| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DAWSON G STEVEN | Director | C/O COHEN & CO INC.,, 2929 ARCH STREET, SUITE 1703, PHILADELPHIA | /s/ Joseph W. Pooler, Jr., as attorney-in-fact | 19 Dec 2025 | 0001020944 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COHN | Common Stock, par value $0.01 per share | Award | $0 | +2,300 | $0.000000 | 2,300 | 19 Dec 2025 | Direct | F1 | |
| holding | COHN | Common Stock, par value $0.01 per share | 30,016 | 19 Dec 2025 | By Corriente Private Trust | F2 |
| Id | Content |
|---|---|
| F1 | Mr. Dawson (the "Reporting Person") was awarded 2,300 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended. |
| F2 | The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. |