Comparable stake leader
Daniel G. Cohen
SEC ownership of Cohen & Co Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001270436.
Disclosed value leader
Daniel G. Cohen
Comparable rows
20/22
Latest evidence
05 Aug 2026
- Public ticker
- COHN on NYSE
- Parsed ownership sources
-
13D/G, 3/4/5, and 13F
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Daniel G. Cohen
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
20 of 22
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Daniel G. Cohen
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
05 Aug 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001270436
- Issuer location
- Philadelphia, PA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Cohen & Co Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Daniel G. Cohen
Disclosed value leader
Daniel G. Cohen
Comparable rows
20/22
Latest evidence
05 Aug 2026
13D/G
3/4/5
13F
Lead comparable stake: 70%
2 rows are not safely comparable across share classes.
13D/G row: Daniel G. Cohen
Showing 1-8 of 22 holder rows.
Quick read
Daniel G. Cohen leads the comparable SEC ownership view at 70%.
20 of 22 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Daniel G. Cohen's linked filing trail.
Comparable ownership
Top 5
Daniel G. Cohen
70%
Lester R. Brafman
16%
DAWSON G STEVEN
1.6%
Douglas Listman
1.4%
Jack J. DiMaio Jr.
1.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 22 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Daniel G. Cohen |
13D/G
3/4/5
Executive Chairman, Director, 10%+ Owner
|
70%
|
$49,037,887
4,375,648 shares
|
$0 | 02 Dec 2025 |
| Lester R. Brafman |
3/4/5
13D/G
Chief Executive Officer
|
16%
from 13D/G
|
$8,317,057
3,018,563 shares
mixed-class rows
|
— | 06 Mar 2026 |
| DAWSON G STEVEN |
3/4/5
Director
|
1.6%
|
$362,165
32,316 shares
|
— | 19 Dec 2025 |
| Douglas Listman |
3/4/5
Chief Accounting Officer
|
1.4%
|
$540,776
28,934 shares
|
— | 03 Feb 2026 |
| Jack J. DiMaio Jr. |
3/4/5
Director
|
1.1%
|
$547,601
23,233 shares
|
— | 19 Dec 2025 |
| Diana Louise Liberto |
3/4/5
Director
|
0.88%
|
$201,031
17,938 shares
|
— | 19 Dec 2025 |
| Jack Haraburda |
3/4/5
Director
|
0.68%
|
$155,597
13,884 shares
|
— | 19 Dec 2025 |
| BlackRock, Inc. |
13F
Company
|
1.2%
|
$372,376
24,677 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$218,788.
Buys
$0
Insiders: 0
Sells
$218,788
Insiders: 1
Net
-$218,788
Shares: -15,613
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 15,613
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 8,795 | $0 | $102,966 | -$102,966 |
| 3-6 | 0 | 6,818 | $0 | $115,822 | -$115,822 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-9 of 9 reporting-owner rows connected to Cohen & Co Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
9
Largest Forms 3/4/5 holder
Daniel G. Cohen
Net 12M change
-$218,788
Latest report
05 Aug 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Daniel G. Cohen | Executive Chairman, Director, 10%+ Owner | $45,974,572 | Mixed | 17 Jul 2026 | ||
| Lester R. Brafman | Chief Executive Officer | $8,317,057 | Mixed | 06 Mar 2026 | ||
| Joseph W. Pooler Jr. | EVP, CFO and Treasurer | $693,197 | -$218,788 | -24% | Filing P/S | 05 Aug 2026 |
| Jack J. DiMaio Jr. | Director | $547,601 | Mixed | 19 Dec 2025 | ||
| Douglas Listman | Chief Accounting Officer | $540,776 | Mixed | 03 Feb 2026 | ||
| DAWSON G STEVEN | Director | $362,165 | Mixed | 19 Dec 2025 | ||
| Jack DiMaio | Director | $243,660 | Mixed | 20 Dec 2024 | ||
| Diana Louise Liberto | Director | $201,031 | Mixed | 19 Dec 2025 | ||
| Jack Haraburda | Director | $155,597 | Mixed | 19 Dec 2025 |
Recent insider transactions for Cohen & Co Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Sale | -2.43% | $17,250 | $11.50 | -1,500 | 60,278 | 06 Aug 2026 | Direct |
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Sale | -10.6% | $85,716 | $11.75 | -7,295 | 61,778 | 05 Aug 2026 | Direct |
| Daniel G. Cohen | COHN | Common Stock, par value $0.01 per share | Gift | -14.1% | -17,600 | 107,157 | 17 Jul 2026 | Direct | ||
| Daniel G. Cohen | COHN | Common Stock, par value $0.01 per share | Gift | -24.4% | -8,000 | 24,757 | 23 Apr 2026 | Direct | ||
| Daniel G. Cohen | COHN | Common Stock, par value $0.01 per share | Gift | -37.9% | -20,000 | 32,757 | 30 Mar 2026 | Direct | ||
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Sale | -1.01% | $10,984 | $15.58 | -705 | 69,073 | 20 Mar 2026 | Direct |
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Sale | -8.05% | $104,838 | $17.15 | -6,113 | 69,778 | 19 Mar 2026 | Direct |
| Joseph W. Pooler Jr. | COHN | Cohen & Company, LLC LTIP Units | Award | 160,000 | 160,000 | 06 Mar 2026 | Direct | |||
| Lester Raymond Brafman | COHN | Cohen & Company, LLC LTIP Units | Award | 1,605,000 | 1,605,000 | 06 Mar 2026 | Direct | |||
| Daniel G. Cohen | COHN | Cohen & Company, LLC LTIP Units | Award | 2,888,000 | 2,888,000 | 06 Mar 2026 | Direct | |||
| Douglas Listman | COHN | Common Stock, par value $0.01 per share | Tax liability | -10.1% | -3,252 | 28,934 | 03 Feb 2026 | Direct | ||
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Tax liability | -8.5% | -7,051 | 75,891 | 03 Feb 2026 | Direct | ||
| Lester Raymond Brafman | COHN | Cohen & Company, LLC Membership Units | Options Exercise | -31.4% | -501,455 | 1,097,861 | 03 Feb 2026 | Direct | ||
| Daniel G. Cohen | COHN | Cohen & Company, LLC Membership Units | Options Exercise | -2.04% | -463,915 | 22,261,907 | 03 Feb 2026 | Direct | ||
| Daniel G. Cohen | COHN | Common Stock, par value $0.01 per share | Gift | -36.2% | -30,000 | 52,757 | 30 Dec 2025 | Direct | ||
| Jack J. DiMaio Jr. | COHN | Common Stock, par value $0.01 per share | Award | 11% | 2,300 | 23,233 | 19 Dec 2025 | Direct | ||
| Dawson G Steven | COHN | Common Stock, par value $0.01 per share | Award | 2,300 | 2,300 | 19 Dec 2025 | Direct | |||
| Daniel G. Cohen | COHN | Cohen & Company, LLC Membership Units | Award | 0.94% | 211,000 | 22,725,822 | 19 Dec 2025 | Direct | ||
| Diana Louise Liberto | COHN | Common Stock, par value $0.01 per share | Award | 14.7% | 2,300 | 17,938 | 19 Dec 2025 | Direct | ||
| Lester Raymond Brafman | COHN | Cohen & Company, LLC Membership Units | Award | 15.2% | 211,000 | 1,599,316 | 19 Dec 2025 | Direct | ||
| Douglas Listman | COHN | Common Stock, par value $0.01 per share | Award | 59.4% | 12,000 | 32,186 | 19 Dec 2025 | Direct | ||
| Joseph W. Pooler Jr. | COHN | Common Stock, par value $0.01 per share | Award | 23% | 15,500 | 82,942 | 19 Dec 2025 | Direct | ||
| Jack Haraburda | COHN | Common Stock, par value $0.01 per share | Award | 19.8% | 2,300 | 13,884 | 19 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.