Quick Takeaways
- LPTH - LIGHTPATH TECHNOLOGIES INC has 16 insiders with reported activity on this page.
- Net insider value flow over the last year: -$48,945,963.
- Recent transaction rows are available for direct filing-level review.
Issuer insider activity is sourced from SEC Forms 3, 4, and 5.
Net insider flow leans to selling over the last 12 months. Net value: -$48,945,963.
$1,745
Shares: 180
Insiders: 1
$48,947,708
Shares: 4,026,852
Insiders: 4
-$48,945,963
Shares: -4,026,672
Insiders: -3
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 180 | 3,256,531 | $1,745 | $39,919,546 | -$39,917,801 |
| 3-6 | 0 | 770,321 | $0 | $9,028,162 | -$9,028,162 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Thomas B. Ellis | Director | $40,415,748 | -$4,379,911 | -9.8% | Filing P/S | 24 Mar 2026 |
| North Run Strategic Opportunities Fund I GP, LLC | Member | $40,415,748 | -$4,379,911 | -9.8% | Filing P/S | 24 Mar 2026 |
| Todd B. Hammer | Member | $40,415,748 | -$4,379,911 | -9.8% | Filing P/S | 24 Mar 2026 |
| North Run Strategic Opportunities Fund I, LP | Director, 10%+ Owner | $40,415,748 | -$35,807,976 | -47% | Filing P/S | 24 Mar 2026 |
| Shmuel Rubin | President & CEO | $2,528,882 | +$1,745 | +0.07% | Filing P/S | 27 Mar 2026 |
| RIPP ROBERT | Director | $1,480,778 | Mixed | 12 May 2021 | ||
| Steven E. Creviston | Director | $1,473,598 | Mixed | 18 Nov 2025 | ||
| Albert Miranda | Cfo | $851,418 | Mixed | 02 Feb 2026 | ||
| LEEBURG LOUIS | Former Director | $765,452 | Mixed | 30 Apr 2024 | ||
| Kimberly Anne Crider | Director | $572,570 | Mixed | 18 Nov 2025 | ||
| Dunham Craig T. | Director | $143,757 | Mixed | 17 Nov 2022 | ||
| Sohail A. Khan | Director | $63,050 | Mixed | 17 Nov 2022 | ||
| Darcie Peck | Director | $54,307 | Mixed | 18 Nov 2025 | ||
| M. Scott Faris | Director | $54,307 | Mixed | 18 Nov 2025 | ||
| Joseph Menaker | Director | $53,563 | Mixed | 18 Nov 2025 | ||
| Mark A. Caylor | Director | Mixed | 18 Nov 2025 |
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| North Run Strategic Opportunities Fund I, LP |
13D/G
3/4/5
|
Director, 10%+ Owner |
16%
|
10,994,225
|
$116,099,016 | -$10,133,418 | 03 Mar 2026 | |
| Thomas B. Ellis |
3/4/5
|
Director |
—
mixed-class rows
|
3,306,160
mixed-class rows
|
$40,415,748 | -$4,379,911 | 24 Mar 2026 | |
| North Run Strategic Opportunities Fund I GP, LLC |
3/4/5
|
Member |
—
mixed-class rows
|
3,297,336
mixed-class rows
|
$40,415,748 | -$4,379,911 | 24 Mar 2026 | |
| Todd B. Hammer |
3/4/5
|
Member |
—
mixed-class rows
|
3,297,336
mixed-class rows
|
$40,415,748 | -$4,379,911 | 24 Mar 2026 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.6%
|
2,430,559
|
$26,250,037 | — | 31 Dec 2025 | |
| Portolan Capital Management, LLC |
13F
|
Company |
3.4%
|
2,332,184
|
$25,187,587 | — | 31 Dec 2025 | |
| Hood River Capital Management LLC |
13F
|
Company |
3.4%
|
2,325,938
|
$25,120,130 | — | 31 Dec 2025 | |
| AWM Investment Company, Inc. |
13F
|
Company |
3%
|
2,040,110
|
$22,033,188 | — | 31 Dec 2025 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.7%
|
1,842,100
|
$19,894,680 | — | 31 Dec 2025 | |
| Orin Hirschman |
13D/G
|
— |
4.8%
|
2,151,484
|
$17,061,268 | -$12,469,513 | 17 Oct 2025 | |
| Marathon Micro Fund, LP |
13D/G
|
— |
4.9%
|
2,150,000
|
$17,049,500 | $0 | 09 Oct 2025 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
2.1%
|
1,449,642
|
$15,656,134 | — | 31 Dec 2025 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.7%
|
1,124,621
|
$12,145,907 | — | 31 Dec 2025 | |
| AIGH Capital Management LLC |
13F
|
Company |
1.5%
|
1,030,738
|
$11,131,970 | — | 31 Dec 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.5%
|
1,008,521
|
$10,892,027 | — | 31 Dec 2025 | |
| TUDOR INVESTMENT CORP ET AL |
13F
|
Company |
1.3%
|
850,000
|
$9,180,000 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
798,112
|
$8,619,614 | — | 31 Dec 2025 | |
| Relyea Zuckerberg Hanson LLC |
13F
|
Company |
1.1%
|
765,605
|
$8,268,534 | — | 31 Dec 2025 | |
| Granahan Investment Management, LLC |
13F
|
Company |
0.97%
|
656,020
|
$7,085,016 | — | 31 Dec 2025 | |
| Leviticus Partners LP |
13D/G
|
— |
4.8%
|
2,057,069
|
$6,664,904 | -$1,174,270 | 13 Aug 2025 | |
| MYDA Advisors LLC |
13F
|
Company |
0.74%
|
500,000
|
$5,400,000 | — | 31 Dec 2025 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.7%
|
