SEC ownership of STEM, INC.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001758766.

Comparable stake leader

VANGUARD GROUP INC

Disclosed value leader

VANGUARD CAPITAL MANAGEMENT LLC

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 2 signals
Latest 13D/G holder
VANGUARD GROUP INC
Latest parsed ownership date
31 Mar 2026
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001758766
Issuer location
Houston, TX

Ownership snapshot

Top shareholders of STEM, INC. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD GROUP INC
Disclosed value leader
VANGUARD CAPITAL MANAGEME...
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G 13F Lead comparable stake: 4.6% 13D/G row: VANGUARD GROUP INC Showing 1-8 of 50 holder rows.

Quick read

VANGUARD GROUP INC leads the comparable SEC ownership view at 4.6%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD GROUP INC's linked filing trail.
Comparable ownership Top 5
VANGUARD GROUP INC 4.6%
BlackRock, Inc. 2.1%
VANGUARD CAPITAL MANAGEMENT LLC 4.1%
MARSHALL WACE, LLP 3.5%
TWO SIGMA INVESTMENTS, LP 2.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD GROUP INC
13D/G
The Vanguard Group
4.6%
$2,422,827
386,755 shares
$0 30 Jun 2025
BlackRock, Inc.
13F 13D/G
Company
2.1%
from 13D/G
$1,190,854
134,712 shares
31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13F
Company
13F
4.1%
$3,039,307
343,813 shares
31 Mar 2026
MARSHALL WACE, LLP
13F
Company
13F
3.5%
$2,575,447
291,340 shares
31 Mar 2026
TWO SIGMA INVESTMENTS, LP
13F
Company
13F
2.1%
$1,550,439
175,389 shares
31 Mar 2026
GSA CAPITAL PARTNERS LLP
13F
Company
13F
1.3%
$959,000
108,502 shares
31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.1%
$814,105
92,052 shares
31 Mar 2026
Trexquant Investment LP
13F
Company
13F
1.1%
$810,416
91,676 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$352,753.

Buys
$0
Insiders: 0
Sells
$352,753
Insiders: 5
Net
-$352,753
Shares: -44,447
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 44,447
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 10,366 $0 $114,190 -$114,190
6-9 0 13,258 $0 $229,192 -$229,192
9-12 0 20,823 $0 $9,370 -$9,370

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 28 reporting-owner rows connected to STEM, INC.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
28
Largest Forms 3/4/5 holder
Anil Tammineedi
Net 12M change
-$352,753
Latest report
03 Jun 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Anil Tammineedi Director $8,320,744 Mixed 03 Jun 2026
John Eugene Carrington CEO and Director, Director $4,339,189 Mixed 28 May 2024
Robert Schaefer President, Transformational $3,453,606 Mixed 19 Mar 2024
William John Bush Chief Financial Officer $2,302,446 Mixed 28 May 2024
Michael C. Morgan Director $1,875,272 Mixed 07 Jun 2024
Spencer Doran Hole Chief Financial Officer & EVP $1,686,666 Mixed 03 Sep 2024
Alan Russo Chief Revenue Officer $1,335,165 Mixed 28 May 2024
Kim Homenock Chief People Officer $1,315,055 Mixed 19 Feb 2025
Prakesh Patel Chief Strategy Officer $1,275,258 Mixed 28 May 2024
Arun Narayanan Chief Executive Officer $1,134,337 -$57,212 -4.8% Mixed 07 Mar 2026
Saul R. Laureles Chief Legal Officer $897,919 -$13,299 -1.5% Mixed 07 Mar 2026
Mark William Triplett Chief Operating Officer $884,373 Mixed 12 Apr 2022
Michael James Carlson President, Managed Services $817,878 -$23,118 -2.7% Mixed 07 Mar 2026
Adam Daley Director $804,141 Mixed 03 Jun 2026
Larsh Johnson Chief Technology Officer $773,706 Mixed 12 Mar 2024
Hofeldt Albert Chief Technology Officer $745,287 Mixed 19 Feb 2025
Matthew Tappin President, Software Products $557,991 -$199,568 -26% Mixed 11 Mar 2026
Gerard Cunningham Director $407,005 Mixed 28 Aug 2024
Laura D. Tyson Director $298,727 Mixed 03 Jun 2026
Ira M. Birns Director $251,366 Mixed 03 Jun 2026

