Steven Hochberg - 01 Apr 2022 Form 4 Insider Report for SLR Senior Investment Corp.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 01 Apr 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Apr 2022, 19:37:14 UTC
Prior SEC filing: 15 Feb 2022
Next SEC filing: 10 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Steven Hochberg

Key filing fact

Steven Hochberg filed Form 4 for SLR Senior Investment Corp. on 05 Apr 2022.

Key facts

This page summarizes Steven Hochberg's Form 4 filing for SLR Senior Investment Corp..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 05 Apr 2022, 19:37.

Change

Previous filing in this sequence was filed on 15 Feb 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SUNS transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -20,000
Change %: -100%
Price
Shares after: 0
Date: 01 Apr 2022
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Steven Hochberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 15,592 shares of common stock, par value $0.01 per share, of SLRC. Pursuant to the Merger Agreement, each share of SUNS's common stock, par value $0.01 per share, was converted into the right to receive 0.7796 shares of SLRC's common stock. The disposition reported in this Form 4 is an exempt transaction.