A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

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New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

NewtekOne, Inc. SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001587987.

Entity Type

Company

Total Filings

1,076

Latest Filing

11 May 2026

Industry

National Commercial Banks

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Source: SEC Forms 3/4/5

4 filed on 11 May 2026 for CIK 0001587987.

View Source Filing

Symbol: NEWT, NEWTI, NEWTG, NEWTH, NEWTO, NEWTP on Nasdaq
Industry: National Commercial Banks (Office Of Finance)
Business address: 4800 T Rex Avenue, Suite 120, Boca Raton, FL, 33431
State of incorporation: MD
Fiscal year end: 31 December
Former names: Newtek Business Services Corp. (to 13 Jan 2023)

Quick Takeaways

NewtekOne, Inc. is an SEC filer tracked under CIK 0001587987.
1,076 filings are listed on this profile.
Common form coverage includes 4, 10-Q, 8-K and more.

What Changed

Latest filing: 4 filed on 11 May 2026.
Report period: 08 May 2026.

Why This Matters

You can quote filing dates and form types directly from the SEC record on this page.
Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

4 filed on 11 May 2026 for CIK 0001587987.

View Source Filing

Return Loop

Why revisit this filer page

A newly filed 4 can change the filing history, ownership context, or next research path for NewtekOne, Inc..

Latest source-backed update: 4 filed 11 May 2026
Why come back: Revisit after a new SEC filing appears to compare the updated record with prior filings.

Latest filing on record: 4 filed 11 May 2026.
Save this filer if you want a stable place to return after the next filing cycle.
Open the latest filing table or ownership context to verify what changed.

Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

Jump to save and follow actions Open latest filings table

Latest update

What changed recently for NewtekOne, Inc.

New fact period available

Latest financial period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

08 May 2026

Page type

Company facts

Latest period

Q1 2026

SEC-backed company facts were refreshed from filings filed on 08 May 2026.

Open company facts Browse recent public updates

Benchmark Context

Benchmark context for this company

NewtekOne, Inc. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest financial period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.

Latest company facts filing date: 08 May 2026.
Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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Company intelligence

Research NewtekOne, Inc. from filings to ownership signals

Use this company page as the hub for SEC filings, fundamentals, insider activity, large-stake holders, and institutional ownership context.

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Active modules

3/5

Available company intelligence paths on this page.

Filings

1,076

SEC submissions provide the evidence trail.

Ownership context

1/3

Insider, large-stake, and institutional ownership lanes.

Return loop

Watch

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Best-of company intelligence workflow

What changed?

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Why might it matter?

Use insider, 13D/G, and 13F context to separate routine filings from ownership signals.

Where is evidence?

Keep SEC source documents one click away through filings, facts, insider reports, and Schedule 13D/G records.

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SEC filings

Available

Latest company filings

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Company facts

Available

Financial context

Use XBRL facts when ownership activity needs revenue, earnings, debt, or cash-flow context.

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Forms 3/4/5

Available

Insider activity

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Schedule 13D/G

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Form 13F

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SEC-verifiable company hub

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Watchlist return triggers

Watch NewtekOne, Inc. when any filing-backed ownership signal appears, then jump back into the exact SEC evidence path.

new company filing insider Form 4 13D/G holder change 13F holder update

Filer Overview

NewtekOne, Inc. has filed 1,076 SEC EDGAR filings since 01 Oct 2013. Common forms include 4, 10-Q, 8-K, DEFA14A and more.

National Commercial Banks Insider transactions Latest 13F filings

Latest Filings

Recent SEC filings for NewtekOne, Inc. with direct links to document and filing folders.

FORM 4

Filing date: 11 May 2026
Reporting date: 08 May 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 08 May 2026
Reporting date: 31 Mar 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 08 May 2026
Reporting date: 07 May 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 30 Apr 2026
Reporting date: 30 Apr 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 29 Apr 2026
Reporting date: 28 Apr 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFA14A File 001-36742

DEFA14A

Filing date: 24 Apr 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 001-36742

DEF 14A

Filing date: 24 Apr 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Apr 2026
Reporting date: 06 Apr 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 03 Apr 2026
Reporting date: 01 Apr 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

SCHEDULE 13G/A File 005-88732

SCHEDULE 13G/A filing

Filing date: 27 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 18 Mar 2026
Reporting date: 13 Mar 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 13 Mar 2026
Reporting date: 13 Mar 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

424B5 File 333-269452

424B5

Filing date: 13 Mar 2026
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 001-36742

10-K

Filing date: 10 Mar 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 3

Filing date: 20 Feb 2026
Reporting date: 27 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 19 Feb 2026
Reporting date: 17 Feb 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 5

Filing date: 02 Feb 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 02 Feb 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 02 Feb 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 02 Feb 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

25-NSE/A File 001-36742

25-NSE/A filing

Filing date: 29 Jan 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 29 Jan 2026
Reporting date: 29 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 29 Jan 2026
Reporting date: 29 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 28 Jan 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 28 Jan 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 26 Jan 2026
Reporting date: 23 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 21 Jan 2026
Reporting date: 21 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

4/A

FORM 4/A

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

FORM 4/A

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

FORM 4/A

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

FORM 4/A

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Jan 2026
Reporting date: 14 Jan 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 15 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 15 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 15 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 15 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 15 Jan 2026
Reporting date: 31 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 12 Jan 2026
Reporting date: 12 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 08 Jan 2026
Reporting date: 08 Jan 2026
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 15 Dec 2025
Reporting date: 15 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 10 Dec 2025
Reporting date: 10 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 08 Dec 2025
Reporting date: 08 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Dec 2025
Reporting date: 05 Dec 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 01 Dec 2025
Reporting date: 01 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 01 Dec 2025
Reporting date: 01 Dec 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

424B3 File 333-291615

424B4

Filing date: 01 Dec 2025
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

EFFECT File 333-291615

EFFECT filing

Filing date: 28 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 25 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

