RiverNorth Financial Holdings, LLC - Insider Trading & Ownership

Location
360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL
Summary
The estimated value of insider holdings of RiverNorth Financial Holdings, LLC is at least $1.82M dollars as of December 4, 2025. RiverNorth Financial Holdings, LLC is the Affiliate of the Adviser of RiverNorth Opportunistic Municipal Income Fund, Inc. and owns shares of RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) stock worth about $1.09M. RiverNorth Financial Holdings, LLC is the Affiliate of the Adviser of RiverNorth Flexible Municipal Income Fund, Inc. and owns shares of RiverNorth Flexible Municipal Income Fund, Inc. (RFM) stock worth about $728K.
Signature
/s/ Marc Collins
All Insider Reports
All Insider Reports

Ownership of RiverNorth Financial Holdings, LLC

Symbol Company Relationship Holdings Value Past Year Net Change Change % Report Period
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Affiliate of the Adviser $1.09M +$1.1M Nov 24, 2025
RFM RiverNorth Flexible Municipal Income Fund, Inc. Affiliate of the Adviser $728K +$581K +394% Nov 26, 2025
RSF RiverNorth Capital & Income Fund, Inc. Affiliate of the Adviser Sep 18, 2025
OPP, OPP-PA RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Affiliate of the Adviser Sep 18, 2025
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Affiliate of the Adviser +$178K Dec 3, 2025
RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Affiliate of the Adviser Sep 18, 2025
RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Affiliate of the Adviser Sep 18, 2025
RIV, RIV-PA RIVERNORTH OPPORTUNITIES FUND, INC. Affiliate of the Adviser Sep 18, 2025

Insider Transactions Reported by RiverNorth Financial Holdings, LLC:

Sym Company Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.