Gerard Wenzel - 01 Jun 2023 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Role: CFO
Signature: Gerard Wenzel
Issuer symbol: SOBR
Transactions as of: 01 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 05 Jun 2023, 10:19:56 UTC
Previous filing: 24 Feb 2023
Next filing: 14 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOBR	Common Stock	Options Exercise	$124,500	+75,000	+264%	$1.66	103,432	01 Jun 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOBR	Restricted Stock Units (RSUs)	Options Exercise	$124,500	-75,000	-100%	$1.66	0	01 Jun 2023	Common Stock	75,000	$1.66	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares issued for vested RSUs
F2	The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3	The vested RSUs were converted to common stock.