S-4/A File 333-291615

S-4/A

Filing date: 25 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

S-4/A File 333-291615

S-4/A

Filing date: 20 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

S-4 File 333-291615

S-4

Filing date: 18 Nov 2025
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 07 Nov 2025
Reporting date: 07 Nov 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 07 Nov 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 04 Nov 2025
Reporting date: 03 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 03 Nov 2025
Reporting date: 03 Nov 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 29 Oct 2025
Reporting date: 29 Oct 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 30 Sep 2025
Reporting date: 26 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 30 Sep 2025
Reporting date: 30 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 29 Sep 2025
Reporting date: 29 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

SCHEDULE 13D File 005-88732

SCHEDULE 13D filing

Filing date: 22 Sep 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 18 Sep 2025
Reporting date: 17 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 17 Sep 2025
Reporting date: 16 Sep 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 26 Aug 2025
Reporting date: 25 Aug 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 26 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 21 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 21 Aug 2025
Reporting date: 19 Aug 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 15 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 14 Aug 2025
Reporting date: 13 Aug 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FWP File 333-269452

FWP

Filing date: 14 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 13 Aug 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 08 Aug 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 04 Aug 2025
Reporting date: 01 Aug 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 28 Jul 2025
Reporting date: 28 Jul 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 01 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 01 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 01 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 01 Jul 2025
Reporting date: 30 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 25 Jun 2025
Reporting date: 25 Jun 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 23 Jun 2025
Reporting date: 20 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 Jun 2025
Reporting date: 16 Jun 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Jun 2025
Reporting date: 06 Jun 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

424B5 File 333-269452

424B5

Filing date: 06 Jun 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jun 2025
Reporting date: 29 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 29 May 2025
Reporting date: 29 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 20 May 2025
Reporting date: 19 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 19 May 2025
Reporting date: 16 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 15 May 2025
Reporting date: 15 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 14 May 2025
Reporting date: 13 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 13 May 2025
Reporting date: 12 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 12 May 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 12 May 2025
Reporting date: 12 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 12 May 2025
Reporting date: 09 May 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 May 2025
Reporting date: 06 May 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFA14A File 001-36742

DEFA14A

Filing date: 24 Apr 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 001-36742

DEF 14A

Filing date: 24 Apr 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 23 Apr 2025
Reporting date: 23 Apr 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 23 Apr 2025
Reporting date: 23 Apr 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 09 Apr 2025
Reporting date: 08 Apr 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 01 Apr 2025
Reporting date: 01 Apr 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 31 Mar 2025
Reporting date: 31 Mar 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 24 Mar 2025
Reporting date: 21 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 21 Mar 2025
Reporting date: 20 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 20 Mar 2025
Reporting date: 20 Mar 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 001-36742

10-K

Filing date: 17 Mar 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 26 Feb 2025
Reporting date: 26 Feb 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

SCHEDULE 13D/A File 005-88732

SCHEDULE 13D/A filing

Filing date: 11 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 10 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 06 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 06 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 06 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 06 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 06 Feb 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2025
Reporting date: 31 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Jan 2025
Reporting date: 06 Jan 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 03 Jan 2025
Reporting date: 03 Jan 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 02 Jan 2025
Reporting date: 02 Jan 2025
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 23 Dec 2024
Reporting date: 23 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 Dec 2024
Reporting date: 23 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 Dec 2024
Reporting date: 23 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 Dec 2024
Reporting date: 23 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 Dec 2024
Reporting date: 23 Dec 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 Dec 2024
Reporting date: 13 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 11 Dec 2024
Reporting date: 06 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Dec 2024
Reporting date: 06 Dec 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 26 Nov 2024
Reporting date: 26 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 18 Nov 2024
Reporting date: 15 Nov 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 12 Nov 2024
Reporting date: 30 Sep 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 3

Filing date: 07 Nov 2024
Reporting date: 31 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Nov 2024
Reporting date: 06 Nov 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 04 Nov 2024
Reporting date: 01 Nov 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 31 Oct 2024
Reporting date: 31 Oct 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

SC 13G/A File 005-88732

SC 13G/A filing

Filing date: 30 Oct 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 08 Oct 2024
Reporting date: 08 Oct 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 08 Oct 2024
Reporting date: 04 Oct 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 03 Oct 2024
Reporting date: 03 Oct 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 24 Sep 2024
Reporting date: 23 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 23 Sep 2024
Reporting date: 20 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 20 Sep 2024
Reporting date: 20 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 18 Sep 2024
Reporting date: 18 Sep 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 Sep 2024
Reporting date: 16 Sep 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 16 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 Sep 2024
Reporting date: 16 Sep 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 16 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 11 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 10 Sep 2024
Reporting date: 09 Sep 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FWP File 333-269452

FWP

Filing date: 09 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 09 Sep 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 21 Aug 2024
Reporting date: 21 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Aug 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 16 Aug 2024
Reporting date: 15 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 14 Aug 2024
Reporting date: 14 Aug 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 12 Aug 2024
Reporting date: 12 Aug 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 09 Aug 2024
Reporting date: 30 Jun 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 05 Aug 2024
Reporting date: 05 Aug 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

25-NSE File 001-36742

25-NSE filing

Filing date: 31 Jul 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 24 Jul 2024
Reporting date: 24 Jul 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 22 Jul 2024
Reporting date: 22 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 22 Jul 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 02 Jul 2024
Reporting date: 01 Jul 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 27 Jun 2024
Reporting date: 27 Jun 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 24 Jun 2024
Reporting date: 21 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Jun 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 18 Jun 2024
Reporting date: 18 Jun 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 18 Jun 2024
Reporting date: 14 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 18 Jun 2024
Reporting date: 14 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 18 Jun 2024
Reporting date: 14 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 18 Jun 2024
Reporting date: 14 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jun 2024
Reporting date: 17 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jun 2024
Reporting date: 17 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jun 2024
Reporting date: 17 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 17 Jun 2024
Reporting date: 17 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 13 Jun 2024
Reporting date: 12 Jun 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 04 Jun 2024
Reporting date: 30 May 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 30 May 2024
Reporting date: 30 May 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 30 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 30 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 28 May 2024
Reporting date: 22 May 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 24 May 2024
Reporting date: 22 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 24 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FWP File 333-269452

