Gerard Wenzel - Nov 4, 2022 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Role
CFO
Signature
Gerard Wenzel
Stock symbol
SOBR
Transactions as of
Nov 4, 2022
Transactions value $
$0
Form type
4
Date filed
2/24/2023, 03:16 PM
Previous filing
Jun 13, 2022
Next filing
Jun 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOBR Common Stock Options Exercise $24.2K +16.7K +141.67% $1.45 28.4K Nov 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOBR Restricted Stock Units (RSUs) Options Exercise -$24.2K -16.7K -100% $1.45 0 Nov 16, 2022 Common Stock 0 $1.45 Direct F2, F3
transaction SOBR Restricted Stock Units (RSUs) Award +75K 75K Nov 4, 2022 Common Stock 75K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued for vested RSUs
F2 The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3 The vested RSUs were converted to common stock.
F4 Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.