| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Botelho Kiersten Zaza | Chief Legal Officer & CCO | C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON | /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho | 14 Oct 2025 | 0001902313 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $16,309 | -956 | -1.5% | $17.06 | 64,925 | 09 Oct 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025. |