Steven Hochberg - Nov 8, 2022 Form 4 Insider Report for SLR Investment Corp. (SLRC)

Role
Director
Signature
/s/ Steven Hochberg
Stock symbol
SLRC
Transactions as of
Nov 8, 2022
Transactions value $
-$107,823
Form type
4
Date filed
11/10/2022, 07:16 PM
Previous filing
Aug 18, 2022
Next filing
Nov 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLRC Common Stock Sale -$204K -14.9K -72.12% $13.71 5.74K Nov 8, 2022 Direct F1
transaction SLRC Common Stock Purchase $95.8K +6.86K +137.16% $13.98 11.9K Nov 10, 2022 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 8, 2022 is based on prices ranging from a low of $13.6300 per share to a high of $13.8000 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on November 10, 2022 is based on prices ranging from a low of $13.9340 per share to a high of $14.0000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth above.
F3 11,858 shares of common stock of the Issuer are held by an entity for which the reporting person is a managing trustee. The reporting person has no pecuniary interest in the 11,858 shares held by the entity for which the reporting person is a managing trustee.