Kiersten Zaza Botelho - 09 Oct 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Issuer symbol
HTGC
Transactions as of
09 Oct 2025
Transactions value $
-$16,309
Form type
4
Date filed
14 Oct 2025, 17:35
Previous filing
15 Jul 2025
Next filing
15 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Botelho Kiersten Zaza Chief Legal Officer & CCO C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho 2025-10-14 0001902313

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$16.3K -956 -1.45% $17.06 64.9K 09 Oct 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025.