Peter Mathison Downs - 14 Jan 2026 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Reporting relationship: President, Newtek Bank, Director
Issuer ticker: NEWT
Reported as of: 14 Jan 2026
Net transaction value: +$37,501
SEC form: 4
Accepted by SEC: 16 Jan 2026, 09:14:50 UTC
Prior SEC filing: 15 Jan 2026
Next SEC filing: 26 May 2026
Source filing: View source filing
Reporting owner signature: Peter Downs

Key filing fact

Peter Mathison Downs filed Form 4 for NewtekOne, Inc. (NEWT) on 16 Jan 2026.

Key facts

This page summarizes Peter Mathison Downs's Form 4 filing for NewtekOne, Inc. (NEWT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 Jan 2026, 09:14.

Change

Previous filing in this sequence was filed on 15 Jan 2026.
Current net transaction value: +$37,501.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001624862 Primary reporting owner

Downs Peter Mathison

Relationship: President, Newtek Bank, Director
Address: 4800 T REX AVENUE, SUITE 120, BOCA RATON
Signature: Peter Downs
Signature date: 16 Jan 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEWT transaction

Common Stock

Award

Transaction value: $37,501
Shares: +2,696
Change %: +3.2%
Price: $13.91
Shares after: 86,756
Date: 14 Jan 2026
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.