| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| Richard L. Peteka | CFO, Secretary and Treasurer | 01 Apr 2022 | |||
| Bruce J. Spohler | Co-Chief Executive Officer, Chief Operating Officer and Director, Director | 01 Apr 2022 | |||
| Steven Hochberg | Director | 01 Apr 2022 | |||
| Michael S. Gross | Co-Chief Executive Officer, President, Chairman of the Board, Director | 01 Apr 2022 | |||
| Leonard Potter | Director | 01 Apr 2022 | |||
| Guy Talarico | Chief Compliance Officer | 01 Apr 2022 | |||
| David Wachter | Director | 01 Apr 2022 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Leonard Potter | Common Stock | Disposed to Issuer | -100% | -6,250 | 0 | 01 Apr 2022 | Direct | |||
| David Wachter | Common Stock | Disposed to Issuer | -100% | -9,110 | 0 | 01 Apr 2022 | Direct | |||
| Bruce J. Spohler | Common Stock | Disposed to Issuer | -100% | -7,500 | 0 | 01 Apr 2022 | Direct | |||
| Bruce J. Spohler | Common Stock | Disposed to Issuer | -100% | -774,171 | 0 | 01 Apr 2022 | See Footnotes | |||
| Bruce J. Spohler | Restricted Stock Units | Award | 100,374 | 0 | 01 Apr 2022 | See Footnote | ||||
| Richard L. Peteka | Common Stock | Disposed to Issuer | -100% | -6,250 | 0 | 01 Apr 2022 | Direct | |||
| Michael S. Gross | Common Stock | Disposed to Issuer | -100% | -288,841 | 0 | 01 Apr 2022 | Direct | |||
| Michael S. Gross | Common Stock | Disposed to Issuer | -100% | -616,281 | 0 | 01 Apr 2022 | See Footnotes | |||
| Michael S. Gross | Restricted Stock Units | Award | 100,374 | 0 | 01 Apr 2022 | See Footnote | ||||
| Steven Hochberg | Common Stock | Disposed to Issuer | -100% | -20,000 | 0 | 01 Apr 2022 | Direct | |||
| Bruce J. Spohler | Common Stock | Gift | 42.4% | 230,697 | 774,171 | 04 Dec 2021 | See Footnotes | |||
| Bruce J. Spohler | Common Stock | Gift | 87.5% | 3,500 | 7,500 | 04 Dec 2021 | Direct |