| Name | Ownership | Shares Owned | sole voting power | shared voting power | Signature | Title | CIK |
|---|---|---|---|---|---|---|---|
| Opaleye Management Inc. | 9.5% | 2,070,784 | 0 | 2,070,784 | /s/ James Silverman | President | |
| Opaleye, L.P. | 9.3% | 2,015,784 | 0 | 2,015,784 | /s/ James Silverman | General Partner | |
| James Silverman | 9.5% | 2,070,784 | 0 | 2,070,784 | /s/ James Silverman | Individually |