Gerard Wenzel - Nov 10, 2023 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Role
CFO
Signature
Gerard Wenzel
Stock symbol
SOBR
Transactions as of
Nov 10, 2023
Transactions value $
$0
Form type
4
Date filed
11/14/2023, 02:03 PM
Previous filing
Jun 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOBR Common Stock Options Exercise $24K +50K +48.34% $0.48 153K Nov 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOBR Restricted Stock Units (RSUs) Award +50K 50K Nov 10, 2023 Common Stock 50K $0.00 Direct F2, F3
transaction SOBR Restricted Stock Units (RSUs) Options Exercise -$24K -50K -100% $0.48 0 Nov 10, 2023 Common Stock 50K $0.48 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued for vested RSUs
F2 The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3 Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.
F4 The vested RSUs were converted to common stock.