Kiersten Zaza Botelho - 11 Oct 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol
HTGC
Transactions as of
11 Oct 2025
Net transactions value
-$13,727
Form type
4
Filing time
15 Oct 2025, 19:04:54 UTC
Previous filing
14 Oct 2025
Next filing
08 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Botelho Kiersten Zaza Chief Legal Officer & CCO C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho 15 Oct 2025 0001902313

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $13,727 -822 -1.3% $16.70 64,103 11 Oct 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025.