Gerard Wenzel - 04 Nov 2022 Form 4 Insider Report for SOBR Safe, Inc. (SOBR)

Role
CFO
Signature
Gerard Wenzel
Issuer symbol
SOBR
Transactions as of
04 Nov 2022
Net transactions value
$0
Form type
4
Filing time
24 Feb 2023, 15:16:18 UTC
Previous filing
13 Jun 2022
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOBR Common Stock Options Exercise $24,167 +16,667 +142% $1.45 28,432 16 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOBR Restricted Stock Units (RSUs) Options Exercise $24,167 -16,667 -100% $1.45 0 16 Nov 2022 Common Stock 0 $1.45 Direct F2, F3
transaction SOBR Restricted Stock Units (RSUs) Award +75,000 75,000 04 Nov 2022 Common Stock 75,000 $0.000000 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued for vested RSUs
F2 The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3 The vested RSUs were converted to common stock.
F4 Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.