FWP

Filing date: 23 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 22 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 21 May 2024
Reporting date: 21 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 15 May 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 15 May 2024
Reporting date: 15 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 15 May 2024
Reporting date: 15 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 10 May 2024
Reporting date: 31 Mar 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 May 2024
Reporting date: 06 May 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFA14A File 001-36742

DEFA14A

Filing date: 30 Apr 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 001-36742

DEF 14A

Filing date: 29 Apr 2024
Reporting date: 29 Apr 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 23 Apr 2024
Reporting date: 22 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 22 Apr 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 001-36742

PRE 14A

Filing date: 19 Apr 2024
Reporting date: 19 Apr 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 05 Apr 2024
Reporting date: 05 Apr 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 3

Filing date: 03 Apr 2024
Reporting date: 29 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 01 Apr 2024
Reporting date: 01 Apr 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 01 Apr 2024
Reporting date: 01 Apr 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K/A File 001-36742

8-K

Filing date: 01 Apr 2024
Reporting date: 05 Mar 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 001-36742

10-K

Filing date: 01 Apr 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 22 Mar 2024
Reporting date: 21 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Mar 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 19 Mar 2024
Reporting date: 19 Mar 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

NT 10-K File 001-36742

NT 10-K

Filing date: 15 Mar 2024
Reporting date: 15 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Mar 2024
Reporting date: 05 Mar 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 21 Feb 2024
Reporting date: 21 Feb 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-88732

SCHEDULE 13G

Filing date: 13 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 09 Feb 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 07 Feb 2024
Reporting date: 06 Feb 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4

Filing date: 30 Jan 2024
Reporting date: 26 Jan 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 30 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 26 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-88732

SC 13G filing

Filing date: 26 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 26 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 25 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 25 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 25 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

5/A

FORM 5/A

Filing date: 24 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G File 005-88732

SC 13G filing

Filing date: 24 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 24 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 23 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 23 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5

Filing date: 23 Jan 2024
Reporting date: 31 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4

Filing date: 22 Jan 2024
Reporting date: 22 Jan 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 22 Jan 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 09 Jan 2024
Reporting date: 09 Jan 2024
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Dec 2023
Reporting date: 21 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Dec 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Dec 2023
Reporting date: 13 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 11 Dec 2023
Reporting date: 11 Dec 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Nov 2023
Reporting date: 27 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 24 Nov 2023
Reporting date: 22 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Nov 2023
Reporting date: 21 Nov 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 21 Nov 2023
Reporting date: 17 Nov 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Nov 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B5 File 333-269452

424B5

Filing date: 17 Nov 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K/A File 001-36742

8-K/A

Filing date: 13 Nov 2023
Reporting date: 13 Nov 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 09 Nov 2023
Reporting date: 30 Sep 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 07 Nov 2023
Reporting date: 07 Nov 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Oct 2023
Reporting date: 20 Oct 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 20 Oct 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 02 Oct 2023
Reporting date: 02 Oct 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 28 Sep 2023
Reporting date: 27 Sep 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Sep 2023
Reporting date: 21 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Sep 2023
Reporting date: 22 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Sep 2023
Reporting date: 22 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

144 File 001-36742

144 filing

Filing date: 21 Sep 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Sep 2023
Reporting date: 15 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Sep 2023
Reporting date: 14 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Sep 2023
Reporting date: 15 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 Sep 2023
Reporting date: 13 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Sep 2023
Reporting date: 13 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 Sep 2023
Reporting date: 07 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Sep 2023
Reporting date: 06 Sep 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 01 Sep 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 01 Sep 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 31 Aug 2023
Reporting date: 31 Aug 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

305B2 File 333-269452

305B2

Filing date: 31 Aug 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 28 Aug 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 28 Aug 2023
Reporting date: 28 Aug 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FWP File 333-269452

FWP

Filing date: 24 Aug 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-269452

424B2

Filing date: 24 Aug 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 24 Aug 2023
Reporting date: 24 Aug 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Aug 2023
Reporting date: 15 Aug 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 08 Aug 2023
Reporting date: 08 Aug 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 07 Aug 2023
Reporting date: 30 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 02 Aug 2023
Reporting date: 02 Aug 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

EFFECT File 333-269452

EFFECT filing

Filing date: 27 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 25 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 21 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

S-3/A File 333-269452

S-3/A

Filing date: 21 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 14 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Jul 2023
Reporting date: 10 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Jul 2023
Reporting date: 10 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Jul 2023
Reporting date: 10 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Jul 2023
Reporting date: 10 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Jul 2023
Reporting date: 07 Jul 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 07 Jul 2023
Reporting date: 07 Jul 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 06 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Jul 2023
Reporting date: 05 Jul 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

S-8 POS File 333-212679

S-8

Filing date: 03 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

S-8 File 333-273114

S-8

Filing date: 03 Jul 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 30 Jun 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 27 Jun 2023
Reporting date: 27 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 26 Jun 2023
Reporting date: 26 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 20 Jun 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 Jun 2023
Reporting date: 16 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 16 Jun 2023
Reporting date: 16 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 14 Jun 2023
Reporting date: 14 Jun 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 Jun 2023
Reporting date: 07 Jun 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 02 Jun 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 30 May 2023
Reporting date: 30 May 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 22 May 2023
Reporting date: 16 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 19 May 2023
Reporting date: 19 May 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 18 May 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 May 2023
Reporting date: 17 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 May 2023
Reporting date: 17 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 16 May 2023
Reporting date: 16 May 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFA14A File 001-36742

DEFA14A

Filing date: 12 May 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 001-36742

10-Q

Filing date: 11 May 2023
Reporting date: 31 Mar 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

NT 10-Q File 001-36742

NT 10-Q

Filing date: 10 May 2023
Reporting date: 10 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 09 May 2023
Reporting date: 09 May 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFR14A File 001-36742

DEFR14A

Filing date: 05 May 2023
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 May 2023
Reporting date: 04 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 04 May 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 001-36742

DEF 14A

Filing date: 01 May 2023
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

S-3/A File 333-269452

S-3/A

Filing date: 21 Apr 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 21 Apr 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 19 Apr 2023
Reporting date: 19 Apr 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 17 Apr 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Apr 2023
Reporting date: 06 Apr 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

S-3/A File 333-269452

S-3/A

Filing date: 31 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 31 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 23 Mar 2023
Reporting date: 23 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 23 Mar 2023
Reporting date: 23 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2023
Reporting date: 22 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2023
Reporting date: 22 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2023
Reporting date: 22 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2023
Reporting date: 22 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2023
Reporting date: 21 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2023
Reporting date: 21 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2023
Reporting date: 21 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 20 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Mar 2023
Reporting date: 20 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Mar 2023
Reporting date: 20 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 001-36742

10-K

Filing date: 16 Mar 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Mar 2023
Reporting date: 06 Mar 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

AW File 333-237974

AW

Filing date: 06 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

S-3/A File 333-269452

S-3/A

Filing date: 06 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 03 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

S-3/A File 333-237974

S-3/A

Filing date: 03 Mar 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Mar 2023
Reporting date: 02 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 27 Feb 2023
Reporting date: 27 Feb 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 27 Feb 2023
Reporting date: 27 Feb 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

UPLOAD

UPLOAD filing

Filing date: 23 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 07 Feb 2023
Reporting date: 07 Feb 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 03 Feb 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 02 Feb 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 31 Jan 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 30 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

S-3 File 333-269452

S-3

Filing date: 27 Jan 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K/A File 001-36742

8-K/A

Filing date: 27 Jan 2023
Reporting date: 06 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 27 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 24 Jan 2023
Reporting date: 24 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 24 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 24 Jan 2023
Reporting date: 24 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 23 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 23 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 18 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 18 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 18 Jan 2023
Reporting date: 31 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 17 Jan 2023
Reporting date: 17 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 17 Jan 2023
Reporting date: 17 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 13 Jan 2023
Reporting date: 13 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 001-36742

8-K

Filing date: 06 Jan 2023
Reporting date: 06 Jan 2023
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

N-54C File 814-01035

N-54C

Filing date: 06 Jan 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 29 Dec 2022
Reporting date: 29 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Dec 2022
Reporting date: 29 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 14 Dec 2022
Reporting date: 14 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 14 Dec 2022
Reporting date: 13 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Dec 2022
Reporting date: 12 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 01 Dec 2022
Reporting date: 01 Dec 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Nov 2022
Reporting date: 21 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 17 Nov 2022
Reporting date: 17 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 09 Nov 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 08 Nov 2022
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Nov 2022
Reporting date: 07 Nov 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 30 Sep 2022
Reporting date: 30 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 22 Sep 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 14 Sep 2022
Reporting date: 13 Sep 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 12 Sep 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 30 Aug 2022
Reporting date: 30 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

424B3 File 333-237974

424B3

Filing date: 30 Aug 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 26 Aug 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 09 Aug 2022
Reporting date: 09 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 08 Aug 2022
Reporting date: 30 Jun 2022
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 08 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Aug 2022
Reporting date: 05 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Aug 2022
Reporting date: 04 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Aug 2022
Reporting date: 03 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Aug 2022
Reporting date: 03 Aug 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 28 Jul 2022
Reporting date: 28 Jul 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 28 Jul 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRE 14A

Filing date: 20 Jul 2022
Reporting date: 20 Jul 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Jul 2022
Reporting date: 20 Jul 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 01 Jul 2022
Reporting date: 29 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 01 Jul 2022
Reporting date: 29 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 01 Jul 2022
Reporting date: 29 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 01 Jul 2022
Reporting date: 29 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Jun 2022
Reporting date: 21 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Jun 2022
Reporting date: 15 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Jun 2022
Reporting date: 06 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 01 Jun 2022
Reporting date: 01 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 May 2022
Reporting date: 18 May 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 11 May 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 09 May 2022
Reporting date: 31 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 06 May 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 May 2022
Reporting date: 04 May 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 02 May 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 02 May 2022
Reporting date: 15 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 02 May 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 02 May 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 02 May 2022
Reporting date: 01 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRE 14A

Filing date: 11 Apr 2022
Reporting date: 11 Apr 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 31 Mar 2022
Reporting date: 31 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

N-23C-2 File 817-01347

N-23C-2

Filing date: 31 Mar 2022
Reporting date: 31 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 28 Mar 2022
Reporting date: 25 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Mar 2022
Reporting date: 15 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Mar 2022
Reporting date: 02 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 01 Mar 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Feb 2022
Reporting date: 23 Feb 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 20 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 12 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 11 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 10 Jan 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 10 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 10 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 10 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 10 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Dec 2021
Reporting date: 20 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

N-23C-2 File 817-01347

N-23C-2

Filing date: 29 Nov 2021
Reporting date: 29 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Nov 2021
Reporting date: 29 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G/A File 814-01035

40-17G/A

Filing date: 19 Nov 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Nov 2021
Reporting date: 15 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 12 Nov 2021
Reporting date: 30 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Nov 2021
Reporting date: 08 Nov 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 26 Oct 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Oct 2021
Reporting date: 20 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 06 Oct 2021
Reporting date: 28 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 06 Oct 2021
Reporting date: 28 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

424B3 File 333-224976

424B3

Filing date: 01 Oct 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Sep 2021
Reporting date: 29 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 24 Sep 2021
Reporting date: 23 Sep 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Aug 2021
Reporting date: 02 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 17 Aug 2021
Reporting date: 02 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 13 Aug 2021
Reporting date: 30 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Aug 2021
Reporting date: 11 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Aug 2021
Reporting date: 10 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Aug 2021
Reporting date: 10 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Aug 2021
Reporting date: 10 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Aug 2021
Reporting date: 05 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Aug 2021
Reporting date: 03 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Aug 2021
Reporting date: 02 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Aug 2021
Reporting date: 02 Aug 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 13 Jul 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 07 Jul 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 02 Jul 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 23 Jun 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 Jun 2021
Reporting date: 11 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K/A File 814-01035

