Key facts
- This page summarizes Phillip Goldstein's Form 4 filing for Total Return Securities Fund (SWZ).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Mar 2026, 16:20.
Phillip Goldstein - 18 Mar 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)
- Reporting relationship
- Secretary, Director, Affiliate of the Adviser
- Issuer ticker
- SWZ
- Reported as of
- 18 Mar 2026
- Net transaction value
- +$59,800
- SEC form
- 4
- Accepted by SEC
- 19 Mar 2026, 16:20:51 UTC
- Prior SEC filing
- 09 Mar 2026
- Next SEC filing
- 09 Apr 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Phillip Goldstein filed Form 4 for Total Return Securities Fund (SWZ) on 19 Mar 2026.
Change
- Previous filing in this sequence was filed on 09 Mar 2026.
- Current net transaction value: +$59,800.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001067621
Primary reporting owner
GOLDSTEIN PHILLIP
- Relationship
- Secretary, Director, Affiliate of the Adviser
- Address
- 60 HERITAGE DRIVE, PLEASANTVILLE
- Signature
- /s/ Stephanie Darling, Power of Attorney for Phillip Goldstein
- Signature date
- 19 Mar 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWZ
transaction
Common Stock
Purchase
- Transaction value
- $59,800
- Shares
- +10,000
- Change %
- +9.7%
- Price
- $5.98
- Shares after
- 113,234
- Date
- 18 Mar 2026
- Ownership
- Direct
* marks a reported price that did not pass the local price check.