473,763
|
$5,116,640 | — | 31 Dec 2025 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.68%
|
463,253
|
$5,005,896 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.64%
|
436,602
|
$4,715,302 | — | 31 Dec 2025 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.63%
|
424,438
|
$4,583,936 | — | 31 Dec 2025 | |
| APIS CAPITAL ADVISORS, LLC |
13F
|
Company |
0.62%
|
424,000
|
$4,579,200 | — | 31 Dec 2025 | |
| Walleye Capital LLC |
13F
|
Company |
0.58%
|
396,938
|
$4,286,930 | — | 31 Dec 2025 | |
| Telemark Asset Management, LLC |
13F
|
Company |
0.57%
|
385,000
|
$4,158,000 | — | 31 Dec 2025 | |
| BlackRock, Inc. |
13F
|
Company |
0.54%
|
365,084
|
$3,942,907 | — | 31 Dec 2025 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.52%
|
355,139
|
$3,835,501 | — | 31 Dec 2025 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.48%
|
326,103
|
$3,521,912 | — | 31 Dec 2025 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.46%
|
312,267
|
$3,372,484 | — | 31 Dec 2025 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.46%
|
309,273
|
$3,340,148 | — | 31 Dec 2025 | |
| ING GROEP NV |
13F
|
Company |
0.45%
|
308,000
|
$3,326,400 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.38%
|
254,812
|
$2,751,970 | — | 31 Dec 2025 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.37%
|
254,449
|
$2,748,049 | — | 31 Dec 2025 | |
| Shmuel Rubin |
3/4/5
|
President & CEO |
—
mixed-class rows
|
273,971
mixed-class rows
|
$2,528,882 | +$1,745 | 27 Mar 2026 | |
| HUB Investment Partners, LLC |
13F
|
Company |
0.3%
|
200,382
|
$2,164,126 | — | 31 Dec 2025 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.29%
|
197,464
|
$2,132,611 | — | 31 Dec 2025 | |
| Polar Asset Management Partners Inc. |
13F
|
Company |
0.28%
|
190,684
|
$2,059,387 | — | 31 Dec 2025 | |
| STATE STREET CORP |
13F
|
Company |
0.27%
|
184,437
|
$1,991,920 | — | 31 Dec 2025 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0.21%
|
142,952
|
$1,544,000 | — | 31 Dec 2025 | |
| Calamos Advisors LLC |
13F
|
Company |
0.21%
|
142,368
|
$1,537,575 | — | 31 Dec 2025 | |
| RIPP ROBERT |
3/4/5
|
Director |
—
class O/S missing
|
1,194,176
|
$1,480,778 | — | 12 May 2021 | |
| Steven E. Creviston |
3/4/5
|
Director |
—
mixed-class rows
|
180,236
mixed-class rows
|
$1,473,598 | — | 18 Nov 2025 | |
| 683 Capital Management, LLC |
13F
|
Company |
0.2%
|
133,595
|
$1,442,826 | — | 31 Dec 2025 | |
| Marex Group plc |
13F
|
Company |
0.19%
|
131,891
|
$1,424,423 | — | 31 Dec 2025 | |
| G2 Investment Partners Management LLC |
13F
|
Company |
0.19%
|
130,292
|
$1,407,154 | — | 31 Dec 2025 | |
| WEALTH EFFECTS LLC |
13F
|
Company |
0.18%
|
120,500
|
$1,301,400 | — | 31 Dec 2025 | |
| Monashee Investment Management LLC |
13F
|
Company |
0.15%
|
100,000
|
$1,080,000 | — | 31 Dec 2025 |
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Shmuel Rubin | LPTH | Class A Common Stock | Purchase | 0.07% | $1,745 | $9.70 | 180 | 260,844 | 27 Mar 2026 | Direct |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -8.43% | $3,721,953 | $12.31 | -302,352 | 3,283,164 | 25 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -8.43% | $3,721,953 | $12.31 | -302,352 | 3,283,164 | 25 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -8.43% | $3,721,953 | $12.31 | -302,352 | 3,283,164 | 25 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -8.43% | $3,721,953 | $12.31 | -302,352 | 3,283,164 | 25 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 26% | 740,000 | 3,585,516 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 26% | 740,000 | 3,585,516 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 26% | 740,000 | 3,585,516 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 26% | 740,000 | 3,585,516 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G Convertible Preferred Stock | Conversion of derivative security | -10.1% | -1,591 | 14,172 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G Convertible Preferred Stock | Conversion of derivative security | -10.1% | -1,591 | 14,172 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G Convertible Preferred Stock | Conversion of derivative security | -10.1% | -1,591 | 14,172 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G Convertible Preferred Stock | Conversion of derivative security | -10.1% | -1,591 | 14,172 | 25 