Kiersten Zaza Botelho - 11 Oct 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol
HTGC
Transactions as of
11 Oct 2025
Transactions value $
-$13,727
Form type
4
Date filed
15 Oct 2025, 19:04
Previous filing
14 Oct 2025
Next filing
08 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Botelho Kiersten Zaza Chief Legal Officer & CCO C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho 2025-10-15 0001902313

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$13.7K -822 -1.27% $16.70 64.1K 11 Oct 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.