Stephen A. O'Neill - 10 Oct 2025 Form 4 Insider Report for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)

Role
Portfolio Manager
Signature
/s/ Stephen A. O'Neill
Issuer symbol
RIV
Transactions as of
10 Oct 2025
Net transactions value
+$179,250
Form type
4
Filing time
14 Oct 2025, 16:42:40 UTC
Previous filing
21 Jul 2025
Next filing
20 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
O'Neill Stephen Andrew Portfolio Manager 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH /s/ Stephen A. O'Neill 14 Oct 2025 0001662140

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIV Common Shares of Beneficial Interest Other $179,250 +15,000 +19% $11.95 94,768 10 Oct 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were acquired from rights offering.