SEC ownership of Avalyn Pharma Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001540171.

Comparable stake leader

FMR LLC

Disclosed value leader

FMR LLC

Comparable rows

50/50

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
FMR LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001540171
Issuer location
Boston, MA

Ownership snapshot

Top shareholders of Avalyn Pharma Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
FMR LLC
Disclosed value leader
FMR LLC
Comparable rows
50/50
Latest evidence
30 Jun 2026
13F 13D/G 3/4/5 Lead comparable stake: 13% 13D/G row: FMR LLC Showing 1-8 of 50 holder rows.

Quick read

FMR LLC leads the comparable SEC ownership view at 13%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens FMR LLC's linked filing trail.
Comparable ownership Top 5
FMR LLC 13%
Novo Holdings A/S 8.8%
Norwest Venture Partners XV, LP 5.1%
SR ONE CAPITAL MANAGEMENT, LP 7.5%
PERCEPTIVE ADVISORS LLC 6.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
FMR LLC
13F 13D/G 3/4/5
Company · Other*, 10%+ Owner
13%
from 13D/G
$192,096,726
5,835,259 shares
30 Jun 2026
Novo Holdings A/S
13F 13D/G 3/4/5
Company · 10%+ Owner
8.8%
from 13D/G
$127,837,874
3,883,289 shares
30 Jun 2026
Norwest Venture Partners XV, LP
13D/G
5.1%
$63,152,367
2,268,404 shares
$0 30 Jun 2026
SR ONE CAPITAL MANAGEMENT, LP
13F
Company
13F
7.5%
$108,920,725
3,308,649 shares
30 Jun 2026
PERCEPTIVE ADVISORS LLC
13F
Company
13F
6.1%
$88,070,744
2,675,296 shares
30 Jun 2026
MONTANOVA CAPITAL, LLC
13F
Company
13F
5.7%
$82,402,348
2,503,109 shares
30 Jun 2026
NVP Associates, LLC
13F
Company
13F
5.1%
$74,675,860
2,268,404 shares
30 Jun 2026
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
5%
$72,489,379
2,201,986 shares
30 Jun 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 05 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-16 of 16 reporting-owner rows connected to Avalyn Pharma Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
16
Largest Forms 3/4/5 holder
David Matthew Friedman
Net 12M change
$0
Latest report
01 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
David Matthew Friedman Director Mixed 29 Apr 2026
Lyn Baranowski Chief Executive Officer, Director Mixed 29 Apr 2026
Howard Lazarus Chief Medical Officer Mixed 29 Apr 2026
Kate Haviland Director Mixed 29 Apr 2026
Douglas R. Carlson Chief Financial Officer Mixed 29 Apr 2026
Melissa Rhodes Chief Operating Officer Mixed 29 Apr 2026
Heather D. Turner Director Mixed 29 Apr 2026
Jon Congleton Director Mixed 29 Apr 2026
Adam H. Golden General Counsel Mixed 29 Apr 2026
Erin Lavelle Director Mixed 29 Apr 2026
SR ONE CAPITAL MANAGEMENT, LLC 10%+ Owner Mixed 01 May 2026
Simeon George 10%+ Owner Mixed 01 May 2026
Jill Carroll Director Mixed 01 May 2026
Wellington Biomedical Innovation Master Investors (Cayman) II L.P. 10%+ Owner Mixed 01 May 2026
FMR LLC Other*, 10%+ Owner Mixed 01 May 2026
Novo Holdings A/S 10%+ Owner Mixed 01 May 2026