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -1.88% | $657,957 | $12.06 | -54,557 | 2,845,516 | 24 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -1.88% | $657,957 | $12.06 | -54,557 | 2,845,516 | 24 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -1.88% | $657,957 | $12.06 | -54,557 | 2,845,516 | 24 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -1.88% | $657,957 | $12.06 | -54,557 | 2,845,516 | 24 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -0.55% | $192,000 | $12.00 | -16,000 | 2,900,073 | 18 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -3.46% | $1,254,493 | $12.01 | -104,454 | 2,916,073 | 17 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -1.79% | $664,950 | $12.09 | -55,000 | 3,020,527 | 04 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -11% | $4,640,629 | $12.18 | -381,004 | 3,075,527 | 03 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -6.47% | $2,875,062 | $12.03 | -238,991 | 3,456,531 | 02 Mar 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 25% | 740,000 | 3,695,522 | 02 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G Convertible Preferred Stock | Conversion of derivative security | -9.19% | -1,591 | 15,727 | 02 Mar 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -9.22% | $3,655,121 | $12.18 | -300,092 | 2,955,522 | 25 Feb 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -3.88% | $1,577,998 | $12.02 | -131,281 | 3,255,514 | 24 Feb 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -0.19% | $78,065 | $12.01 | -6,500 | 3,386,895 | 23 Feb 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -14.9% | $7,461,587 | $12.53 | -595,573 | 3,393,395 | 20 Feb 2026 | See footnote |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Conversion of derivative security | 46.2% | 1,260,000 | 3,988,968 | 20 Feb 2026 | See footnote | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Series G convertible preferred stock | Conversion of derivative security | -13.5% | -2,709 | 17,354 | 20 Feb 2026 | See footnote | ||
| Albert Miranda | LPTH | Class A Common Stock | Options Exercise | 18.1% | 12,103 | 78,835 | 02 Feb 2026 | Direct | ||
| Shmuel Rubin | LPTH | Class A Common Stock | Options Exercise | 12.5% | 29,011 | 260,664 | 02 Feb 2026 | Direct | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Sale | -22% | $9,028,162 | $11.72 | -770,321 | 2,728,968 | 05 Jan 2026 | See footnotes |
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock | Exercise of in-the-money or at-the-money derivative security | 3,499,289 | 3,499,289 | 05 Jan 2026 | See footnotes | |||
| North Run Strategic Opportunities Fund I, LP | LPTH | Class A Common Stock Purchase Warrants (Right to Buy) | Exercise of in-the-money or at-the-money derivative security | -100% | -3,499,289 | 0 | 05 Jan 2026 | See footnotes | ||
| North Run Strategic Opportunities Fund I, LP | LPTH | Convertible Promissory Note | Disposed to Issuer | -100% | -1,860,465 | 0 | 31 Dec 2025 | See footnotes | ||
| Shmuel Rubin | LPTH | Class A common stock | Gift | -5.32% | -13,020 | 231,653 | 19 Dec 2025 | Direct | ||
| Kimberly Anne Crider | LPTH | Class A common stock | Options Exercise | 38.9% | 19,355 | 69,151 | 20 Nov 2025 | Direct | ||
| Thomas B. Ellis | LPTH | Class A common stock | Options Exercise | 6,968 | 6,968 | 20 Nov 2025 | See footnotes | |||
| Steven E. Creviston | LPTH | Class A common stock | Options Exercise | 12.7% | 19,355 | 171,412 | 20 Nov 2025 | Direct | ||
| Albert Miranda | LPTH | Class A common stock | Options Exercise | 6.61% | 4,137 | 66,732 | 20 Nov 2025 | Direct | ||
| Shmuel Rubin | LPTH | Class A common stock | Options Exercise | 3.89% | 9,529 | 254,202 | 20 Nov 2025 | Direct | ||
| Kimberly Anne Crider | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| Darcie Peck | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| Joseph Menaker | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| M. Scott Faris | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| Mark A. Caylor | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| Thomas B. Ellis | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | See footnotes | |||
| Steven E. Creviston | LPTH | Restricted stock units | Award | 8,824 | 8,824 | 18 Nov 2025 | Direct | |||
| Albert Miranda | LPTH | Restricted stock units | Award | 5,697 | 5,697 | 18 Nov 2025 | Direct |