| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Listman Douglas | Chief Accounting Officer | C/O COHEN & CO INC.,, 2929 ARCH STREET, SUITE 1703, PHILADELPHIA | /s/ Douglas Listman | 19 Dec 2025 | 0001478645 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | COHN | Common Stock, par value $0.01 per share | Award | $0 | +12,000 | +59% | $0.000000 | 32,186 | 19 Dec 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Mr. Listman was awarded 12,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-third of the Restricted Shares on each of January 31, 2027, January 31, 2028 and January 31, 2029. |