | NEWT | Common Stock | Award | 0.3% | 3,595 | 1,194,180 | 14 Jan 2026 | Direct | ||
| Halli Razon-Feingold | NEWT | Common Stock | Award | 5.81% | 1,258 | 22,915 | 14 Jan 2026 | Direct | ||
| Michael A. Schwartz | NEWT | Common Stock | Award | 4.73% | 2,247 | 49,713 | 14 Jan 2026 | Direct | ||
| Peter Mathison Downs | NEWT | Common Stock | Award | 3.21% | 2,696 | 86,756 | 14 Jan 2026 | Direct | ||
| Craig J. Brunet | NEWT | Common Stock | Purchase | 0.43% | $285 | $11.40 | 25 | 5,775 | 31 Dec 2025 | Direct |
| Gregory L. Zink | NEWT | Common stock | Purchase | 1.34% | $6,030 | $12.06 | 500 | 37,707 | 15 Dec 2025 | Direct |
| Richard J. Salute | NEWT | Common stock | Purchase | 2.06% | $10,152 | $11.28 | 900 | 44,505 | 08 Dec 2025 | Direct |
| Craig J. Brunet | NEWT | Common stock | Purchase | 16.5% | $8,925 | $11.31 | 789 | 5,572 | 05 Dec 2025 | Direct |
| Gregory L. Zink | NEWT | Common stock | Purchase | 2.76% | $10,430 | $10.43 | 1,000 | 37,207 | 03 Nov 2025 | Direct |
| Barry Sloane | NEWT | Common stock | Purchase | 0.83% | $102,170 | $10.22 | 10,000 | 1,212,459 | 03 Nov 2025 | Direct |
| Gregory L. Zink | NEWT | Common Stock | Purchase | 0.11% | $442 | $11.05 | 40 | 35,005 | 24 Oct 2025 | Direct |
| Fernando Perez-Hickman | NEWT | Common Stock | Purchase | 0.48% | $442 | $11.05 | 40 | 8,451 | 24 Oct 2025 | Direct |
| Craig J. Brunet | NEWT | Common Stock | Purchase | 1.01% | $638 | $11.00 | 58 | 5,775 | 24 Oct 2025 | Direct |
| Richard J. Salute | NEWT | Common Stock | Purchase | 0.09% | $442 | $11.05 | 40 | 44,692 | 24 Oct 2025 | Direct |
| Barry Sloane | NEWT | Common Stock | Purchase | 0.12% | $15,879 | $11.05 | 1,437 | 1,190,585 | 24 Oct 2025 | Direct |
| Peter Mathison Downs | NEWT | Common Stock | Purchase | 0.23% | $2,088 | $11.05 | 189 | 84,060 | 24 Oct 2025 | Direct |
| Frank M. DeMaria | NEWT | Common Stock | Purchase | 1.71% | $6,265 | $11.05 | 567 | 33,664 | 24 Oct 2025 | Direct |
| Halli Razon-Feingold | NEWT | Common Stock | Purchase | 0.61% | $1,459 | $11.05 | 132 | 21,657 | 24 Oct 2025 | Direct |
| Michael A. Schwartz | NEWT | Common Stock | Purchase | 0.44% | $2,287 | $11.05 | 207 | 47,466 | 24 Oct 2025 | Direct |
| Barry Sloane | NEWT | Common Stock | Tax liability | -0.41% | -4,921 | 1,190,585 | 15 Oct 2025 | Direct | ||
| Peter Mathison Downs | NEWT | Common Stock | Tax liability | -4.6% | -4,053 | 84,060 | 15 Oct 2025 | Direct | ||
| Frank M. DeMaria | NEWT | Common Stock | Tax liability | -5.71% | -2,038 | 33,664 | 15 Oct 2025 | Direct | ||
| Halli Razon-Feingold | NEWT | Common Stock | Tax liability | -14.6% | -3,718 | 21,657 | 15 Oct 2025 | Direct | ||
| Michael A. Schwartz | NEWT | Common Stock | Tax liability | -9.67% | -5,084 | 47,466 | 15 Oct 2025 | Direct | ||