Recent insider transactions for Avalyn Pharma Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Novo Holdings A/S AVLN Voting Common Stock Purchase 16.7% 555,555 3,883,289 01 May 2026 Direct
Novo Holdings A/S AVLN Voting Common Stock Conversion of derivative security 3,327,734 3,327,734 01 May 2026 Direct
Novo Holdings A/S AVLN Series D Preferred Stock Conversion of derivative security -100% -12,558,081 0 01 May 2026 Direct
Novo Holdings A/S AVLN Series C-2 Preferred Stock Conversion of derivative security -100% -5,587,603 0 01 May 2026 Direct
Novo Holdings A/S AVLN Series C-1 Preferred Stock Conversion of derivative security -100% -25,899,284 0 01 May 2026 Direct
Novo Holdings A/S AVLN Series B Preferred Stock Conversion of derivative security -100% -1,986,369 0 01 May 2026 Direct
Novo Holdings A/S AVLN Series A Preferred Stock Conversion of derivative security -100% -18,000,000 0 01 May 2026 Direct
Fmr Llc AVLN Common Stock Conversion of derivative security 2,284,535 2,284,535 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Fmr Llc AVLN Series D Preferred Stock Conversion of derivative security -100% -377,948 0 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Fmr Llc AVLN Series C-2 Preferred Stock Conversion of derivative security -100% -225,843 0 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Fmr Llc AVLN Series C-1 Preferred Stock Conversion of derivative security -100% -872,868 0 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Fmr Llc AVLN Series B Preferred Stock Conversion of derivative security -100% -80,291 0 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Fmr Llc AVLN Series A Preferred Stock Conversion of derivative security -100% -727,585 0 01 May 2026 F-Prime Capital Partners Healthcare Fund V LP
Jill Carroll AVLN Common Stock Purchase 14.6% 277,778 2,186,562 01 May 2026 See Note 2
Jill Carroll AVLN Common Stock Conversion of derivative security 1,908,784 1,908,784 01 May 2026 See Note 2
Jill Carroll AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -9,418,561 0 01 May 2026 See Note 2
Jill Carroll AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -27,309,719 0 01 May 2026 See Note 2
SR ONE CAPITAL MANAGEMENT, LLC AVLN Common Stock Purchase 32.9% 277,777 1,122,087 01 May 2026 See Note 4
Sr One Capital Management, Llc AVLN Common Stock Purchase 32.9% 277,777 1,122,087 01 May 2026 See Note 4
SR ONE CAPITAL MANAGEMENT, LLC AVLN Common Stock Conversion of derivative security 844,310 844,310 01 May 2026 See Note 4
Sr One Capital Management, Llc AVLN Common Stock Conversion of derivative security 844,310 844,310 01 May 2026 See Note 4
SR ONE CAPITAL MANAGEMENT, LLC AVLN Common Stock Purchase 14.6% 277,778 2,186,562 01 May 2026 See Note 2
Sr One Capital Management, Llc AVLN Common Stock Purchase 14.6% 277,778 2,186,562 01 May 2026 See Note 2
SR ONE CAPITAL MANAGEMENT, LLC AVLN Common Stock Conversion of derivative security 1,908,784 1,908,784 01 May 2026 See Note 2
Sr One Capital Management, Llc AVLN Common Stock Conversion of derivative security 1,908,784 1,908,784 01 May 2026 See Note 2
SR ONE CAPITAL MANAGEMENT, LLC AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -9,418,560 0 01 May 2026 See Note 4
Sr One Capital Management, Llc AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -9,418,560 0 01 May 2026 See Note 4
SR ONE CAPITAL MANAGEMENT, LLC AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -6,827,429 0 01 May 2026 See Note 4
Sr One Capital Management, Llc AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -6,827,429 0 01 May 2026 See Note 4
SR ONE CAPITAL MANAGEMENT, LLC AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -9,418,561 0 01 May 2026 See Note 2
Sr One Capital Management, Llc AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -9,418,561 0 01 May 2026 See Note 2
SR ONE CAPITAL MANAGEMENT, LLC AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -27,309,719 0 01 May 2026 See Note 2
Sr One Capital Management, Llc AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -27,309,719 0 01 May 2026 See Note 2
Wellington Biomedical Innovation Master Investors (Cayman) II L.P. AVLN Common Stock Conversion of derivative security 1,275,486 1,275,486 01 May 2026 Direct
Wellington Biomedical Innovation Master Investors (Cayman) II L.P. AVLN Series D Convertible Preferred Stock Conversion of derivative security -100% -4,060,259 0 01 May 2026 Direct
Wellington Biomedical Innovation Master Investors (Cayman) II L.P. AVLN Series C-1 Convertible Preferred Stock Conversion of derivative security -100% -20,482,289 0 01 May 2026 Direct
Douglas R. Carlson AVLN Stock Option (Right to Buy) Award 211,975 211,975 30 Apr 2026 Direct
Erin Lavelle AVLN Stock Option (Right to Buy) Award 26,978 26,978 30 Apr 2026 Direct
Adam H. Golden AVLN Stock Option (Right to Buy) Award 254,891 254,891 29 Apr 2026 Direct
Jon Congleton AVLN Stock Option (Right to Buy) Award 26,978 26,978 29 Apr 2026 Direct
Heather D. Turner AVLN Stock Option (Right to Buy) Award 26,978 26,978 29 Apr 2026 Direct
Melissa Rhodes AVLN Stock Option (Right to Buy) Award 211,975 211,975 29 Apr 2026 Direct
Kate Haviland AVLN Stock Option (Right to Buy) Award 26,978 26,978 29 Apr 2026 Direct
Howard Lazarus AVLN Stock Option (Right to Buy) Award 211,975 211,975 29 Apr 2026 Direct
Lyn Baranowski AVLN Stock Option (Right to Buy) Award 501,033 501,033 29 Apr 2026 Direct
* marks a reported price that did not pass the local price check.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .