| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Meyer Seth H | Chief Financial Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer | 12 Jan 2026 | 0001768773 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Award | $1,549,999 | +84,978 | +23% | $18.24 | 454,570 | 08 Jan 2026 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |