Steven Hochberg - Feb 11, 2022 Form 4 Insider Report for CareMax, Inc. (CMAX)

Role
10%+ Owner
Signature
/s/ Steven Hochberg
Stock symbol
CMAX
Transactions as of
Feb 11, 2022
Transactions value $
$0
Form type
4
Date filed
2/15/2022, 05:22 PM
Previous filing
Jun 10, 2021
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMAX Class A common stock Other $0 -3.77M -100% $0.00* 0 Feb 11, 2022 Through DFHTA Sponsor LLC F1, F2
holding CMAX Class A common stock 50K Feb 11, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMAX Private Placement Warrants Other $0 -2.92M -100% $0.00* 0 Feb 11, 2022 Class A common stock 2.92M $11.50 Through DFHTA Sponsor LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Steven Hochberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On February 11, 2022, DFHTA Sponsor LLC (the "Sponsor") distributed 3,768,750 shares of the Issuer's Class A common stock and 2,916,667 Private Placement Warrants to its members, on a pro rata basis for no consideration, in connection with the dissolution of the Sponsor.
F2 The Sponsor was the record holder of the securities reported herein as being held through the Sponsor. Mr. Hochberg is a manager of the Sponsor and shared voting and investment discretion with respect to the common stock held of record by the Sponsor. Mr. Hochberg disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein, if any.
F3 Mr. Hochberg, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the securities for the benefit, and at the direction, of Deerfield Management Company, L.P.