10-K/A

Filing date: 08 Jun 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 04 Jun 2021
Reporting date: 12 Jul 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRE 14A

Filing date: 01 Jun 2021
Reporting date: 01 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 28 May 2021
Reporting date: 12 Jul 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 May 2021
Reporting date: 20 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-237974

PROSPECTUS

Filing date: 19 May 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 13 May 2021
Reporting date: 31 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-15193

AMENDMENT NO. 1 TO FORM 40-APP

Filing date: 13 May 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 May 2021
Reporting date: 11 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 May 2021
Reporting date: 11 May 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 May 2021
Reporting date: 23 Apr 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 29 Apr 2021
Reporting date: 11 Jun 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 23 Apr 2021
Reporting date: 15 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 29 Mar 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Mar 2021
Reporting date: 22 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Mar 2021
Reporting date: 09 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

5 filing

Filing date: 11 Mar 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Feb 2021
Reporting date: 23 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

25-NSE File 001-36742

25-NSE filing

Filing date: 19 Feb 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 16 Feb 2021
Reporting date: 16 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-237974

PROSPECTUS

Filing date: 12 Feb 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Feb 2021
Reporting date: 05 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 03 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 03 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 03 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 03 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 05 Feb 2021
Reporting date: 05 Feb 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 02 Feb 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 25 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 25 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 22 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-23C-2 File 817-01347

N-23C-2

Filing date: 22 Jan 2021
Reporting date: 22 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Jan 2021
Reporting date: 22 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 22 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

5/A

FORM 5/A SUBMISSION

Filing date: 22 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 22 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 22 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Jan 2021
Reporting date: 22 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 21 Jan 2021
Reporting date: 31 Dec 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP File 812-15193

APPLICATION FOR AN ORDER

Filing date: 20 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 19 Jan 2021
Reporting date: 19 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-237974

424B2 filing

Filing date: 15 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-237974

FORM 497AD

Filing date: 15 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FWP File 333-237974

FREE WRITING PROSPECTUS

Filing date: 15 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

424B2 File 333-237974

PROSPECTUS

Filing date: 14 Jan 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 06 Jan 2021
Reporting date: 06 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 27 Nov 2020
Reporting date: 27 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Nov 2020
Reporting date: 18 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 12 Nov 2020
Reporting date: 30 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Nov 2020
Reporting date: 11 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 09 Nov 2020
Reporting date: 04 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Nov 2020
Reporting date: 04 Nov 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 13 Oct 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 09 Sep 2020
Reporting date: 09 Sep 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 10 Aug 2020
Reporting date: 30 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 06 Aug 2020
Reporting date: 05 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Jul 2020
Reporting date: 20 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Jul 2020
Reporting date: 10 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 06 Jul 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 02 Jul 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 29 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-237974

POST-EFFECTIVE AMENDMENT NO. 1

Filing date: 25 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-237974

FORM 497

Filing date: 25 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 19 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Jun 2020
Reporting date: 12 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Jun 2020
Reporting date: 12 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-237974

EFFECT filing

Filing date: 09 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 08 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-237974

AMENDMENT NO. 1 TO FORM N-2

Filing date: 08 Jun 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEFINITIVE PROXY STATEMENT

Filing date: 05 Jun 2020
Reporting date: 10 Jul 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRELIMINARY PROXY STATEMENT

Filing date: 29 May 2020
Reporting date: 29 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 May 2020
Reporting date: 18 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 May 2020
Reporting date: 15 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 May 2020
Reporting date: 14 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 May 2020
Reporting date: 13 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 May 2020
Reporting date: 12 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 11 May 2020
Reporting date: 31 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 May 2020
Reporting date: 07 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 May 2020
Reporting date: 07 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 04 May 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2 File 333-237974

INITIAL FILING OF A REGISTRATION STATEMENT

Filing date: 01 May 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

PROXY STATEMENT

Filing date: 29 Apr 2020
Reporting date: 12 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

497 filing

Filing date: 30 Mar 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

497

Filing date: 30 Mar 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Mar 2020
Reporting date: 20 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Mar 2020
Reporting date: 19 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Mar 2020
Reporting date: 18 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 16 Mar 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Mar 2020
Reporting date: 12 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Mar 2020
Reporting date: 13 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Mar 2020
Reporting date: 13 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Mar 2020
Reporting date: 12 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Mar 2020
Reporting date: 12 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Mar 2020
Reporting date: 11 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 10 Mar 2020
Reporting date: 10 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 09 Mar 2020
Reporting date: 09 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Mar 2020
Reporting date: 04 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POST-EFFECTIVE AMENDMENT NO.8

Filing date: 28 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

PROSPECTUS SUPPLEMENT NO. 4

Filing date: 28 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 25 Feb 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 25 Feb 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 05 Feb 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

PROSPECTUS SUPPLEMENT NO. 3

Filing date: 10 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Jan 2020
Reporting date: 10 Jan 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 06 Jan 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2020
Reporting date: 31 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Dec 2019
Reporting date: 20 Dec 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

FORM 497

Filing date: 13 Nov 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 12 Nov 2019
Reporting date: 30 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Nov 2019
Reporting date: 06 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 10 Oct 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Oct 2019
Reporting date: 10 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 01 Oct 2019
Reporting date: 01 Oct 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Sep 2019
Reporting date: 19 Sep 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

25-NSE File 001-36742

25-NSE filing

Filing date: 28 Aug 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Aug 2019
Reporting date: 21 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 Aug 2019
Reporting date: 14 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

PROSPECTUS SUPPLEMENT

Filing date: 13 Aug 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Aug 2019
Reporting date: 13 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Aug 2019
Reporting date: 09 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 09 Aug 2019
Reporting date: 30 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Aug 2019
Reporting date: 06 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Aug 2019
Reporting date: 05 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

