Key facts
- This page summarizes Christian Follmann's Form 4 filing for Hercules Capital, Inc. (HTGC).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 08 Dec 2025, 16:53.
Christian Follmann - 04 Dec 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- HTGC
- Reported as of
- 04 Dec 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 08 Dec 2025, 16:53:47 UTC
- Prior SEC filing
- 15 Oct 2025
- Next SEC filing
- 12 Jan 2026
- Source filing
- View source filing
- Reporting owner signature
- /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christian Follmann filed Form 4 for Hercules Capital, Inc. (HTGC) on 08 Dec 2025.
Change
- Previous filing in this sequence was filed on 15 Oct 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001907321
Primary reporting owner
Follmann Christian
- Relationship
- Chief Operating Officer
- Address
- C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO
- Signature
- /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
- Signature date
- 08 Dec 2025
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HTGC
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +10,560
- Change %
- +37%
- Price
- $0.000000
- Shares after
- 39,448
- Date
- 04 Dec 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Footnote F2
The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.