Peter Mathison Downs - 14 Jan 2026 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: President, Newtek Bank, Director
Signature: Peter Downs
Issuer symbol: NEWT
Transactions as of: 14 Jan 2026
Net transactions value: +$37,501
Form type: 4
Filing time: 16 Jan 2026, 09:14:50 UTC
Previous filing: 15 Jan 2026
SEC: View on sec.gov

Quoteable Key Fact

"Peter Mathison Downs filed Form 4 for NewtekOne, Inc. (NEWT) on 16 Jan 2026."

Quick Takeaways

This page summarizes Peter Mathison Downs's Form 4 filing for NewtekOne, Inc. (NEWT).
1 reported transaction and 0 derivative rows are listed below.
Filing timestamp: 16 Jan 2026, 09:14.

What Changed

Previous filing in this sequence was filed on 15 Jan 2026.
Current net transaction value: +$37,501.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reporting Owners (1)

CIK 0001624862 Primary reporting owner

Downs Peter Mathison

Relationship: President, Newtek Bank, Director
Address: 4800 T REX AVENUE, SUITE 120, BOCA RATON
Signature: Peter Downs
Signature date: 16 Jan 2026

Transactions Table

NEWT transaction

Common Stock

Award

Transaction value: $37,501
Shares: +2,696
Change %: +3.2%
Price: $13.91
Shares after: 86,756
Date: 14 Jan 2026
Ownership: Direct
Footnotes: F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.