CERT File 001-36742

CERT filing

Filing date: 29 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-23C-2 File 817-01347

NOTIFICATION OF REDEMPTION OF SECURITIES

Filing date: 29 Jul 2019
Reporting date: 29 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

CURRENT REPORT

Filing date: 29 Jul 2019
Reporting date: 29 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

REGISTRATION OF CERTAIN CLASSES OF SECURITIES

Filing date: 29 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POST-EFFECTIVE AMENDMENT NO.7

Filing date: 29 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

497 filing

Filing date: 25 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-224976

SECURITIES ACT RULE 482

Filing date: 25 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-224976

PRICING TERM SHEET

Filing date: 24 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

497 filing

Filing date: 24 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 24 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 18 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 11 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POST-EFFECTIVE AMENDMENT NO. 6

Filing date: 10 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

PROSPECTUS SUPPLEMENT

Filing date: 10 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-224976

EFFECT filing

Filing date: 03 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS 8C File 333-224976

FORM POS 8C

Filing date: 03 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 03 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEFINITIVE PROXY STATEMENT

Filing date: 01 Jul 2019
Reporting date: 02 Aug 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 01 Jul 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 24 Jun 2019
Reporting date: 24 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Jun 2019
Reporting date: 21 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRELIMINARY PROXY STATEMENT

Filing date: 20 Jun 2019
Reporting date: 20 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Jun 2019
Reporting date: 14 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Jun 2019
Reporting date: 14 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Jun 2019
Reporting date: 14 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 17 Jun 2019
Reporting date: 17 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Jun 2019
Reporting date: 03 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 03 Jun 2019
Reporting date: 31 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 16 May 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS 8C File 333-224976

POST EFFECTIVE AMENDMENT TO FORM N-2 PURSUANT TO RULE 8C

Filing date: 16 May 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 08 May 2019
Reporting date: 08 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 May 2019
Reporting date: 06 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 03 May 2019
Reporting date: 31 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 May 2019
Reporting date: 01 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 May 2019
Reporting date: 01 May 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEFINITIVE PROXY STATEMENT

Filing date: 30 Apr 2019
Reporting date: 14 Jun 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 30 Apr 2019
Reporting date: 26 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 29 Apr 2019
Reporting date: 26 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

DEFINITIVE MATERIALS

Filing date: 19 Apr 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Apr 2019
Reporting date: 15 Apr 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

PROSPECTUS SUPPLEMENT

Filing date: 05 Apr 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K/A File 814-01035

10-K/A

Filing date: 01 Apr 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Mar 2019
Reporting date: 22 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2019
Reporting date: 21 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2019
Reporting date: 21 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2019
Reporting date: 20 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Mar 2019
Reporting date: 20 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 18 Mar 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Mar 2019
Reporting date: 06 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Feb 2019
Reporting date: 15 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 11 Feb 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Feb 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Feb 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 29 Jan 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 28 Jan 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 28 Jan 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 28 Jan 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 24 Jan 2019
Reporting date: 31 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 26 Dec 2018
Reporting date: 21 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Dec 2018
Reporting date: 21 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Dec 2018
Reporting date: 20 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Dec 2018
Reporting date: 20 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Dec 2018
Reporting date: 18 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 17 Dec 2018
Reporting date: 17 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 17 Dec 2018
Reporting date: 17 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POST EFFECTIVE AMENDMENT NO.3

Filing date: 14 Dec 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Dec 2018
Reporting date: 11 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 10 Dec 2018
Reporting date: 07 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Dec 2018
Reporting date: 06 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Nov 2018
Reporting date: 29 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

SUPPLEMENT NO. 1

Filing date: 16 Nov 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 Nov 2018
Reporting date: 14 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 09 Nov 2018
Reporting date: 30 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Nov 2018
Reporting date: 08 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Nov 2018
Reporting date: 08 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 08 Nov 2018
Reporting date: 08 Nov 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Oct 2018
Reporting date: 29 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Oct 2018
Reporting date: 10 Oct 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 25 Sep 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Sep 2018
Reporting date: 20 Sep 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 04 Sep 2018
Reporting date: 31 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POS EX

Filing date: 31 Aug 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

497

Filing date: 31 Aug 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 30 Aug 2018
Reporting date: 30 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Aug 2018
Reporting date: 23 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 08 Aug 2018
Reporting date: 30 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Aug 2018
Reporting date: 02 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Aug 2018
Reporting date: 01 Aug 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K filing

Filing date: 30 Jul 2018
Reporting date: 30 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 30 Jul 2018
Reporting date: 30 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 09 Jul 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-224976

POS EX

Filing date: 05 Jul 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-224976

FORM 497

Filing date: 03 Jul 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-224976

EFFECT filing

Filing date: 26 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 26 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 26 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-224976

N-2/A

Filing date: 26 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 22 Jun 2018
Reporting date: 26 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 22 Jun 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 18 Jun 2018
Reporting date: 18 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 18 Jun 2018
Reporting date: 18 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Jun 2018
Reporting date: 15 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRELIMINARY PROXY STATEMENT

Filing date: 13 Jun 2018
Reporting date: 26 Jul 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Jun 2018
Reporting date: 13 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 Jun 2018
Reporting date: 12 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Jun 2018
Reporting date: 11 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Jun 2018
Reporting date: 04 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Jun 2018
Reporting date: 05 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Jun 2018
Reporting date: 05 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Jun 2018
Reporting date: 04 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Jun 2018
Reporting date: 04 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 30 May 2018
Reporting date: 30 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 16 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2 File 333-224976

FORM N-2

Filing date: 16 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 15 May 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 May 2018
Reporting date: 11 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 09 May 2018
Reporting date: 31 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 May 2018
Reporting date: 02 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 May 2018
Reporting date: 02 May 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

SCHEDULE 14A

Filing date: 30 Apr 2018
Reporting date: 14 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 30 Apr 2018
Reporting date: 30 Apr 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-212436

