Gerard Wenzel - 10 Nov 2023 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Role
CFO
Signature
Gerard Wenzel
Issuer symbol
SOBR
Transactions as of
10 Nov 2023
Net transactions value
$0
Form type
4
Filing time
14 Nov 2023, 14:03:23 UTC
Previous filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOBR Common Stock Options Exercise $24,000 +50,000 +48% $0.4800 153,432 10 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOBR Restricted Stock Units (RSUs) Award +50,000 50,000 10 Nov 2023 Common Stock 50,000 $0.000000 Direct F2, F3
transaction SOBR Restricted Stock Units (RSUs) Options Exercise $24,000 -50,000 -100% $0.4800 0 10 Nov 2023 Common Stock 50,000 $0.4800 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued for vested RSUs
F2 The RSUs don't have an expiration date but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3 Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.
F4 The vested RSUs were converted to common stock.