| Barry Sloane | NEWT | Common Stock | Tax liability | -1.91% | -23,229 | 1,190,585 | 15 Aug 2025 | Direct | ||
| Peter Mathison Downs | NEWT | Common Stock | Tax liability | -9.09% | -8,401 | 84,060 | 15 Aug 2025 | Direct | ||
| Halli Razon-Feingold | NEWT | Common Stock | Tax liability | -16.4% | -4,251 | 21,657 | 15 Aug 2025 | Direct | ||
| Michael A. Schwartz | NEWT | Common Stock | Tax liability | -12.1% | -6,527 | 47,466 | 15 Aug 2025 | Direct | ||
| Richard J. Salute | NEWT | Common stock | Purchase | 5.06% | $23,611 | $11.24 | 2,100 | 43,605 | 01 Aug 2025 | Direct |
| Gregory L. Zink | NEWT | Common Stock | Purchase | 0.15% | $585 | $11.48 | 51 | 35,005 | 21 Jul 2025 | Direct |
| Fernando Perez-Hickman | NEWT | Common Stock | Purchase | 0.61% | $585 | $11.48 | 51 | 8,451 | 21 Jul 2025 | Direct |
| Craig J. Brunet | NEWT | Common Stock | Purchase | 0.96% | $630 | $11.46 | 55 | 5,775 | 21 Jul 2025 | Direct |
| Richard J. Salute | NEWT | Common Stock | Purchase | 0.11% | $585 | $11.48 | 51 | 44,692 | 21 Jul 2025 | Direct |
| Barry Sloane | NEWT | Common Stock | Purchase | 0.2% | $26,657 | $11.48 | 2,322 | 1,190,585 | 21 Jul 2025 | Direct |
| Peter Mathison Downs | NEWT | Common Stock | Purchase | 0.86% | $8,197 | $11.48 | 714 | 84,060 | 21 Jul 2025 | Direct |
| Frank M. DeMaria | NEWT | Common Stock | Purchase | 1.62% | $6,165 | $11.48 | 537 | 33,664 | 21 Jul 2025 | Direct |
| Halli Razon-Feingold | NEWT | Common Stock | Purchase | 1.78% | $4,351 | $11.48 | 379 | 21,657 | 21 Jul 2025 | Direct |
| Michael A. Schwartz | NEWT | Common Stock | Purchase | 1.41% | $7,577 | $11.48 | 660 | 47,466 | 21 Jul 2025 | Direct |
| Gregory L. Zink | NEWT | Common Stock | Other | 9.42% | 836 | 9,713 | 15 Jul 2025 | As Co-Trustee for Gregory L Zink Trust | ||
| Gregory L. Zink | NEWT | Common Stock | Other | -2.33% | -836 | 35,005 | 15 Jul 2025 | Direct | ||
| Halli Razon-Feingold | NEWT | Common Stock | Tax liability | -11.7% | -2,859 | 21,657 | 15 Jul 2025 | Direct | ||
| Michael A. Schwartz | NEWT | Common Stock | Tax liability | -8.92% | -4,648 | 47,466 | 15 Jul 2025 | Direct | ||
| Fernando Perez-Hickman | NEWT | Common stock | Award | 38.2% | 2,283 | 8,264 | 30 Jun 2025 | Direct | ||
| Richard J. Salute | NEWT | Common stock | Award | 5.82% | 2,283 | 41,505 | 30 Jun 2025 | Direct | ||
| Gregory L. Zink | NEWT | Common stock | Award | 6.73% | 2,283 | 36,207 | 30 Jun 2025 | Direct | ||
| Craig J. Brunet | NEWT | Common stock | Award | 91.3% | 2,283 | 4,783 | 30 Jun 2025 | Direct | ||
| Barry Sloane | NEWT | Common stock | Purchase | 0.17% | $20,785 | $10.39 | 2,000 | 1,202,459 | 20 Jun 2025 | Direct |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.