Recent insider transactions for STEM, INC.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Laura D. Tyson STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Adam Daley STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Anil Tammineedi STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Krishna Shivram STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
David S. Buzby STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Ira M. Birns STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Vasudevan Guruswamy STEM Restricted Stock Unit Award 12,168 12,168 03 Jun 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Sale -12.5% $4,354 $10.83 -402 2,823 11 Mar 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Sale -16.9% $7,284 $11.12 -655 3,225 10 Mar 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Sale -3.32% $10,475 $11.12 -942 27,450 10 Mar 2026 Direct
Michael James Carlson STEM Common Stock, Par Value $0.0001 Per Share Sale -9.65% $23,118 $11.12 -2,079 19,458 10 Mar 2026 Direct
Arun Narayanan STEM Common Stock, Par Value $0.0001 Per Share Sale -28.4% $57,212 $11.12 -5,145 12,980 10 Mar 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 60.2% 1,458 3,880 07 Mar 2026 Direct
Matthew Tappin STEM Restricted Stock Unit Options Exercise -50% -1,458 1,459 07 Mar 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 11.4% 2,916 28,392 07 Mar 2026 Direct
Saul R. Laureles STEM Restricted Stock Unit Options Exercise -50% -2,916 2,918 07 Mar 2026 Direct
Michael James Carlson STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 19.7% 3,541 21,537 07 Mar 2026 Direct
Michael James Carlson STEM Restricted Stock Unit Options Exercise -50.2% -3,541 3,516 07 Mar 2026 Direct
Arun Narayanan STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 18,125 18,125 07 Mar 2026 Direct
Arun Narayanan STEM Restricted Stock Unit Options Exercise -76.3% -18,125 5,625 07 Mar 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Sale -7.1% $1,850 $10.00 -185 2,422 04 Mar 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Sale -1.13% $2,824 $9.67 -292 25,476 03 Mar 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Sale -10.3% $2,901 $9.67 -300 2,607 03 Mar 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 3.64% 904 25,768 01 Mar 2026 Direct
Saul R. Laureles STEM Restricted Stock Unit Options Exercise -100% -904 0 01 Mar 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 30% 670 2,907 01 Mar 2026 Direct
Matthew Tappin STEM Restricted Stock Unit Options Exercise -100% -670 0 01 Mar 2026 Direct
Arun Narayanan STEM Performance Stock Unit Award 38,400 38,400 26 Feb 2026 Direct
Arun Narayanan STEM Restricted Stock Unit Award 57,600 57,600 26 Feb 2026 Direct
Saul R. Laureles STEM Performance Stock Unit Award 12,000 12,000 26 Feb 2026 Direct
Saul R. Laureles STEM Restricted Stock Unit Award 18,000 18,000 26 Feb 2026 Direct
Michael James Carlson STEM Performance Stock Unit Award 17,200 17,200 26 Feb 2026 Direct
Michael James Carlson STEM Restricted Stock Unit Award 25,800 25,800 26 Feb 2026 Direct
Brian Musfeldt STEM Performance Stock Unit Award 17,200 17,200 26 Feb 2026 Direct
Brian Musfeldt STEM Restricted Stock Unit Award 25,800 25,800 26 Feb 2026 Direct
Matthew Tappin STEM Performance Stock Unit Award 17,200 17,200 26 Feb 2026 Direct
Matthew Tappin STEM Restricted Stock Unit Award 25,800 25,800 26 Feb 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Sale -14.1% $4,172 $11.40 -366 2,237 20 Feb 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Tax liability -16.7% -522 2,603 19 Feb 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Tax liability -2.11% -536 24,864 19 Feb 2026 Direct
Michael James Carlson STEM Common Stock, Par Value $0.0001 Per Share Tax liability -3.9% -730 17,996 19 Feb 2026 Direct
Michael James Carlson STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 7.72% 1,342 18,726 15 Feb 2026 Direct
Michael James Carlson STEM Restricted Stock Unit Options Exercise -100% -1,342 0 15 Feb 2026 Direct
Matthew Tappin STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 66.9% 1,253 3,125 15 Feb 2026 Direct
Matthew Tappin STEM Restricted Stock Unit Options Exercise -100% -1,253 0 15 Feb 2026 Direct
Saul R. Laureles STEM Common Stock, Par Value $0.0001 Per Share Options Exercise 7.58% 1,790 25,400 15 Feb 2026 Direct
Saul R. Laureles STEM Restricted Stock Unit Options Exercise -100% -1,790 0 15 Feb 2026 Direct
Cabot Jeffrey T. STEM Stock Option Award 3,500 3,500 05 Jan 2026 Direct
Cabot Jeffrey T. STEM Performance Stock Unit Award 3,500 3,500 05 Jan 2026 Direct
Cabot Jeffrey T. STEM Restricted Stock Unit Award 7,000 7,000 05 Jan 2026 Direct
* marks a reported price that did not pass the local price check.
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