POS EX

Filing date: 23 Mar 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 23 Mar 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

25-NSE File 001-36742

25-NSE filing

Filing date: 22 Mar 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 16 Mar 2018
Reporting date: 16 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 16 Mar 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 06 Mar 2018
Reporting date: 05 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Feb 2018
Reporting date: 26 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Feb 2018
Reporting date: 26 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Feb 2018
Reporting date: 26 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Feb 2018
Reporting date: 26 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

CERTNAS File 001-36742

AUTO-GENERATED PAPER DOCUMENT

Filing date: 21 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-212436

497AD

Filing date: 21 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-23C-2 File 817-01347

N-23C-2

Filing date: 21 Feb 2018
Reporting date: 23 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Feb 2018
Reporting date: 21 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 21 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-212436

POS EX

Filing date: 21 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 16 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-212436

497AD

Filing date: 16 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-212436

497AD

Filing date: 16 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 15 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 12 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 02 Feb 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 18 Jan 2018
Reporting date: 18 Jan 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 16 Jan 2018
Reporting date: 31 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Dec 2017
Reporting date: 21 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Dec 2017
Reporting date: 18 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 06 Dec 2017
Reporting date: 06 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 06 Dec 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 29 Nov 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Nov 2017
Reporting date: 29 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Nov 2017
Reporting date: 20 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 16 Nov 2017
Reporting date: 16 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A

FORM 4/A SUBMISSION

Filing date: 15 Nov 2017
Reporting date: 15 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Nov 2017
Reporting date: 15 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 Nov 2017
Reporting date: 15 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 14 Nov 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Nov 2017
Reporting date: 10 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 13 Nov 2017
Reporting date: 08 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 09 Nov 2017
Reporting date: 09 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q/A File 814-01035

10-Q/A

Filing date: 08 Nov 2017
Reporting date: 08 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 07 Nov 2017
Reporting date: 30 Sep 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 Nov 2017
Reporting date: 06 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Nov 2017
Reporting date: 06 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Nov 2017
Reporting date: 06 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Nov 2017
Reporting date: 01 Nov 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 20 Oct 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 06 Oct 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-212436

POS EX

Filing date: 08 Sep 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 06 Sep 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-212436

EFFECT filing

Filing date: 29 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS 8C File 333-212436

POS 8C

Filing date: 29 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS 8C File 333-212436

POS 8C

Filing date: 24 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 23 Aug 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Aug 2017
Reporting date: 21 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

SPECIAL MEETING 2017 VOTE RESULTS 8-K

Filing date: 11 Aug 2017
Reporting date: 11 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Aug 2017
Reporting date: 11 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Aug 2017
Reporting date: 11 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 10 Aug 2017
Reporting date: 10 Aug 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 07 Aug 2017
Reporting date: 30 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Aug 2017
Reporting date: 02 Aug 2017
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 27 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 12 Jul 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Jul 2017
Reporting date: 03 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Jun 2017
Reporting date: 23 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 20 Jun 2017
Reporting date: 20 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 19 Jun 2017
Reporting date: 26 Jul 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Jun 2017
Reporting date: 16 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRE 14A

Filing date: 09 Jun 2017
Reporting date: 09 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

POS 8C File 333-212436

POS 8C

Filing date: 06 Jun 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 31 May 2017
Reporting date: 31 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 30 May 2017
Reporting date: 26 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 30 May 2017
Reporting date: 26 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 16 May 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 16 May 2017
Reporting date: 16 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 15 May 2017
Reporting date: 15 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 12 May 2017
Reporting date: 12 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 May 2017
Reporting date: 11 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 08 May 2017
Reporting date: 31 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 May 2017
Reporting date: 04 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 May 2017
Reporting date: 04 May 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 28 Apr 2017
Reporting date: 15 Jun 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 28 Apr 2017
Reporting date: 28 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 12 Apr 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 10 Apr 2017
Reporting date: 10 Apr 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 31 Mar 2017
Reporting date: 28 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 28 Mar 2017
Reporting date: 28 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 27 Mar 2017
Reporting date: 24 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 24 Mar 2017
Reporting date: 23 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2017
Reporting date: 22 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Mar 2017
Reporting date: 22 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Mar 2017
Reporting date: 21 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-212436

POS EX

Filing date: 21 Mar 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 20 Mar 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 13 Mar 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Mar 2017
Reporting date: 06 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Mar 2017
Reporting date: 06 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-88732

SC 13G/A filing

Filing date: 15 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-212436

POS EX

Filing date: 30 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 25 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 25 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-212436

497AD

Filing date: 25 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-212436

497

Filing date: 24 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-212436

497AD

Filing date: 24 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 18 Jan 2017
Reporting date: 18 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 13 Jan 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 09 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 09 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 06 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Jan 2017
Reporting date: 04 Jan 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 03 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 03 Jan 2017
Reporting date: 31 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Dec 2016
Reporting date: 21 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Dec 2016
Reporting date: 19 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 29 Nov 2016
Reporting date: 29 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Nov 2016
Reporting date: 21 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 22 Nov 2016
Reporting date: 21 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 17 Nov 2016
Reporting date: 16 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 09 Nov 2016
Reporting date: 09 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 07 Nov 2016
Reporting date: 30 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 Nov 2016
Reporting date: 07 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 07 Nov 2016
Reporting date: 07 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Nov 2016
Reporting date: 02 Nov 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 30 Sep 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 22 Sep 2016
Reporting date: 20 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Sep 2016
Reporting date: 07 Sep 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-212436

EFFECT filing

Filing date: 26 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-212436

N-2/A

Filing date: 25 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 24 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 24 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-212436

N-2/A

Filing date: 24 Aug 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 09 Aug 2016
Reporting date: 30 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 09 Aug 2016
Reporting date: 08 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 02 Aug 2016
Reporting date: 02 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Jul 2016
Reporting date: 29 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

S-8 File 333-212679

S-8

Filing date: 26 Jul 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 08 Jul 2016
Reporting date: 07 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2 File 333-212436

