North Run Strategic Opportunities Fund I, LP - 02 Mar 2026 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Director, 10%+ Owner
Signature
/s/ North Run Strategic Opportunities Fund I, LP
Issuer symbol
LPTH
Transactions as of
02 Mar 2026
Net transactions value
-$8,180,640
Form type
4
Filing time
04 Mar 2026, 20:00:18 UTC
Previous filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
North Run Strategic Opportunities Fund I, LP Director, 10%+ Owner 867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON /s/ North Run Strategic Opportunities Fund I, LP 04 Mar 2026 0002052913
ELLIS THOMAS B Director 867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON /s/ Thomas B. Ellis 04 Mar 2026 0001283774
HAMMER TODD B Member 867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON /s/ Todd B. Hammer 04 Mar 2026 0001283775
North Run Strategic Opportunities Fund I GP, LLC Member 867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON /s/ North Run Strategic Opportunities Fund I GP, LLC, By: /s/ Thomas B. Ellis, Member 04 Mar 2026 0002058804

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A Common Stock Conversion of derivative security +740,000 +25% $2.15* 3,695,522 02 Mar 2026 See footnote F1
transaction LPTH Class A Common Stock Sale $2,875,062 -238,991 -6.5% $12.03 3,456,531 02 Mar 2026 See footnote F1, F2
transaction LPTH Class A Common Stock Sale $4,640,629 -381,004 -11% $12.18 3,075,527 03 Mar 2026 See footnote F1, F3
transaction LPTH Class A Common Stock Sale $664,950 -55,000 -1.8% $12.09 3,020,527 04 Mar 2026 See footnote F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Series G Convertible Preferred Stock Conversion of derivative security -1,591 -9.2% $0.000000* 15,727 02 Mar 2026 Class A Common Stock 740,000 $2.15 See footnote F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0002 to $12.1608, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.30, inclusive.
F4 The price reported in Column 4 isa weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.164 inclusive.
F5 The preferred stock is perpetual and therefore has no expiration date.