SEC ownership of SOBR Safe, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001425627.

Comparable stake leader

Corley Thomas John

Disclosed value leader

First Capital Holdings LLC

Comparable rows

14/24

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 2 signals
Latest 13D/G holder
Corley Thomas John
Latest parsed ownership date
31 Mar 2026
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001425627
Issuer location
Greenwood Village, CO

Ownership snapshot

Top shareholders of SOBR Safe, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Corley Thomas John
Disclosed value leader
First Capital Holdings LLC
Comparable rows
14/24
Latest evidence
31 Mar 2026
13D/G 13F 3/4/5 Lead comparable stake: 20% 10 rows are not safely comparable across share classes. 13D/G row: Corley Thomas John Showing 1-8 of 24 holder rows.

Quick read

Corley Thomas John leads the comparable SEC ownership view at 20%.

14 of 24 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Corley Thomas John's linked filing trail.
Comparable ownership Top 5
Corley Thomas John 20%
Empery Asset Management, LP 5%
ARMISTICE CAPITAL, LLC 5%
L1 Capital Global Opportunities M... 5%
INTRACOASTAL CAPITAL, LLC 5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 24 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Corley Thomas John
13D/G
20%
370,000 shares
$0 31 Mar 2026
Empery Asset Management, LP
13D/G
5%
$264,508
80,154 shares
$0 31 Mar 2025
ARMISTICE CAPITAL, LLC
13D/G
5%
$76,650
147,403 shares
-$10,859 31 Mar 2026
L1 Capital Global Opportunities Master Fund, Ltd.
13D/G
5%
$52,868
122,950 shares
$0 31 Dec 2024
INTRACOASTAL CAPITAL, LLC
13D/G
Mitchell P. Kopin
5%
$42,599
99,067 shares
$0 31 Mar 2026
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.7%
$25,274
50,450 shares
31 Mar 2026
HRT FINANCIAL LP
13F
Company
13F
1.2%
$17,000
35,014 shares
31 Mar 2026
Ashton Thomas Private Wealth, LLC
13F
Company
13F
0.41%
$6,012
12,000 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 06 Jun 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-10 of 10 reporting-owner rows connected to SOBR Safe, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
10
Largest Forms 3/4/5 holder
First Capital Holdings LLC
Net 12M change
$0
Latest report
06 Mar 2025
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
First Capital Holdings LLC 10%+ Owner $1,043,840 Filing P/S 29 Jan 2024
Charles Warren Bennington Former Director $218,848 Mixed 01 Jul 2021
J. Steven Beabout Director $160,561 Mixed 17 Aug 2022
Gerard Wenzel Cfo $73,647 Mixed 10 Nov 2023
Christopher Whitaker Cfo $19,200 Mixed 01 Jan 2024
David Joseph Gandini CEO and Secretary, Director $11,294 Mixed 18 May 2022
Sandy L. Shoemaker Director $5,647 Mixed 07 Dec 2021
BANK OF AMERICA CORP /DE/ 10%+ Owner $3 Mixed 06 Mar 2025
Gary John Graham 10%+ Owner $0 Mixed 29 Jan 2024
Watson Michael T. EVP Sales and Marketing Mixed 18 May 2022

Recent insider transactions for SOBR Safe, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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