N-2

Filing date: 08 Jul 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 29 Jun 2016
Reporting date: 29 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

DEFA14A File 814-01035

DEFA14A

Filing date: 24 Jun 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Jun 2016
Reporting date: 23 Jun 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 09 Jun 2016
Reporting date: 09 Jun 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Jun 2016
Reporting date: 07 Jun 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 27 May 2016
Reporting date: 27 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 27 May 2016
Reporting date: 27 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 27 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

DEF 14A File 814-01035

DEF 14A

Filing date: 27 May 2016
Reporting date: 27 Jul 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

PRE 14A File 814-01035

PRELIMINARY PROXY STATEMENT

Filing date: 19 May 2016
Reporting date: 19 May 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

APP ORDR File 812-14450

APP ORDR filing

Filing date: 12 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 May 2016
Reporting date: 11 May 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 10 May 2016
Reporting date: 31 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-204915

POS EX

Filing date: 10 May 2016
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 May 2016
Reporting date: 04 May 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K/A File 814-01035

10-K/A

Filing date: 29 Apr 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 22 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-204915

POS EX

Filing date: 22 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 18 Apr 2016
Reporting date: 18 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 18 Apr 2016
Reporting date: 18 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 15 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 15 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 14 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

APP NTC File 812-14450

APP NTC filing

Filing date: 14 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 13 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 13 Apr 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 06 Apr 2016
Reporting date: 06 Apr 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 23 Mar 2016
Reporting date: 23 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Mar 2016
Reporting date: 23 Mar 2016
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

10-K File 814-01035

10-K

Filing date: 15 Mar 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing Open XBRL
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 Mar 2016
Reporting date: 14 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 14 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Mar 2016
Reporting date: 11 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 11 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 10 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 10 Mar 2016
Reporting date: 10 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Mar 2016
Reporting date: 07 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 03 Mar 2016
Reporting date: 03 Mar 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 25 Feb 2016
Reporting date: 25 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A File 005-88732

JGR

Filing date: 12 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14450

40-APP/A

Filing date: 09 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Feb 2016
Reporting date: 05 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Feb 2016
Reporting date: 02 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 21 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 21 Jan 2016
Reporting date: 21 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 21 Jan 2016
Reporting date: 20 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 21 Jan 2016
Reporting date: 20 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 19 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 13 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 13 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 11 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SC 13D

Filing date: 11 Jan 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 07 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Jan 2016
Reporting date: 05 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 05 Jan 2016
Reporting date: 04 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Jan 2016
Reporting date: 04 Jan 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 04 Jan 2016
Reporting date: 31 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 16 Dec 2015
Reporting date: 16 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 11 Dec 2015
Reporting date: 10 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 09 Dec 2015
Reporting date: 04 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 07 Dec 2015
Reporting date: 07 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 24 Nov 2015
Reporting date: 28 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 23 Nov 2015
Reporting date: 23 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 23 Nov 2015
Reporting date: 23 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 20 Nov 2015
Reporting date: 20 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Nov 2015
Reporting date: 18 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 18 Nov 2015
Reporting date: 18 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Nov 2015
Reporting date: 17 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 17 Nov 2015
Reporting date: 09 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 3 SUBMISSION

Filing date: 16 Nov 2015
Reporting date: 10 Apr 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 12 Nov 2015
Reporting date: 12 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 05 Nov 2015
Reporting date: 30 Sep 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Nov 2015
Reporting date: 03 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 04 Nov 2015
Reporting date: 03 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

40-17G File 814-01035

40-17G

Filing date: 28 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

40-APP/A File 812-14450

40-APP/A

Filing date: 28 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-204915

POS EX

Filing date: 15 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Oct 2015
Reporting date: 15 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 15 Oct 2015
Reporting date: 15 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 09 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 09 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 08 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 07 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 07 Oct 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 05 Oct 2015
Reporting date: 05 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 02 Oct 2015
Reporting date: 01 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 01 Oct 2015
Reporting date: 01 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 01 Oct 2015
Reporting date: 01 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 01 Oct 2015
Reporting date: 01 Oct 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-A12B File 001-36742

8-A12B

Filing date: 23 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

POS EX File 333-204915

POS EX

Filing date: 23 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

497

Filing date: 17 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 16 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497AD File 333-204915

497AD

Filing date: 08 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

497 File 333-204915

FORM 497

Filing date: 08 Sep 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

8-K

Filing date: 01 Sep 2015
Reporting date: 27 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 5 SUBMISSION

Filing date: 27 Aug 2015
Reporting date: 31 Dec 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13D File 005-88732

SCHEDULE 13D

Filing date: 27 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 26 Aug 2015
Reporting date: 26 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 25 Aug 2015
Reporting date: 25 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 25 Aug 2015
Reporting date: 24 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 24 Aug 2015
Reporting date: 24 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 24 Aug 2015
Reporting date: 24 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 21 Aug 2015
Reporting date: 19 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

EFFECT File 333-204915

EFFECT filing

Filing date: 19 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 19 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 19 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-204915

N-2/A

Filing date: 19 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Aug 2015
Reporting date: 19 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 19 Aug 2015
Reporting date: 19 Aug 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

CORRESP

CORRESP filing

Filing date: 13 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

N-2/A File 333-204915

N-2/A

Filing date: 13 Aug 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

3/A

FORM 3/A SUBMISSION

Filing date: 07 Aug 2015
Reporting date: 14 Nov 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

FORM 4 SUBMISSION

Filing date: 06 Aug 2015
Reporting date: 22 May 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

10-Q File 814-01035

10-Q

Filing date: 04 Aug 2015
Reporting date: 30 Jun 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 03 Aug 2015
Reporting date: 30 Jul 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 30 Jul 2015
Reporting date: 29 Jul 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

8-K File 814-01035

FORM 8-K

Filing date: 29 Jul 2015
Reporting date: 23 Jul 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

NewtekOne, Inc. files with the SEC under CIK 0001587987. This page aggregates EDGAR filings and related ownership activity.

Industry: National Commercial Banks.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.