Kiersten Zaza Botelho - Dec 4, 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Legal Officer & CCO
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho
Stock symbol
HTGC
Transactions as of
Dec 4, 2025
Transactions value $
$0
Form type
4
Date filed
12/8/2025, 04:53 PM
Previous filing
Oct 15, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Botelho Kiersten Zaza Chief Legal Officer & CCO C/O HERCULES CAPITAL, INC., 31 ST. JAMES AVENUE, SUITE 1005, BOSTON /s/ /Eileen Bagarella, Attorney-in-Fact for Kiersten Zaza Botelho 2025-12-08 0001902313

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTGC Restricted Stock Units Award $0 +10.6K +44.42% $0.00 34.3K Dec 4, 2025 Common Stock 0 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 The Reporting Person received an award of restricted stock units on December 4, 2025 which will vest 100% on December 4, 2032.